{"url":"https://nivawealth.com/firms/waverley-wealth-management-156023","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156023","regulatoryAum":201152058,"crd":"156023","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5597861","suffix":null,"lastName":"BICKER","firstName":"MARTIN","middleName":null},{"crd":"6514951","suffix":null,"lastName":"WILLIAMS","firstName":"DONNA","middleName":"ROBIN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-02-15","regulatoryAum":119682367,"clients":95,"employees":2,"offices":1},{"filedOn":"2023-01-11","regulatoryAum":108416244,"clients":109,"employees":2,"offices":1},{"filedOn":"2024-01-18","regulatoryAum":121761745,"clients":114,"employees":2,"offices":1},{"filedOn":"2025-01-21","regulatoryAum":147063828,"clients":116,"employees":2,"offices":1},{"filedOn":"2026-01-23","regulatoryAum":201152058,"clients":114,"employees":2,"offices":1}],"secFileNumber":"801-123471","legalName":"Waverley Wealth Management LLC","displayName":"Waverley Wealth Management","slug":"waverley-wealth-management-156023","website":"https://waverleywealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/waverley-wealth-management","founded":"2010","organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2570 W. El Camino Real, Suite 680","city":"Mountain View","state":"CA","stateName":"California","country":"United States","postalCode":"94040"},"tradeNames":[],"registration":{"secApproved":"17 March 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1764491.7368421052,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":201152058,"discretionary":201152058,"discretionaryAccounts":359,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":44,"regulatoryAum":19090514},{"label":"High-net-worth individuals","clients":70,"regulatoryAum":182061544}],"feePrograms":[{"role":"main","program":"Comprehensive Portfolio Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003740","versionId":1003740,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-01-23","documentName":"FORM ADV PART 2A - FIRM BROCHURE - WAVERLEY WEALTH MANAGEMENT","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":500000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:16:17.004311+00:00","documents":[{"name":"FORM ADV PART 2A - FIRM BROCHURE - WAVERLEY WEALTH MANAGEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003740","versionId":1003740,"submittedOn":"2026-01-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":201152058}],"custodyNote":"Waverley Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Martin Bicker","title":"Managing Member & Chief Compliance Officer","crd":"5597861"}],"ownership":[{"label":"Martin Bicker","detail":"Managing member & chief compliance officer in the 75% or more ownership band and a control person, since December 2010."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2570 W. El Camino Real, Suite 680","city":"Mountain View","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"650-559-9700","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":31},{"label":"Non-exchange-traded equity securities","percent":2},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":60},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"23 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/156023/PDF/156023.pdf","brochureDate":"23 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003740","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Waverley Wealth Management have?","answer":"Waverley Wealth Management has 114 clients and manages $201 million for them, as of January 2026. They include 70 high-net-worth individuals and 44 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Waverley Wealth Management offer?","answer":"Waverley Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Waverley Wealth Management charge?","answer":"Waverley Wealth Management charges 0.50%–1.00% a year for its Comprehensive Portfolio Management. The fee is billed in advance, is negotiable and requires an account of at least $500,000.","source":"FORM ADV PART 2A - FIRM BROCHURE - WAVERLEY WEALTH MANAGEMENT, filed 23 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Waverley Wealth Management use?","answer":"Waverley Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $201M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Waverley Wealth Management have?","answer":"Waverley Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Waverley Wealth Management invest in?","answer":"At the end of its last fiscal year, Waverley Wealth Management’s separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 31% exchange-traded equities, 3% cash and equivalents, 2% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% sovereign bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Waverley Wealth Management have a minimum investment?","answer":"Yes, Waverley Wealth Management’s minimum account size for its Comprehensive Portfolio Management is $500K.","source":"FORM ADV PART 2A - FIRM BROCHURE - WAVERLEY WEALTH MANAGEMENT, filed 23 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Waverley Wealth Management?","answer":"Waverley Wealth Management’s direct owner is Martin Bicker (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Waverley Wealth Management get paid?","answer":"Waverley Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Waverley Wealth Management?","answer":"Waverley Wealth Management’s main office is at 2570 W. El Camino Real, Suite 680, Mountain View, CA 94040. Its phone number is 650-559-9700. Its website is waverleywealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}