{"url":"https://nivawealth.com/firms/watkinson-capital-advisors-151862","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/151862","regulatoryAum":124247513,"crd":"151862","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5349275","suffix":null,"lastName":"WATKINSON","firstName":"MARK","middleName":"CHRISTIAN"},{"crd":"459946","suffix":null,"lastName":"WATKINSON","firstName":"WILLIAM","middleName":"JOHN"},{"crd":"5076004","suffix":null,"lastName":"WATKINSON","firstName":"WILLIAM","middleName":"JEFFREY"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-03-27","regulatoryAum":125021323,"clients":92,"employees":3,"offices":1},{"filedOn":"2026-09-08","regulatoryAum":124247513,"clients":92,"employees":3,"offices":1}],"secFileNumber":"801-132546","legalName":"Watkinson Capital Advisors LLC","displayName":"Watkinson Capital Advisors","slug":"watkinson-capital-advisors-151862","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/watkinson-capital-advisors-llc","founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1273 E. Lancaster Ave","city":"Berwyn","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19312"},"tradeNames":["Watkinson Capital"],"registration":{"secApproved":"28 April 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1350516.4456521738,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":124247513,"discretionary":124247513,"discretionaryAccounts":124,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":55,"regulatoryAum":22553056},{"label":"High-net-worth individuals","clients":37,"regulatoryAum":101694457}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T14:00:42.30275+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057285","versionId":1057285,"submittedOn":"2026-09-08"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"El Paso, TX","smaAssets":117207138}],"custodyNote":"Watkinson Capital Advisors does not have custody of client assets.","leadership":[{"name":"William Watkinson","title":"President & CEO, CCO, Co-CIO","crd":"459946"},{"name":"Mark Watkinson","title":"Chief Operating Officer","crd":"5349275"},{"name":"Elizabeth Watkinson","title":"Member and Owner","crd":"5721408"},{"name":"William Watkinson","title":"Co-Chief Investment Officer","crd":"5076004"}],"ownership":[{"label":"William Watkinson","detail":"President & ceo, cco, co-cio in the 50% to 75% ownership band and a control person, since September 2009. Also co-chief investment officer in the 10% to 25% ownership band and a control person, since October 2017."},{"label":"Elizabeth Watkinson","detail":"Member and owner in the 25% to 50% ownership band and a control person, since September 2009."},{"label":"Mark Watkinson","detail":"Chief operating officer in the 10% to 25% ownership band and a control person, since April 2017."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1273 E. Lancaster Ave","city":"Berwyn","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"484-588-0112","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"U.S. state and local bonds","percent":92},{"label":"Investment grade corporate bonds","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"8 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/151862/PDF/151862.pdf","brochureDate":"8 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057285","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Watkinson Capital Advisors have?","answer":"Watkinson Capital Advisors has 92 clients and manages $124 million for them, as of September 2026. They include 55 individual clients and 37 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Watkinson Capital Advisors offer?","answer":"Watkinson Capital Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Watkinson Capital Advisors use?","answer":"Watkinson Capital Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $117M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Watkinson Capital Advisors have?","answer":"Watkinson Capital Advisors has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Watkinson Capital Advisors invest in?","answer":"At the end of its last fiscal year, Watkinson Capital Advisors’ separately managed accounts held 92% state and local bonds, 7% exchange-traded equities and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Watkinson Capital Advisors?","answer":"Watkinson Capital Advisors’ direct owners are William Watkinson (50% to 75%), Elizabeth Watkinson (25% to 50%) and Mark Watkinson (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Watkinson Capital Advisors get paid?","answer":"Watkinson Capital Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Watkinson Capital Advisors registered with the SEC?","answer":"Yes, Watkinson Capital Advisors has been registered with the SEC as an investment adviser since 28 April 2025. Its CRD number is 151862 and its SEC file number is 801-132546.","source":"Form ADV Part 1A, Item 1, filed 8 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Watkinson Capital Advisors?","answer":"Watkinson Capital Advisors’ main office is at 1273 E. Lancaster Ave, Berwyn, PA 19312. Its phone number is 484-588-0112.","source":"Form ADV Part 1A, Item 1.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}