{"url":"https://nivawealth.com/firms/wasatch-investment-fund-manager-325037","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/325037","regulatoryAum":254557950,"crd":"325037","history":[{"filedOn":"2024-11-26","regulatoryAum":167200000,"clients":4,"employees":5,"offices":1},{"filedOn":"2026-03-12","regulatoryAum":254557950,"clients":5,"employees":5,"offices":1}],"secFileNumber":"801-131709","legalName":"Wasatch Investment Fund Manager, LLC","displayName":"Wasatch Investment Fund Manager","slug":"wasatch-investment-fund-manager-325037","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Utah limited liability company","fiscalYearEnd":"December","headquarters":{"street":"595 South Riverwoods Parkway, Suite 400","city":"Logan","state":"UT","stateName":"Utah","country":"United States","postalCode":"84321"},"tradeNames":[],"registration":{"secApproved":"6 January 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":5,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":254557950,"discretionary":254557950,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":5,"regulatoryAum":254557950}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Wasatch Investment Fund Manager has custody of $255M in client assets for 5 clients.","leadership":[{"name":"Dell Hansen","title":"Chief Executive Officer","crd":"7854313"},{"name":"Ryan Lindsey","title":"Chief Compliance Officer and Chief Financial Officer","crd":"7875918"}],"ownership":[{"label":"Wasatch Acquisition and Capital Inc.","detail":"Member in the 75% or more ownership band and a control person, since September 2022."},{"label":"Dell Hansen","detail":"Indirect owner: a chief executive officer of Wasatch Acquisition and Capital Inc. in the 25% to 50% band and a control person, since April 1998.","parent":"Wasatch Acquisition and Capital Inc."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":1,"addresses":[{"street":"595 South Riverwoods Parkway, Suite 400","city":"Logan","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"435-755-2000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":5},"sources":{"adv1FilingDate":"12 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/325037/PDF/325037.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wasatch Investment Fund Manager have?","answer":"Wasatch Investment Fund Manager has 5 clients and manages $255 million for them, as of March 2026. They include 5 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wasatch Investment Fund Manager offer?","answer":"Wasatch Investment Fund Manager provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Wasatch Investment Fund Manager have?","answer":"Wasatch Investment Fund Manager has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wasatch Investment Fund Manager?","answer":"Wasatch Investment Fund Manager is owned through a holding company by Dell Hansen. Its direct owner is Wasatch Acquisition and Capital Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wasatch Investment Fund Manager get paid?","answer":"Wasatch Investment Fund Manager is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Wasatch Investment Fund Manager registered with the SEC?","answer":"Yes, Wasatch Investment Fund Manager has been registered with the SEC as an investment adviser since 6 January 2025. Its CRD number is 325037 and its SEC file number is 801-131709.","source":"Form ADV Part 1A, Item 1, filed 12 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Wasatch Investment Fund Manager?","answer":"Wasatch Investment Fund Manager’s main office is at 595 South Riverwoods Parkway, Suite 400, Logan, UT 84321. Its phone number is 435-755-2000.","source":"Form ADV Part 1A, Item 1.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}