{"url":"https://nivawealth.com/firms/warburg-pincus-156945","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156945","regulatoryAum":108658034720,"crd":"156945","secFileNumber":"801-73264","legalName":"Warburg Pincus LLC","displayName":"Warburg Pincus","website":"http://www.warburgpincus.com.cn","linkedinUrl":"https://www.linkedin.com/company/warburg-pincus/","founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"450 Lexington Avenue","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10017-3911"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":829,"advisory":292,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":108658034720,"discretionaryAccounts":76,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":20,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":75,"regulatoryAum":107008504720},{"label":"Insurance companies","clients":1,"regulatoryAum":1649530000}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Warburg Pincus has custody of $82.22B for 75 clients.","otherCustodians":[],"leadership":[{"name":"Jeffrey Perlman","title":"Chief Executive Officer, Elected Manager","crd":"7788293"},{"name":"Steven Glenn","title":"Global Chief Operating Officer and Global Chief Financial Officer","crd":"6433240"},{"name":"David Sreter","title":"Chief Financial Officer","crd":"8237580"},{"name":"Douglas Madden","title":"Chief Compliance Officer","crd":"2612224"},{"name":"Timothy Geithner","title":"Co-Chairman","crd":"7244597"},{"name":"Charles Kaye","title":"Co-Chairman","crd":"5832978"},{"name":"Harsha Marti","title":"Chief Legal Officer","crd":"7325739"}],"ownership":[{"label":"Jeffrey Perlman","detail":"Chief executive officer, elected manager in the 5% to 10% ownership band and a control person, since September 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"One Market Plaza","city":"San Francisco"}]},{"state":"New York","offices":1,"addresses":[{"street":"450 Lexington Avenue","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-878-0600","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":100}],"privateFunds":213},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/156945/PDF/156945.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Warburg Pincus have?","answer":"Warburg Pincus has 76 clients and manages $108.7 billion for them, as of March 2026. They include 75 pooled investment vehicles and 1 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Warburg Pincus offer?","answer":"Warburg Pincus provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Warburg Pincus have?","answer":"Warburg Pincus has 0 investment adviser representatives registered with state securities authorities, out of 829 employees, and 292 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Warburg Pincus invest in?","answer":"At the end of its last fiscal year, Warburg Pincus’ separately managed accounts held 100% pooled vehicles (private funds and similar). It advises 213 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Warburg Pincus?","answer":"Warburg Pincus’ direct owner is Jeffrey Perlman, each holding 10% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Warburg Pincus get paid?","answer":"Warburg Pincus is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/warburg-pincus-156945/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1162870/000110465926097166/0001104659-26-097166-index.html","totalValue":186992700,"positionCount":1,"top10Share":1,"top10":[{"issuer":"OCEANFIRST FINANCIAL CORP.","titleOfClass":"COM","cusip":"675234108","value":186992700,"shares":9574639,"shareType":"SH"}],"positionsListed":1,"positions":[{"issuer":"OCEANFIRST FINANCIAL CORP.","titleOfClass":"COM","cusip":"675234108","value":186992700,"shares":9574639,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}