{"url":"https://nivawealth.com/firms/w1m-wealth-management-limited-132210","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/132210","regulatoryAum":24847362573,"crd":"132210","secFileNumber":"801-63787","legalName":"W1M Wealth Management Limited","displayName":"W1M Wealth Management Limited","website":null,"founded":null,"organization":"limited liability company organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"16 Babmaes Street","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"SW1Y 6AH"},"tradeNames":[],"registration":{"secApproved":"3 January 2005","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":200,"advisory":99,"brokerDealerReps":0,"insuranceAgents":0,"promoters":19},"aum":{"discretionary":24847362573,"discretionaryAccounts":6712,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":96,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":5426,"regulatoryAum":6320988027},{"label":"Pooled investment vehicles","clients":49,"regulatoryAum":14111086970},{"label":"Charitable organizations","clients":219,"regulatoryAum":1404845557},{"label":"Insurance companies","clients":117,"regulatoryAum":315673484},{"label":"Corporations and other businesses","clients":212,"regulatoryAum":1090192392},{"label":"Other","clients":689,"regulatoryAum":1604576143}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"SEI Investments (europe) LTD","shortName":"SEI Investments (europe)","location":"London","smaAssets":9053565876},{"name":"SEI Investments - Guernsey Limited","shortName":"SEI Investments - Guernsey Limited","location":"Guernsey","smaAssets":2199823898}],"custodyNote":"W1M Wealth Management Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Guy McGlashan","title":"Chief Executive Officer and Director","crd":"6833122"},{"name":"Dominic Crabb","title":"Chief Compliance Officer and Director","crd":"7025333"},{"name":"Michael Allen","title":"Executive Director","crd":"4943060"},{"name":"Ananth Steven Chhoker","title":"Executive Director","crd":"7963739"},{"name":"Sebastian Dovey","title":"Non Executive Director","crd":"7456435"},{"name":"David Morgan","title":"Non- Executive Director","crd":"6236385"},{"name":"Stephen Thomas Murphy","title":"Non-Executive Chairman","crd":"7293234"},{"name":"Alexandra Napier","title":"Non Executive Director","crd":"7707691"},{"name":"Robert Paul","title":"Director","crd":"6984386"}],"ownership":[{"label":"W1M Group Limited","detail":"Sole shareholder in the 75% or more ownership band and a control person, since October 1988."},{"label":"Sabrina Bidco Limited","detail":"Indirect owner: a sole shareholder of W1M Group Limited in the 75% or more band and a control person, since March 2023.","parent":"W1M Group Limited"},{"label":"Sabrina Midco Limited","detail":"Indirect owner: a sole shareholder of Sabrina Bidco Limited in the 75% or more band and a control person, since May 2022.","parent":"Sabrina Bidco Limited"},{"label":"Sabrina Topco Limited","detail":"Indirect owner: a sole shareholder of Sabrina Midco Limited in the 75% or more band and a control person, since May 2022.","parent":"Sabrina Midco Limited"},{"label":"Sabrina Holdco Limited","detail":"Indirect owner: a shareholder of Sabrina Topco Limited in the 50% to 75% band and a control person, since January 2023.","parent":"Sabrina Topco Limited"},{"label":"LM Sabrina Holdings LP","detail":"Indirect owner: a sole shareholder of Sabrina Holdco Limited in the 75% or more band and a control person, since January 2023.","parent":"Sabrina Holdco Limited"},{"label":"LM Sabrina Investment Holdings Inc","detail":"Indirect owner: a shareholder of LM Sabrina Holdings LP in the 25% to 50% band and a control person, since December 2022.","parent":"LM Sabrina Holdings LP"},{"label":"LM Equity Partners V LP","detail":"Indirect owner: a shareholder of LM Sabrina Holdings LP in the 50% to 75% band and a control person, since May 2022.","parent":"LM Sabrina Holdings LP"},{"label":"LM Equity Partners V-A LP","detail":"Indirect owner: a shareholder of LM Sabrina Investment Holdings Inc in the 75% or more band and a control person, since December 2022.","parent":"LM Sabrina Investment Holdings Inc"},{"label":"LM Equity Advisors V LP","detail":"Indirect owner: general partner of LM Equity Partners V LP and a control person, since December 2022. Also general partner of LM Sabrina Holdings LP and a control person, since December 2022. Also general partner of LM Equity Partners V-A LP and a control person, since December 2022.","parent":"LM Equity Partners V LP"},{"label":"Fund V Ugp LLC","detail":"Indirect owner: a sole shareholder of LM Equity Advisors V LP in the 75% or more band and a control person, since January 2018.","parent":"LM Equity Advisors V LP"},{"label":"Lovell Minnick Partners LLC","detail":"Indirect owner: a sole shareholder of Fund V Ugp LLC in the 75% or more band and a control person, since January 2018.","parent":"Fund V Ugp LLC"},{"label":"Lovell Minnick Holdings LLC","detail":"Indirect owner: a sole shareholder of Lovell Minnick Partners LLC in the 75% or more band and a control person, since January 2018.","parent":"Lovell Minnick Partners LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"4402046172000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":35},{"label":"U.S. government/agency bonds","percent":7},{"label":"Sovereign bonds","percent":4},{"label":"Investment grade corporate bonds","percent":11},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":3},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":34},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"7 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/132210/PDF/132210.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does W1M Wealth Management Limited have?","answer":"W1M Wealth Management Limited has 6,712 clients and manages $24.8 billion for them, as of May 2026. They include 5,426 high-net-worth individuals, 689 other clients and 219 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does W1M Wealth Management Limited offer?","answer":"W1M Wealth Management Limited provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does W1M Wealth Management Limited use?","answer":"W1M Wealth Management Limited’s separately managed account assets are held at SEI Investments (europe) LTD (London), with $9,053,565,876 and SEI Investments - Guernsey Limited (Guernsey), with $2,199,823,898. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does W1M Wealth Management Limited have?","answer":"W1M Wealth Management Limited has 0 investment adviser representatives registered with state securities authorities, out of 200 employees, and 99 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does W1M Wealth Management Limited invest in?","answer":"At the end of its last fiscal year, W1M Wealth Management Limited’s separately managed accounts held 35% exchange-traded equities, 34% pooled vehicles (private funds and similar), 11% investment grade corporate bonds, 7% U.S. government and agency bonds, 4% sovereign bonds, 4% cash and equivalents, 3% registered funds (mutual funds, ETFs, BDCs) and 2% high-yield corporate bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns W1M Wealth Management Limited?","answer":"W1M Wealth Management Limited is owned through a chain of holding companies by LM Equity Partners V-A LP and Lovell Minnick Holdings LLC. Its direct owner is W1M Group Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 7 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does W1M Wealth Management Limited get paid?","answer":"W1M Wealth Management Limited is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}