{"url":"https://nivawealth.com/firms/voya-investments-111091","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111091","regulatoryAum":59483464103,"crd":"111091","secFileNumber":"801-48282","legalName":"Voya Investments, LLC","displayName":"Voya Investments","website":null,"linkedinUrl":"https://linkedin.com/company/19460","founded":null,"organization":"Arizona limited liability company","fiscalYearEnd":"December","headquarters":{"street":"7337 E. Doubletree Ranch Road, Suite 100","city":"Scottsdale","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85258-2034"},"tradeNames":[],"registration":{"secApproved":"7 February 1995","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":104,"advisory":71,"brokerDealerReps":11,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":59483464103,"discretionaryAccounts":107,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":107,"regulatoryAum":59483464103}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Voya Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jonathan Nash","title":"Executive Vice President & Chief Investment Risk Officer","crd":"2337820"},{"name":"Catrina Willingham","title":"Chief Financial Officer","crd":"7025979"},{"name":"Erica McKenna","title":"Chief Compliance Officer","crd":"7620703"},{"name":"Huey Falgout","title":"Secretary","crd":"2244652"},{"name":"Tiffani Potesta","title":"Head of Distribution & Senior Managing Director","crd":"4042592"}],"ownership":[{"label":"Voya Funds Services, LLC","detail":"Sole member in the 75% or more ownership band and a control person, since December 1994."},{"label":"Voya Financial, Inc.","detail":"Indirect owner: a owner of Voya Holdings, Inc. in the 75% or more band and a control person, since September 2000.","parent":"Voya Holdings, Inc."},{"label":"Voya Holdings, Inc.","detail":"Indirect owner: a shareholder of Vim Holdings LLC in the 75% or more band and a control person, since July 2022.","parent":"Vim Holdings LLC"},{"label":"Voya Capital, LLC","detail":"Indirect owner: a member of Voya Funds Services, LLC in the 75% or more band, since November 1999.","parent":"Voya Funds Services, LLC"},{"label":"Voya Investment Management LLC","detail":"Indirect owner: a member of Voya Capital, LLC in the 75% or more band and a control person, since December 2007.","parent":"Voya Capital, LLC"},{"label":"Vim Holdings LLC","detail":"Indirect owner: a sole member of Voya Investment Management LLC in the 75% or more band and a control person, since July 2022.","parent":"Voya Investment Management LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"7337 E. Doubletree Ranch Road, Suite 100","city":"Scottsdale","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-477-3000","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"29 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111091/PDF/111091.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Voya Investments have?","answer":"Voya Investments has 107 clients and manages $59.5 billion for them, as of September 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Voya Investments offer?","answer":"Voya Investments provides portfolio management for investment companies, portfolio management for pooled vehicles and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Voya Investments have?","answer":"Voya Investments has 3 investment adviser representatives registered with state securities authorities, out of 104 employees, and 71 perform investment advisory functions. 11 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Voya Investments?","answer":"Voya Investments is owned through a chain of holding companies by Voya Financial, Inc. Its direct owner is Voya Funds Services, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Voya Investments get paid?","answer":"Voya Investments is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}