{"url":"https://nivawealth.com/firms/voya-alternative-asset-management-107235","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107235","regulatoryAum":34006171800,"crd":"107235","secFileNumber":"801-51125","legalName":"Voya Alternative Asset Management LLC","displayName":"Voya Alternative Asset Management","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"200 Park Avenue","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10166"},"tradeNames":["Voya Alternative Assets","Voya Investment Management","Voya Investment Management Americas","Voya U. S. Investment Management"],"registration":{"secApproved":"8 March 1996","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":124,"advisory":46,"brokerDealerReps":124,"insuranceAgents":2,"promoters":2},"aum":{"discretionary":34006171800,"discretionaryAccounts":56,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":94,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":56,"regulatoryAum":34006171800}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Voya Alternative Asset Management has custody of $980.6M for 10 clients.","otherCustodians":[],"leadership":[{"name":"Matthew Toms","title":"Chief Executive Officer & Senior Managing Director","crd":"5314576"},{"name":"Markus Wolff","title":"Chief Financial Officer & Managing Director","crd":"7691419"},{"name":"Michael Peters","title":"Chief Operating Officer & Senior Managing Director","crd":"6032203"},{"name":"Micheline Faver","title":"Chief Compliance Officer & Managing Director","crd":"4573951"},{"name":"Huey Falgout","title":"Head of Im Legal & Managing Director","crd":"2244652"},{"name":"Tiffani Potesta","title":"Head of Distribution & Senior Managing Director","crd":"4042592"},{"name":"Amir Sahibzada","title":"Chief Risk Officer & Managing Director","crd":"4931047"}],"ownership":[{"label":"Voya Investment Management Alternative Assets LLC","detail":"Sole member in the 75% or more ownership band and a control person, since June 2004."},{"label":"Voya Investment Management LLC","detail":"Indirect owner: a shareholder of Voya Investment Management Alternative Assets LLC in the 75% or more band and a control person, since August 2003.","parent":"Voya Investment Management Alternative Assets LLC"},{"label":"Voya Holdings Inc.","detail":"Indirect owner: a shareholder of Vim Holdings LLC in the 75% or more band and a control person, since July 2022.","parent":"Vim Holdings LLC"},{"label":"Voya Financial, Inc.","detail":"Indirect owner: a shareholder of Voya Holdings Inc. in the 75% or more band and a control person, since January 2004.","parent":"Voya Holdings Inc."},{"label":"Vim Holdings LLC","detail":"Indirect owner: a shareholder of Voya Investment Management LLC in the 75% or more band and a control person, since July 2022.","parent":"Voya Investment Management LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"7337 East Doubletree Ranch Road","city":"Scottsdale"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"5780 Powers Ferry Road NW","city":"Atlanta"}]},{"state":"New York","offices":1,"addresses":[{"street":"200 Park Avenue","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-309-8200","stateRegisteredReps":56,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[],"privateFunds":56},"sources":{"adv1FilingDate":"29 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107235/PDF/107235.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Voya Alternative Asset Management have?","answer":"Voya Alternative Asset Management has 56 clients and manages $34 billion for them, as of September 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Voya Alternative Asset Management offer?","answer":"Voya Alternative Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Voya Alternative Asset Management have?","answer":"Voya Alternative Asset Management has 56 investment adviser representatives registered with state securities authorities, out of 124 employees, and 46 perform investment advisory functions. 124 are registered representatives of a broker-dealer and 2 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Voya Alternative Asset Management?","answer":"Voya Alternative Asset Management is owned through a chain of holding companies by Voya Financial, Inc. Its direct owner is Voya Investment Management Alternative Assets LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Voya Alternative Asset Management get paid?","answer":"Voya Alternative Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}