{"url":"https://nivawealth.com/firms/vinva-investment-management-limited-334058","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/334058","regulatoryAum":42897628473,"crd":"334058","secFileNumber":"801-132120","legalName":"Vinva Investment Management Limited","displayName":"Vinva Investment Management Limited","website":"http://www.vinva.com","linkedinUrl":"https://au.linkedin.com/company/vinva-investment-management","founded":null,"organization":"corporation organized in Australia","fiscalYearEnd":"June","headquarters":{"street":"259 George Street, Level 27,","city":"Sydney, NSW","state":"","stateName":"","country":"Australia","postalCode":"2000"},"tradeNames":[],"registration":{"secApproved":"7 March 2025","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":29,"advisory":15,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":42897628473,"discretionaryAccounts":34,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":6,"regulatoryAum":7793000790},{"label":"Pension and profit-sharing plans","clients":16,"regulatoryAum":22503771252},{"label":"State or municipal government entities","clients":6,"regulatoryAum":7473484535},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":5127371896}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Global Advisors, Australia, Limited","shortName":"State Street Global Advisors, Australia, Limited","location":"Sydney","smaAssets":13286623134},{"name":"Northern Trust Asset Management Australia Pty LTD","shortName":"Northern Trust Asset Management Australia Pty","location":"Sydney","smaAssets":8617225321},{"name":"BNP Paribas Fund Services Australasia Pty LTD","shortName":"BNP Paribas Fund Services Australasia Pty","location":"Sydney","smaAssets":1323269633},{"name":"Citi Securities Services","shortName":"Citi Securities Services","location":"Sydney","smaAssets":6557103394},{"name":"Jpmorgan Chase Bank, National Association","shortName":"J.P. Morgan","location":"Sydney","smaAssets":5320406201}],"custodyNote":"Vinva Investment Management Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Tanya Sideratos","title":"Chief Compliance Officer & Director","crd":"8020324"},{"name":"Nicholas Burt","title":"Director","crd":"8020336"},{"name":"Robert Cochrane","title":"Director","crd":"8020335"},{"name":"Morry Waked","title":"Managing Director","crd":"8020334"}],"ownership":[{"label":"Vinva Holdings Limited","detail":"Parent entity in the 75% or more ownership band and a control person, since March 2010."},{"label":"Magellan Financial Group Limited","detail":"Indirect owner: a shareholder of Vinva Holdings Limited in the 25% to 50% band, since August 2024.","parent":"Vinva Holdings Limited"},{"label":"Morry Waked","detail":"Indirect owner: a shareholder of Vinva Holdings Limited in the 25% to 50% band and a control person, since April 2010.","parent":"Vinva Holdings Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"61282984700","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":98},{"label":"Derivatives","percent":1},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"14 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/334058/PDF/334058.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Vinva Investment Management Limited have?","answer":"Vinva Investment Management Limited has 34 clients and manages $42.9 billion for them, as of September 2026. They include 16 pension and profit-sharing plans, 6 pooled investment vehicles and 6 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Vinva Investment Management Limited offer?","answer":"Vinva Investment Management Limited provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Vinva Investment Management Limited use?","answer":"Vinva Investment Management Limited’s separately managed account assets are held at State Street Global Advisors, Australia, Limited (Sydney), with $13,286,623,134, Northern Trust Asset Management Australia Pty LTD (Sydney), with $8,617,225,321, Citi Securities Services (Sydney), with $6,557,103,394, Jpmorgan Chase Bank, National Association (Sydney), with $5,320,406,201 and BNP Paribas Fund Services Australasia Pty LTD (Sydney), with $1,323,269,633. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Vinva Investment Management Limited have?","answer":"Vinva Investment Management Limited has 0 investment adviser representatives registered with state securities authorities, out of 29 employees, and 15 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Vinva Investment Management Limited invest in?","answer":"At the end of its last fiscal year, Vinva Investment Management Limited’s separately managed accounts held 98% exchange-traded equities, 1% derivatives and 1% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Vinva Investment Management Limited?","answer":"Vinva Investment Management Limited is owned through a holding company by Magellan Financial Group Limited and Morry Waked. Its direct owner is Vinva Holdings Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Vinva Investment Management Limited get paid?","answer":"Vinva Investment Management Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}