{"url":"https://nivawealth.com/firms/vincent-wealth-advisors-332759","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/332759","regulatoryAum":152876009,"crd":"332759","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2704182","suffix":null,"lastName":"VINCENT","firstName":"JEFFREY","middleName":"JAMES"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-02-28","regulatoryAum":127315936,"clients":77,"employees":2,"offices":1},{"filedOn":"2026-03-09","regulatoryAum":152876009,"clients":83,"employees":2,"offices":1}],"secFileNumber":"801-131070","legalName":"Vincent Wealth Advisors LLC","displayName":"Vincent Wealth Advisors","slug":"vincent-wealth-advisors-332759","website":"https://vincentwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"101 Longwater Circle, Suite 101","city":"Norwell","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02061"},"tradeNames":["Vincent Wealth Advisors"],"registration":{"secApproved":"6 September 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1841879.626506024,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":152876009,"discretionary":136420928,"discretionaryAccounts":287,"nonDiscretionary":16455081,"nonDiscretionaryAccounts":32,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":48,"regulatoryAum":15232531},{"label":"High-net-worth individuals","clients":35,"regulatoryAum":137643478}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:50:15.822012+00:00","documents":[{"name":"VWA DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015846","versionId":1015846,"submittedOn":"2026-03-09"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":124057307}],"custodyNote":"Vincent Wealth Advisors has custody of $49.2M in client assets for 28 clients.","leadership":[{"name":"Jeffrey Vincent","title":"Owner and Chief Compliance Officer","crd":"2704182"}],"ownership":[{"label":"Jeffrey Vincent","detail":"Owner and chief compliance officer in the 75% or more ownership band and a control person, since July 2024."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"101 Longwater Circle, Suite 101","city":"Norwell","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"781-556-8623","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":60},{"label":"U.S. government/agency bonds","percent":5},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":14},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":14},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"9 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/332759/PDF/332759.pdf","brochureDate":"9 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015846","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Vincent Wealth Advisors have?","answer":"Vincent Wealth Advisors has 83 clients and manages $153 million for them, as of March 2026. They include 48 individual clients and 35 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Vincent Wealth Advisors offer?","answer":"Vincent Wealth Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Vincent Wealth Advisors use?","answer":"Vincent Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $124M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Vincent Wealth Advisors have?","answer":"Vincent Wealth Advisors has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Vincent Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Vincent Wealth Advisors’ separately managed accounts held 60% exchange-traded equities, 14% registered funds (mutual funds, ETFs, BDCs), 14% pooled vehicles (private funds and similar), 6% cash and equivalents, 5% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Vincent Wealth Advisors?","answer":"Vincent Wealth Advisors’ direct owner is Jeffrey Vincent (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Vincent Wealth Advisors get paid?","answer":"Vincent Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Vincent Wealth Advisors registered with the SEC?","answer":"Yes, Vincent Wealth Advisors has been registered with the SEC as an investment adviser since 6 September 2024. Its CRD number is 332759 and its SEC file number is 801-131070.","source":"Form ADV Part 1A, Item 1, filed 9 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Vincent Wealth Advisors?","answer":"Vincent Wealth Advisors’ main office is at 101 Longwater Circle, Suite 101, Norwell, MA 02061. Its phone number is 781-556-8623. Its website is vincentwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}