{"url":"https://nivawealth.com/firms/victory-asset-management-107203","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107203","regulatoryAum":102465525,"crd":"107203","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4292844","suffix":null,"lastName":"Johnston","firstName":"Andrew","middleName":null},{"crd":"2089113","suffix":null,"lastName":"RILOFF","firstName":"JACOB","middleName":null},{"crd":"5837452","suffix":null,"lastName":"ROSSER","firstName":"ASHLEY","middleName":"RENEE"},{"crd":"4611193","suffix":null,"lastName":"TAYLOR","firstName":"DIANE","middleName":"SUSAN"},{"crd":"1021537","suffix":"JR","lastName":"VERFAILLIE","firstName":"HOWARD","middleName":"ROY"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":115737245,"clients":613,"employees":4,"offices":2},{"filedOn":"2022-03-28","regulatoryAum":109456313,"clients":643,"employees":4,"offices":2},{"filedOn":"2023-04-27","regulatoryAum":122306958,"clients":392,"employees":6,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":119421047,"clients":290,"employees":6,"offices":1},{"filedOn":"2025-03-26","regulatoryAum":102572219,"clients":271,"employees":7,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":102465525,"clients":364,"employees":5,"offices":2}],"secFileNumber":"801-36836","legalName":"Victory Asset Management Co., Inc.","displayName":"Victory Asset Management","slug":"victory-asset-management-107203","website":"https://victorywealthpartners.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New Jersey corporation","fiscalYearEnd":"December","headquarters":{"street":"53 North Main Street","city":"Mullica Hill","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"08062"},"tradeNames":[],"registration":{"secApproved":"15 June 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 FIRM BROCHURE"},{"role":"other","program":"Hourly Planning Engagements","summary":"Limited planning work is billed hourly at $75 to $250 per hour, in 10-minute increments.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029998","versionId":1029998,"submittedOn":"2026-03-27","documentName":"PART 2A:  FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T11:55:05.710294+00:00","documents":[{"name":"PART 2A:  FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029998","versionId":1029998,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Lincoln Financial Distributors, Inc.","shortName":"Lincoln Financial Distributors","location":"Radnor, PA","smaAssets":63416593}],"custodyNote":"Victory Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ashley Rosser","title":"President/ Chief Compliance Officer","crd":"5837452"}],"ownership":[{"label":"Ashley Rosser","detail":"President/ chief compliance officer in the 75% or more ownership band and a control person, since February 2009."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"53 North Main Street","city":"Mullica Hill","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"856-464-3100","stateRegisteredReps":5,"otherAdviserReps":5,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":39},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":56,"detail":"Fee Based Variable Annuities With  Mutual Fund Sub Accounts"}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107203/PDF/107203.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029998","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Victory Asset Management have?","answer":"Victory Asset Management has 364 clients and manages $102 million for them, as of March 2026. They include 338 individual clients, 13 high-net-worth individuals, and 13 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Victory Asset Management offer?","answer":"Victory Asset Management provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Victory Asset Management use?","answer":"Victory Asset Management’s separately managed account assets are held at Lincoln Financial Distributors, Inc. (Radnor, PA), with $63.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Victory Asset Management have?","answer":"Victory Asset Management has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Victory Asset Management invest in?","answer":"At the end of its last fiscal year, Victory Asset Management’s separately managed accounts held 56% other, 39% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents. The 56% other category is described as: Fee Based Variable Annuities With  Mutual Fund Sub Accounts.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Victory Asset Management?","answer":"Victory Asset Management’s direct owner is Ashley Rosser (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Victory Asset Management get paid?","answer":"Victory Asset Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Victory Asset Management?","answer":"Victory Asset Management’s main office is at 53 North Main Street, Mullica Hill, NJ 08062. Its phone number is 856-464-3100. Its website is victorywealthpartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}