{"url":"https://nivawealth.com/firms/via-iv-investments-121992","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/121992","regulatoryAum":221830752,"crd":"121992","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1989908","suffix":null,"lastName":"COYNER","firstName":"JEFFREY","middleName":"RUSSELL"},{"crd":"2349981","suffix":null,"lastName":"HOLLAND","firstName":"JEFFREY","middleName":"JACOB"},{"crd":"1729929","suffix":null,"lastName":"LEFTAKES","firstName":"NICHOLAS","middleName":"THOMAS"},{"crd":"2777511","suffix":null,"lastName":"MANN","firstName":"SCOTT","middleName":"EDWARD"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-19","regulatoryAum":126758000,"clients":219,"employees":4,"offices":1},{"filedOn":"2022-02-14","regulatoryAum":169229999,"clients":348,"employees":4,"offices":1},{"filedOn":"2023-02-21","regulatoryAum":188847759,"clients":564,"employees":4,"offices":1},{"filedOn":"2024-02-06","regulatoryAum":190578002,"clients":557,"employees":4,"offices":1},{"filedOn":"2025-02-05","regulatoryAum":190460996,"clients":531,"employees":4,"offices":1},{"filedOn":"2026-03-12","regulatoryAum":221830752,"clients":532,"employees":4,"offices":1}],"secFileNumber":"801-120335","legalName":"Via IV Investments, LLC","displayName":"VIA IV Investments","slug":"via-iv-investments-121992","website":"https://viaiv.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1333 Burr Ridge Parkway, Suite 200","city":"Burr Ridge","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60527"},"tradeNames":["\"Wisefactors\""],"registration":{"secApproved":"16 February 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":416975.0977443609,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":221830752,"discretionary":221830752,"discretionaryAccounts":532,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":461,"regulatoryAum":94142107},{"label":"High-net-worth individuals","clients":71,"regulatoryAum":127688645}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:36:47.620595+00:00","documents":[{"name":"FORM ADV PART 2AB VIA IV INVESTMENTS, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018154","versionId":1018154,"submittedOn":"2026-03-12"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=745642","versionId":745642,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=349748","versionId":349748,"submittedOn":null}]},"custodians":[{"name":"National Financial Services","shortName":"Fidelity","location":"Boston, MA","smaAssets":193897312},{"name":"Chares Schwab","shortName":"Charles Schwab","location":"West Lake, TX","smaAssets":27933439}],"custodyNote":"VIA IV Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jeffrey Holland","title":"Member; Chief Compliance Officer (2016)","crd":"2349981"},{"name":"Jeffrey Coyner","title":"Member","crd":"1989908"}],"ownership":[{"label":"Jeffrey Holland","detail":"Member; chief compliance officer (2016) in the 50% to 75% ownership band and a control person, since July 2002."},{"label":"Jeffrey Coyner","detail":"Member in the 50% to 75% ownership band and a control person, since January 2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"1333 Burr Ridge Parkway, Suite 200","city":"Burr Ridge","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"630-674-7226","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":85},{"label":"Other","percent":15,"detail":"Alternative Investments = 5%\nETF'S = 10%"}],"privateFunds":0},"sources":{"adv1FilingDate":"12 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/121992/PDF/121992.pdf","brochureDate":"12 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018154","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does VIA IV Investments have?","answer":"VIA IV Investments has 532 clients and manages $222 million for them, as of March 2026. They include 461 individual clients and 71 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does VIA IV Investments offer?","answer":"VIA IV Investments provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does VIA IV Investments use?","answer":"VIA IV Investments’ separately managed account assets are held at National Financial Services (Boston, MA), with $194M and Chares Schwab (West Lake, TX), with $27.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does VIA IV Investments have?","answer":"VIA IV Investments has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does VIA IV Investments invest in?","answer":"At the end of its last fiscal year, VIA IV Investments’ separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs) and 15% other. The 15% other category is described as: Alternative Investments = 5%\nETF'S = 10%.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns VIA IV Investments?","answer":"VIA IV Investments’ direct owners are Jeffrey Holland (50% to 75%) and Jeffrey Coyner (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does VIA IV Investments get paid?","answer":"VIA IV Investments is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact VIA IV Investments?","answer":"VIA IV Investments’ main office is at 1333 Burr Ridge Parkway, Suite 200, Burr Ridge, IL 60527. Its phone number is 630-674-7226. Its website is viaiv.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}