{"url":"https://nivawealth.com/firms/vesta-wealth-management-167498","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/167498","regulatoryAum":333332194,"crd":"167498","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4780584","suffix":null,"lastName":"GHIOTTI","firstName":"DANIELE","middleName":null}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-26","regulatoryAum":157949999,"clients":61,"employees":1,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":289631389,"clients":37,"employees":1,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":267610682,"clients":43,"employees":1,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":281018378,"clients":53,"employees":1,"offices":1},{"filedOn":"2025-02-07","regulatoryAum":302501503,"clients":38,"employees":1,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":333332194,"clients":44,"employees":1,"offices":1}],"secFileNumber":"801-113828","legalName":"Vesta Wealth Management, LLC","displayName":"Vesta Wealth Management","slug":"vesta-wealth-management-167498","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1688 Meridian Avenue, 7th Floor, Suite 700","city":"Miami Beach","state":"FL","stateName":"Florida","country":"United States","postalCode":"33139"},"tradeNames":[],"registration":{"secApproved":"13 August 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":7575731.681818182,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":333332194,"discretionary":195378427,"discretionaryAccounts":149,"nonDiscretionary":137953767,"nonDiscretionaryAccounts":63,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":6,"regulatoryAum":2948816},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":330383378}],"feePrograms":[{"role":"main","program":"Investment Management and Wealth Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028116","versionId":1028116,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-27","documentName":"20260327 ADV 2A AND 2B","fee_rate_low":0.2,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Stand-alone financial planning and consulting is negotiated as an hourly fee from $200 to $1,500, or a fixed fee from $10,000 to $50,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028116","versionId":1028116,"submittedOn":"2026-03-27","documentName":"20260327 ADV 2A AND 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:49:40.87317+00:00","documents":[{"name":"20260327 ADV 2A AND 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028116","versionId":1028116,"submittedOn":"2026-03-27"}]},"custodians":[],"custodyNote":"Vesta Wealth Management does not have custody of client assets.","leadership":[{"name":"Daniele Ghiotti","title":"President & Chief Compliance Officer","crd":"4780584"}],"ownership":[{"label":"Daniele Ghiotti","detail":"President & chief compliance officer in the 75% or more ownership band and a control person, since April 2013."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1688 Meridian Avenue, 7th Floor, Suite 700","city":"Miami Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"786-579-2519","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"Non-exchange-traded equity securities","percent":32},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":8},{"label":"Investment grade corporate bonds","percent":11},{"label":"Securities issued by registered investment companies or business development companies","percent":44}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/167498/PDF/167498.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028116","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Vesta Wealth Management have?","answer":"Vesta Wealth Management has 44 clients and manages $333 million for them, as of March 2026. They include 38 high-net-worth individuals and 6 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Vesta Wealth Management offer?","answer":"Vesta Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Vesta Wealth Management charge?","answer":"Vesta Wealth Management charges 0.20%–2.00% a year for its Investment Management and Wealth Management. The fee is billed in advance and is negotiable.","source":"20260327 ADV 2A AND 2B, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Vesta Wealth Management have?","answer":"Vesta Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Vesta Wealth Management invest in?","answer":"At the end of its last fiscal year, Vesta Wealth Management’s separately managed accounts held 44% registered funds (mutual funds, ETFs, BDCs), 32% non-exchange-traded equities, 11% investment grade corporate bonds, 8% state and local bonds, 4% exchange-traded equities and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Vesta Wealth Management?","answer":"Vesta Wealth Management’s direct owner is Daniele Ghiotti (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Vesta Wealth Management get paid?","answer":"Vesta Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Vesta Wealth Management registered with the SEC?","answer":"Yes, Vesta Wealth Management has been registered with the SEC as an investment adviser since 13 August 2018. Its CRD number is 167498 and its SEC file number is 801-113828.","source":"Form ADV Part 1A, Item 1, filed 27 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Vesta Wealth Management?","answer":"Vesta Wealth Management’s main office is at 1688 Meridian Avenue, 7th Floor, Suite 700, Miami Beach, FL 33139. Its phone number is 786-579-2519.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}