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Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Vertex Planning Partners have?","answer":"Vertex Planning Partners has 13 investment adviser representatives registered with state securities authorities, out of 20 employees, and 13 perform investment advisory functions. 9 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Vertex Planning Partners invest in?","answer":"At the end of its last fiscal year, Vertex Planning Partners’ separately managed accounts held 77% registered funds (mutual funds, ETFs, BDCs), 17% exchange-traded equities, 3% cash and equivalents, 1% non-exchange-traded equities, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Vertex Planning Partners?","answer":"Vertex Planning Partners’ direct owners are Gregory Benner, Steven Franzen, Michael Bellis and Christopher Huston, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Vertex Planning Partners get paid?","answer":"Vertex Planning Partners is paid through a percentage of assets under management and fixed fees. 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