{"url":"https://nivawealth.com/firms/veris-wealth-partners-143588","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/143588","regulatoryAum":2856890935,"crd":"143588","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4862603","suffix":null,"lastName":"BEATTIE","firstName":"LEAH","middleName":"MEGAN"},{"crd":"7292162","suffix":"Esq.","lastName":"Chen","firstName":"Richard","middleName":"Leeway"},{"crd":"7090253","suffix":null,"lastName":"CHOI","firstName":"LORI","middleName":"KIM"},{"crd":"6703490","suffix":null,"lastName":"KINGSBURY","firstName":"TIMOTHY","middleName":"P."},{"crd":"5076861","suffix":null,"lastName":"LADYGINA","firstName":"ELENA","middleName":"VIKTOROVNA"},{"crd":"2396198","suffix":null,"lastName":"LENT","firstName":"MICHAEL","middleName":null},{"crd":"2562470","suffix":null,"lastName":"PYOTT","firstName":"ALISON","middleName":"LYN"},{"crd":"2888019","suffix":null,"lastName":"SWAN","firstName":"JANE","middleName":"EDITH"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-10","regulatoryAum":1680929667,"clients":303,"employees":22,"offices":3},{"filedOn":"2022-03-31","regulatoryAum":2123008004,"clients":349,"employees":24,"offices":3},{"filedOn":"2023-03-31","regulatoryAum":1792896266,"clients":355,"employees":25,"offices":4},{"filedOn":"2024-07-09","regulatoryAum":2018905655,"clients":363,"employees":29,"offices":5},{"filedOn":"2025-05-30","regulatoryAum":2259771653,"clients":342,"employees":31,"offices":5},{"filedOn":"2026-03-17","regulatoryAum":2856890935,"clients":346,"employees":31,"offices":5}],"secFileNumber":"801-67966","legalName":"Veris Wealth Partners, LLC","displayName":"Veris Wealth Partners","slug":"veris-wealth-partners-143588","website":"https://veriswp.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/143588/c832511505c6cb25-r1.webp","tone":"light","width":748,"height":200,"sourceUrl":"https://veriswp.com/","sourceLabel":"Veris Wealth Partners, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/veris-wealth-partners","xUrl":"https://twitter.com/veriswealth","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1111 Broadway, Suite 300","city":"Oakland","state":"CA","stateName":"California","country":"United States","postalCode":"94607"},"tradeNames":[],"registration":{"secApproved":"8 June 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BROCHURE","fee_rate_low":0.2,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Stand-alone Financial Planning and Consulting","summary":"Stand-alone planning and consulting is negotiable: fixed planning fees generally $2,500 to $10,000, fixed consulting fees $5,000 to $250,000, and hourly fees $250 to $1,000 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020101","versionId":1020101,"submittedOn":"2026-03-17","documentName":"FORM ADV DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T04:42:35.761052+00:00","documents":[{"name":"FORM ADV DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020101","versionId":1020101,"submittedOn":"2026-03-17"}]},"custodians":[{"name":"Fidelity Distributors Company LLC","shortName":"Fidelity","location":"Covington, KY","smaAssets":1191262784},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":361182215}],"custodyNote":"Veris Wealth Partners has custody of $891M in client assets for 294 clients.","leadership":[{"name":"Stephanie Rupp","title":"Chief Executive Officer","crd":"4997262"},{"name":"Michael Lent","title":"Chief Financial Officer & Co-Chief Investment Officer","crd":"2396198"},{"name":"Sheryl Kucer","title":"Chief Operating Officer","crd":"7426354"},{"name":"Richard Chen","title":"General Counsel / Chief Compliance Officer","crd":"7292162"},{"name":"Roraj Pradhananga","title":"Co-Chief Investment Officer","crd":"7952301"},{"name":"Alison Pyott","title":"Chief Client Services Officer","crd":"2562470"},{"name":"Nicole Davis","title":"Senior Wealth Manager","crd":"7090243"},{"name":"Lori Choi","title":"Senior Wealth Manager","crd":"7090253"}],"ownership":[{"label":"Michael Lent","detail":"Chief financial officer & co-chief investment officer in the 10% to 25% ownership band and a control person, since July 2007."},{"label":"Nicole Davis","detail":"Senior wealth manager in the 10% to 25% ownership band, since January 2018."},{"label":"Lori Choi","detail":"Senior wealth manager in the 5% to 10% ownership band, since January 2018."},{"label":"Stephanie Rupp","detail":"Chief executive officer in the 10% to 25% ownership band and a control person, since January 2021."},{"label":"Richard Chen","detail":"General counsel / chief compliance officer in the 5% to 10% ownership band and a control person, since July 2020."},{"label":"Alison Pyott","detail":"Chief client services officer in the 10% to 25% ownership band and a control person, since August 2020."},{"label":"Rosemont Investment Group, LLC","detail":"Member in the 10% to 25% ownership band, since January 2022."},{"label":"Markel Ventures Inc.","detail":"Indirect owner: a member of Rosemont Investment Group, LLC in the 75% or more band and a control person, since June 2018.","parent":"Rosemont Investment Group, LLC"},{"label":"Markel Corporation","detail":"Indirect owner: a sole shareholder of Markel Ventures Inc. in the 75% or more band and a control person, since November 2005.","parent":"Markel Ventures Inc."}],"filedOffices":{"otherThanPrincipal":4,"privateResidences":1},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1111 Broadway, Suite 300","city":"Oakland","headquarters":true}]},{"state":"New Hampshire","offices":1,"addresses":[{"street":"2 International Drive","city":"Portsmouth"}]},{"state":"New York","offices":1,"addresses":[{"street":"17 State Street","city":"New York"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"100 S Juniper St.","city":"Philadelphia"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-814-0580","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":52},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":16},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":10},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":9},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":1},"sources":{"adv1FilingDate":"17 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/143588/PDF/143588.pdf","brochureDate":"17 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020101","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Veris Wealth Partners have?","answer":"Veris Wealth Partners has 346 clients and manages $2.86 billion for them, as of March 2026. They include 239 high-net-worth individuals, 77 individual clients and 30 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Veris Wealth Partners offer?","answer":"Veris Wealth Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Veris Wealth Partners charge?","answer":"Veris Wealth Partners charges 0.20%–1.00% a year for its Standard Veris Advisory Fee Schedule. The fee is billed in advance and is negotiable.","source":"FORM ADV DISCLOSURE BROCHURE, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Veris Wealth Partners use?","answer":"Veris Wealth Partners’ separately managed account assets are held at Fidelity Distributors Company LLC (Covington, KY), with $1.19B and Charles Schwab & Co., Inc. (San Francisco, CA), with $361M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Veris Wealth Partners have?","answer":"Veris Wealth Partners has 7 investment adviser representatives registered with state securities authorities, out of 31 employees, and 12 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Veris Wealth Partners invest in?","answer":"At the end of its last fiscal year, Veris Wealth Partners’ separately managed accounts held 52% exchange-traded equities, 16% state and local bonds, 10% registered funds (mutual funds, ETFs, BDCs), 9% pooled vehicles (private funds and similar), 8% cash and equivalents, 2% U.S. government and agency bonds, 2% investment grade corporate bonds and 1% sovereign bonds. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Veris Wealth Partners?","answer":"Veris Wealth Partners is owned through a chain of holding companies by Markel Corporation. Its direct owners are Michael Lent, Nicole Davis, Lori Choi, Stephanie Rupp, Richard Chen, Alison Pyott and Rosemont Investment Group, LLC, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Veris Wealth Partners get paid?","answer":"Veris Wealth Partners is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Veris Wealth Partners registered with the SEC?","answer":"Yes, Veris Wealth Partners has been registered with the SEC as an investment adviser since 8 June 2007. Its CRD number is 143588 and its SEC file number is 801-67966.","source":"Form ADV Part 1A, Item 1, filed 17 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Veris Wealth Partners?","answer":"Veris Wealth Partners’ main office is at 1111 Broadway, Suite 300, Oakland, CA 94607. Its phone number is 415-814-0580. Its website is veriswp.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}