{"url":"https://nivawealth.com/firms/vericrest-private-wealth-311111","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/311111","regulatoryAum":137811340,"crd":"311111","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5710523","suffix":null,"lastName":"DAVIS","firstName":"WILLIAM","middleName":"F"},{"crd":"2565439","suffix":null,"lastName":"HAVIKEN","firstName":"GRIFFIN","middleName":"MICHAEL"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-03","regulatoryAum":103864428,"clients":17,"employees":2,"offices":1},{"filedOn":"2022-05-12","regulatoryAum":121149333,"clients":35,"employees":2,"offices":1},{"filedOn":"2023-07-12","regulatoryAum":139968139,"clients":92,"employees":2,"offices":1},{"filedOn":"2024-04-01","regulatoryAum":127197147,"clients":101,"employees":2,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":113065313,"clients":101,"employees":2,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":137811340,"clients":109,"employees":2,"offices":1}],"secFileNumber":"801-119692","legalName":"Vericrest Private Wealth, LLC","displayName":"Vericrest Private Wealth","slug":"vericrest-private-wealth-311111","website":"https://vericrestprivatewealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/vericrest-private-wealth/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"41 University Drive, Suite 400","city":"Newtown","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"18940"},"tradeNames":[],"registration":{"secApproved":"26 October 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1224407.4678899082,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":137811340,"discretionary":133460414,"discretionaryAccounts":324,"nonDiscretionary":4350926,"nonDiscretionaryAccounts":77,"wrapProgram":109523729,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":72,"regulatoryAum":31469158},{"label":"High-net-worth individuals","clients":37,"regulatoryAum":101991256},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":4350926}],"feePrograms":[{"role":"main","program":"Investment Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024142","versionId":1024142,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-23","documentName":"ADV PART 2A BROCHURE","fee_rate_low":0.85,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Generally part of investment management; stand-alone planning and consulting is negotiable, generally $300 per hour, or a fixed fee in some cases.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024142","versionId":1024142,"submittedOn":"2026-03-23","documentName":"ADV PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:45:20.847437+00:00","documents":[{"name":"ADV PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024142","versionId":1024142,"submittedOn":"2026-03-23"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024141","versionId":1024141,"submittedOn":null}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":51152546},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":81402696}],"custodyNote":"Vericrest Private Wealth does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"William Davis","title":"Managing Member and CCO","crd":"5710523"}],"ownership":[{"label":"William Davis","detail":"Managing member and cco in the 75% or more ownership band and a control person, since April 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"41 University Drive, Suite 400","city":"Newtown","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"18889026366","stateRegisteredReps":2,"otherAdviserReps":1,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":97},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/311111/PDF/311111.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024142","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Vericrest Private Wealth have?","answer":"Vericrest Private Wealth has 109 clients and manages $138 million for them, as of March 2026. They include 72 individual clients and 37 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Vericrest Private Wealth offer?","answer":"Vericrest Private Wealth provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Vericrest Private Wealth charge?","answer":"Vericrest Private Wealth charges 0.85%–1.25% a year for its Investment Management. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.","source":"ADV PART 2A BROCHURE, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Vericrest Private Wealth use?","answer":"Vericrest Private Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $81.4M and Fidelity Brokerage Services LLC (Boston, MA), with $51.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Vericrest Private Wealth have?","answer":"Vericrest Private Wealth has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Vericrest Private Wealth invest in?","answer":"At the end of its last fiscal year, Vericrest Private Wealth’s separately managed accounts held 97% exchange-traded equities and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Vericrest Private Wealth have a minimum investment?","answer":"Yes, Vericrest Private Wealth’s minimum account size for its Investment Management is $1M.","source":"ADV PART 2A BROCHURE, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Vericrest Private Wealth?","answer":"Vericrest Private Wealth’s direct owner is William Davis (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Vericrest Private Wealth get paid?","answer":"Vericrest Private Wealth is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Vericrest Private Wealth?","answer":"Vericrest Private Wealth’s main office is at 41 University Drive, Suite 400, Newtown, PA 18940. Its phone number is 18889026366. Its website is vericrestprivatewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/vericrest-private-wealth-311111/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-28","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1912300/000191230026000005/0001912300-26-000005-index.html","totalValue":112391728,"positionCount":44,"top10Share":0.7104073264181863,"top10":[{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":25130194,"shares":33557,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE US AGGBD ET","cusip":"464287226","value":8930537,"shares":90226,"shareType":"SH"},{"issuer":"WISDOMTREE TR","titleOfClass":"US QUALITY GROW","cusip":"97717Y477","value":8426143,"shares":127611,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE MSCI 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}