{"url":"https://nivawealth.com/firms/veraz-advisors-304619","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/304619","regulatoryAum":109563851,"crd":"304619","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6877344","suffix":null,"lastName":"Mehta","firstName":"Jay","middleName":null},{"crd":"2373172","suffix":null,"lastName":"Rivera Vazquez","firstName":"Sergio","middleName":null},{"crd":"4523573","suffix":null,"lastName":"VALLE","firstName":"VICTOR","middleName":"M."}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136155","legalName":"Veraz Advisors, LLC","displayName":"Veraz Advisors","slug":"veraz-advisors-304619","website":"https://verazadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/304619/b9997207bb923ed5-r1.webp","tone":"dark","width":791,"height":200,"sourceUrl":"https://verazadvisors.com/","sourceLabel":"Veraz Advisors, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/veraz-advisors","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2355 San Ramon Valley BLVD,, Suite 204","city":"San Ramon","state":"CA","stateName":"California","country":"United States","postalCode":"94583"},"tradeNames":["Va"],"registration":{"secApproved":"4 June 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":728683.3,"staff":{"employees":8,"advisory":3,"brokerDealerReps":0,"insuranceAgents":4,"promoters":1},"aum":{"regulatory":109563851,"discretionary":109563851,"discretionaryAccounts":428,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":88,"regulatoryAum":31346237},{"label":"High-net-worth individuals","clients":62,"regulatoryAum":77956258},{"label":"Pension and profit-sharing plans","clients":0,"fewerThan5":true,"regulatoryAum":61723},{"label":"Corporations and other businesses","clients":0,"fewerThan5":true,"regulatoryAum":199633}],"feePrograms":[{"role":"main","program":"Assets Under Management Fee","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039572","versionId":1039572,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"VERAZ ADV PART 2A & 2B","fee_rate_low":null,"fee_rate_high":2.99,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Planning and consulting fees are negotiable, generally $1,000 to $50,000 fixed or up to $750 per hour, depending on scope.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039572","versionId":1039572,"submittedOn":"2026-03-31","documentName":"VERAZ ADV PART 2A & 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:24:15.852954+00:00","documents":[{"name":"VERAZ ADV PART 2A & 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039572","versionId":1039572,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":31534573}],"custodyNote":"Veraz Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jay Mehta","title":"CCO/CEO","crd":"6877344"}],"ownership":[{"label":"Quest Management Holdings II, LLC","detail":"Member in the 75% or more ownership band and a control person, since September 2019."},{"label":"Jay Mehta","detail":"Indirect owner: a member of Quest Management Holdings, LLC in the 50% to 75% band and a control person, since September 2019. Also a limited partner of Athem Family, LP in the 75% or more band, since September 2019.","parent":"Quest Management Holdings, LLC"},{"label":"Stephen Stanton","detail":"Indirect owner: a member of Quest Management Holdings, LLC in the 50% to 75% band and a control person, since September 2019. Also a shareholder of Ewoh, Inc. in the 75% or more band and a control person, since September 2019.","parent":"Quest Management Holdings, LLC"},{"label":"Ewoh, Inc.","detail":"Indirect owner: a member of Quest Management Holdings II, LLC in the 50% to 75% band and a control person, since September 2019.","parent":"Quest Management Holdings II, LLC"},{"label":"Athem Family, LP","detail":"Indirect owner: a member of Quest Management Holdings II, LLC in the 50% to 75% band and a control person, since September 2019.","parent":"Quest Management Holdings II, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"2355 San Ramon Valley BLVD,, Suite 204","city":"San Ramon","headquarters":true},{"street":"100 Century Center CT.","city":"San Jose"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"844-848-3729","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":71},{"label":"Investment grade corporate bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":13},{"label":"Cash and cash equivalents","percent":9},{"label":"Other","percent":2,"detail":"Structured Note"}],"privateFunds":0},"sources":{"adv1FilingDate":"2 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/304619/PDF/304619.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039572","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Veraz Advisors have?","answer":"Veraz Advisors has 150 clients and manages $110 million for them, as of June 2026. They include 88 individual clients and 62 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Veraz Advisors offer?","answer":"Veraz Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Veraz Advisors charge?","answer":"Veraz Advisors charges up to 2.99% a year for its Assets Under Management Fee. The fee is billed in advance and is negotiable.","source":"VERAZ ADV PART 2A & 2B, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Veraz Advisors use?","answer":"Veraz Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $31.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Veraz Advisors have?","answer":"Veraz Advisors has 3 investment adviser representatives registered with state securities authorities, out of 8 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Veraz Advisors invest in?","answer":"At the end of its last fiscal year, Veraz Advisors’ separately managed accounts held 71% exchange-traded equities, 13% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 5% investment grade corporate bonds and 2% other. The 2% other category is described as: Structured Note.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Veraz Advisors?","answer":"Veraz Advisors is owned through a holding company by Ewoh, Inc. and Athem Family, LP. Its direct owners are Quest Management Holdings II, LLC (75% or more), Jay Mehta (50% to 75%) and Stephen Stanton (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 2 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Veraz Advisors get paid?","answer":"Veraz Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Veraz Advisors?","answer":"Veraz Advisors’ main office is at 2355 San Ramon Valley BLVD,, Suite 204, San Ramon, CA 94583. Its phone number is 844-848-3729. Its website is verazadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 2 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}