{"url":"https://nivawealth.com/firms/vavra-capital-management-149307","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/149307","regulatoryAum":104770049,"crd":"149307","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4141611","suffix":null,"lastName":"VAVRA","firstName":"JASON","middleName":"M"},{"crd":"2918570","suffix":null,"lastName":"VAVRA","firstName":"KAREN","middleName":"SUZANNE"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135663","legalName":"Vavra Capital Management, LLC","displayName":"Vavra Capital Management","slug":"vavra-capital-management-149307","website":"https://vcm-wealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/vavra-capital-management-llc/about/","xUrl":"https://twitter.com/vcmwealth","founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"25 March 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":356411.9896907217,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":104770049,"discretionary":104770049,"discretionaryAccounts":297,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":142,"regulatoryAum":13376320},{"label":"High-net-worth individuals","clients":149,"regulatoryAum":90339569},{"label":"Pension and profit-sharing plans","clients":1,"regulatoryAum":69619},{"label":"Charitable organizations","clients":4,"regulatoryAum":976582},{"label":"Corporations and other businesses","clients":1,"regulatoryAum":7959}],"feePrograms":[{"role":"other","program":"Financial planning","summary":"Financial planning is billed at $250 an hour or as a fixed fee typically ranging from $250 to $2,000, depending on the arrangement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011471","versionId":1011471,"submittedOn":"2026-02-24","documentName":"VCM FORM ADV PART 2A-2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:53:32.243935+00:00","documents":[{"name":"VCM FORM ADV PART 2A-2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011471","versionId":1011471,"submittedOn":"2026-02-24"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":104770049}],"custodyNote":"Vavra Capital Management has custody of $105M in client assets for 297 clients.","otherCustodians":[],"leadership":[{"name":"Jason Vavra","title":"Managing Member and Chief Compliance Officer","crd":"4141611"}],"ownership":[{"label":"Jason Vavra","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since August 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-489-3018","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Publication of periodicals or newsletters"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":94},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"24 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/149307/PDF/149307.pdf","brochureDate":"24 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011471","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Vavra Capital Management have?","answer":"Vavra Capital Management has 297 clients and manages $105 million for them, as of February 2026. They include 149 high-net-worth individuals, 142 individual clients and 4 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Vavra Capital Management offer?","answer":"Vavra Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Vavra Capital Management use?","answer":"Vavra Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $105M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Vavra Capital Management have?","answer":"Vavra Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Vavra Capital Management invest in?","answer":"At the end of its last fiscal year, Vavra Capital Management’s separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Vavra Capital Management?","answer":"Vavra Capital Management’s direct owner is Jason Vavra (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Vavra Capital Management get paid?","answer":"Vavra Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Vavra Capital Management?","answer":"Its phone number is 610-489-3018. Its website is vcm-wealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/vavra-capital-management-149307/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-23","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2106605/000142050626001276/0001420506-26-001276-index.html","totalValue":114284645,"positionCount":22,"top10Share":0.8792304425498281,"top10":[{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":33877221,"shares":45365,"shareType":"SH","priorValue":29553401,"priorShares":45443},{"issuer":"VANGUARD TAX-MANAGED FDS","titleOfClass":"VAN FTSE DEV MKT","cusip":"921943858","value":17514639,"shares":245820,"shareType":"SH","priorValue":15676435,"priorShares":244639},{"issuer":"PIMCO ETF TR","titleOfClass":"ACTIVE BD 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}