{"url":"https://nivawealth.com/firms/vantage-consulting-group-105240","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105240","regulatoryAum":246284181,"crd":"105240","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1710982","suffix":null,"lastName":"CHANDLER","firstName":"ELOISE","middleName":"CLYDE"},{"crd":"1711014","suffix":null,"lastName":"COLE","firstName":"RUTH","middleName":"BELL"},{"crd":"6713953","suffix":null,"lastName":"DESSOUKI","firstName":"JOHN","middleName":"A"},{"crd":"4526986","suffix":null,"lastName":"FINN","firstName":"JONATHAN","middleName":"FREDERICK"},{"crd":"1710971","suffix":null,"lastName":"FINN","firstName":"MARK","middleName":"TERRENCE"},{"crd":"6591743","suffix":null,"lastName":"Mudumba","firstName":"Sanjeev","middleName":"Sagar"},{"crd":"2284987","suffix":null,"lastName":"SCHIPPERS","firstName":"DAVID","middleName":"PHILLIP"},{"crd":"2154061","suffix":null,"lastName":"WOLFE","firstName":"JAMES","middleName":"THOMAS"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-15","regulatoryAum":3326804454,"clients":11,"employees":20,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":2268493632,"clients":14,"employees":20,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":1109499019,"clients":14,"employees":19,"offices":1},{"filedOn":"2024-06-28","regulatoryAum":468661197,"clients":14,"employees":16,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":230836376,"clients":7,"employees":13,"offices":1},{"filedOn":"2026-09-21","regulatoryAum":246284181,"clients":7,"employees":10,"offices":1}],"secFileNumber":"801-27432","legalName":"Vantage Consulting Group Inc","displayName":"Vantage Consulting Group","slug":"vantage-consulting-group-105240","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Virginia corporation","fiscalYearEnd":"December","headquarters":{"street":"3500 Pacific Ave","city":"Virginia Beach","state":"VA","stateName":"Virginia","country":"United States","postalCode":"23451"},"tradeNames":["Vantage Consulting Group Inc."],"registration":{"secApproved":"17 July 1986","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":10,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":246284181,"discretionary":246284181,"discretionaryAccounts":7,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":30,"nonAumClients":13},"clientTypes":[{"label":"Pooled investment vehicles","clients":7,"regulatoryAum":176673833},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":62535913},{"label":"Other","clients":null,"fewerThan5":true,"regulatoryAum":7074435}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":62535913}],"custodyNote":"Vantage Consulting Group has custody of $184M for 7 clients.","otherCustodians":[],"leadership":[{"name":"Eloise Chandler","title":"President","crd":"1710982"},{"name":"Jonathan Finn","title":"Executive Vice President/CIO","crd":"4526986"},{"name":"Matthew Smith","title":"Chief Operating Officer","crd":"8347155"},{"name":"Mark Finn","title":"Chairman/CEO/Chief Compliance Officer","crd":"1710971"},{"name":"Geoffrey Cole","title":"CFO/Secretary/Treasurer","crd":"7530509"}],"ownership":[{"label":"Mark Finn","detail":"Chairman/ceo/chief compliance officer in the 50% to 75% ownership band and a control person, since October 1988."},{"label":"Jonathan Finn","detail":"Executive vice president/cio in the 25% to 50% ownership band and a control person, since March 2002."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Virginia","offices":1,"addresses":[{"street":"3500 Pacific Ave","city":"Virginia Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"757-491-1200","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":24},{"label":"Non-investment grade corporate bonds","percent":46},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":30}],"privateFunds":9},"sources":{"adv1FilingDate":"21 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105240/PDF/105240.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Vantage Consulting Group have?","answer":"Vantage Consulting Group has 7 clients and manages $246 million for them, as of September 2026. They include 7 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Vantage Consulting Group offer?","answer":"Vantage Consulting Group provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Vantage Consulting Group use?","answer":"Vantage Consulting Group’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $62.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Vantage Consulting Group have?","answer":"Vantage Consulting Group has 6 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Vantage Consulting Group invest in?","answer":"At the end of its last fiscal year, Vantage Consulting Group’s separately managed accounts held 46% high-yield corporate bonds, 30% pooled vehicles (private funds and similar) and 24% exchange-traded equities. It advises 9 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Vantage Consulting Group?","answer":"Vantage Consulting Group’s direct owners are Mark Finn (50% to 75%) and Jonathan Finn (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Vantage Consulting Group get paid?","answer":"Vantage Consulting Group is paid through a percentage of assets under management, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Vantage Consulting Group?","answer":"Vantage Consulting Group’s main office is at 3500 Pacific Ave, Virginia Beach, VA 23451. Its phone number is 757-491-1200.","source":"Form ADV Part 1A, Item 1.F, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}