{"url":"https://nivawealth.com/firms/vandalia-wealth-management-340089","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/340089","regulatoryAum":249574253,"crd":"340089","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5985262","suffix":null,"lastName":"BORMAN","firstName":"JEFFREY","middleName":"OWEN"},{"crd":"6935244","suffix":null,"lastName":"Casto","firstName":"Caleb","middleName":"Joe"},{"crd":"1029421","suffix":null,"lastName":"CAVENDISH","firstName":"MICHAEL","middleName":"DEAN"},{"crd":"2132522","suffix":null,"lastName":"CRICHTON","firstName":"LOIS","middleName":"ANN"},{"crd":"5609770","suffix":null,"lastName":"Dorsey","firstName":"Jonathan","middleName":null},{"crd":"6592334","suffix":null,"lastName":"Fleming","firstName":"John","middleName":"Davis"},{"crd":"6106742","suffix":null,"lastName":"ISRAEL","firstName":"ASHLEY","middleName":"WITT"},{"crd":"2650351","suffix":null,"lastName":"JONES","firstName":"JOHN","middleName":"MICHAEL"},{"crd":"3178276","suffix":null,"lastName":"LESTER","firstName":"KATHRYN","middleName":"M"},{"crd":"4240896","suffix":null,"lastName":"LUNSFORD","firstName":"JASON","middleName":"ANDREW"},{"crd":"7121309","suffix":null,"lastName":"McClure","firstName":"Luke","middleName":"Andrew"},{"crd":"5810481","suffix":null,"lastName":"MCILVAINE","firstName":"IAN","middleName":"SCOTT"},{"crd":"2900880","suffix":null,"lastName":"TYNDALL","firstName":"DORSEY","middleName":"WEBSTER"},{"crd":"8200826","suffix":null,"lastName":"Weiss","firstName":"Chelsea","middleName":"Marie"}],"total":14,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135365","legalName":"Vandalia 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BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:13:48.160023+00:00","documents":[{"name":"VANDALIA WEALTH MANAGEMENT INCORPORATED DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051379","versionId":1051379,"submittedOn":"2026-07-10"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":249574253}],"custodyNote":"Vandalia Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ian McIlvaine","title":"Chief Executive Officer, Chief Investment Officer, Chief Compliance Officer, and Wealth Advisor","crd":"5810481"},{"name":"John Jones","title":"President, Chief Operating Officer, and Wealth Advisor","crd":"2650351"}],"ownership":[{"label":"Ian McIlvaine","detail":"Chief executive officer, chief investment officer, chief compliance officer, and wealth advisor in the 50% to 75% ownership band and a control person, since January 2026."},{"label":"John Jones","detail":"President, chief operating officer, and wealth advisor in the 50% to 75% ownership band and a control person, since January 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":5,"privateResidences":0},"listedOfficeAddresses":6,"foreignOffices":[],"officesByState":[{"state":"Kentucky","offices":1,"addresses":[{"street":"100 W Main Street","city":"Lexington"}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"710 Cromwell Drive","city":"Greenville"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"2009 Mackenzie Way","city":"Cranberry Township"}]},{"state":"West Virginia","offices":3,"addresses":[{"street":"500 Corporate Landing, Suite 201","city":"Charleston","headquarters":true},{"street":"101 N. Kanawha","city":"Beckley"},{"street":"1000 Swiss Pine Way","city":"Morgantown"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"304-915-0260","stateRegisteredReps":15,"otherAdviserReps":11,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":45},{"label":"U.S. state and local bonds","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":40},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"10 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/340089/PDF/340089.pdf","brochureDate":"10 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051379","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Vandalia Wealth Management have?","answer":"Vandalia Wealth Management has 469 clients and manages $250 million for them, as of July 2026. They include 444 individual clients and 25 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Vandalia Wealth Management offer?","answer":"Vandalia Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Vandalia Wealth Management charge?","answer":"Vandalia Wealth Management charges 0.65%–1.00% a year for its Wealth Management Services. The fee is billed in advance and is negotiable.","source":"VANDALIA WEALTH MANAGEMENT INCORPORATED DISCLOSURE BROCHURE, filed 10 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Vandalia Wealth Management use?","answer":"Vandalia Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $250M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Vandalia Wealth Management have?","answer":"Vandalia Wealth Management has 15 investment adviser representatives registered with state securities authorities, out of 22 employees, and 15 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Vandalia Wealth Management invest in?","answer":"At the end of its last fiscal year, Vandalia Wealth Management’s separately managed accounts held 45% exchange-traded equities, 40% registered funds (mutual funds, ETFs, BDCs), 10% state and local bonds and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Vandalia Wealth Management?","answer":"Vandalia Wealth Management’s direct owners are Ian McIlvaine (50% to 75%) and John Jones (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Vandalia Wealth Management get paid?","answer":"Vandalia Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Vandalia Wealth Management?","answer":"Vandalia Wealth Management’s main office is at 500 Corporate Landing, Suite 201, Charleston, WV 25311. Its phone number is 304-915-0260. Its website is vandaliawealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}