{"url":"https://nivawealth.com/firms/van-der-noord-financial-advisors-135556","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/135556","regulatoryAum":152009062,"crd":"135556","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5927975","suffix":null,"lastName":"GERDT","firstName":"DAVID","middleName":"THOMAS"},{"crd":"1678571","suffix":null,"lastName":"VANDERNOORD","firstName":"RICHARD","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-01","regulatoryAum":118902716,"clients":104,"employees":4,"offices":2},{"filedOn":"2022-02-24","regulatoryAum":126856206,"clients":116,"employees":4,"offices":2},{"filedOn":"2023-01-24","regulatoryAum":107554692,"clients":146,"employees":4,"offices":2},{"filedOn":"2024-01-15","regulatoryAum":119555053,"clients":141,"employees":4,"offices":2},{"filedOn":"2025-01-22","regulatoryAum":133823592,"clients":126,"employees":4,"offices":2},{"filedOn":"2026-01-14","regulatoryAum":152009062,"clients":126,"employees":4,"offices":2}],"secFileNumber":"801-120664","legalName":"Van Der Noord Financial Advisors, Inc.","displayName":"Van Der Noord Financial Advisors","slug":"van-der-noord-financial-advisors-135556","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Georgia corporation","fiscalYearEnd":"December","headquarters":{"street":"The Village at Thornblade, 420 the Parkway, Suite G2","city":"Greer","state":"SC","stateName":"South Carolina","country":"United States","postalCode":"29650"},"tradeNames":[],"registration":{"secApproved":"31 March 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1178590.0158730159,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":152009062,"discretionary":148699943,"discretionaryAccounts":371,"nonDiscretionary":3309119,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":68,"regulatoryAum":24896711},{"label":"High-net-worth individuals","clients":58,"regulatoryAum":123605631},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":3309119},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":197601}],"feePrograms":[{"role":"main","program":"Portfolio Management and Ongoing Financial Advisory Fees","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1.3,"from":0},{"to":1000000,"pct":1.2,"from":500000},{"to":2000000,"pct":1.1,"from":1000000},{"to":2250000,"pct":0.6,"from":2000000},{"to":null,"pct":0,"from":2250000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001693","versionId":1001693,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-01-14","documentName":"VAN DER NOORD FINANCIAL ADV 2A BROCHURE","fee_rate_low":0,"fee_rate_high":1.3,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Hourly Project Fees","summary":"One-time projects may be billed at $250 an hour in fifteen-minute increments.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001693","versionId":1001693,"submittedOn":"2026-01-14","documentName":"VAN DER NOORD FINANCIAL ADV 2A BROCHURE"},{"role":"other","program":"Retirement Plan Advisory Services and Held Away Accounts","summary":"Retirement plan advisory and held-away account fees are 0.65% on the first $500,000, 0.55% on the next $500,000, 0.45% on the next $2,000,000, and negotiable over $3,000,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001693","versionId":1001693,"submittedOn":"2026-01-14","documentName":"VAN DER NOORD FINANCIAL ADV 2A BROCHURE"},{"role":"other","program":"Service Level Retainer","summary":"CONCIERGE clients pay an initial $5,000 retainer and $2,000 a year after that, waived for clients with over $3 million in billable assets.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001693","versionId":1001693,"submittedOn":"2026-01-14","documentName":"VAN DER NOORD FINANCIAL ADV 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:17:05.741431+00:00","documents":[{"name":"VAN DER NOORD FINANCIAL ADV 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001693","versionId":1001693,"submittedOn":"2026-01-14"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":123605631}],"custodyNote":"Van Der Noord Financial Advisors has custody of $135M in client assets for 108 clients.","otherCustodians":[],"leadership":[{"name":"Richard Vandernoord","title":"President, Owner, CCO (08/2005)","crd":"1678571"},{"name":"David Gerdt","title":"Shareholder","crd":"5927975"}],"ownership":[{"label":"Richard Vandernoord","detail":"President, owner, cco (08/2005) in the 75% or more ownership band and a control person, since May 1997."},{"label":"David Gerdt","detail":"Shareholder in the 10% to 25% ownership band, since July 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"South Carolina","offices":2,"addresses":[{"street":"The Village at Thornblade, 420 the Parkway, Suite G2","city":"Greer","headquarters":true},{"street":"145 Thomas Green BLVD.","city":"Clemson"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"864-801-1977","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"14 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/135556/PDF/135556.pdf","brochureDate":"14 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001693","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Van Der Noord Financial Advisors have?","answer":"Van Der Noord Financial Advisors has 126 clients and manages $152 million for them, as of January 2026. They include 68 individual clients and 58 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Van Der Noord Financial Advisors offer?","answer":"Van Der Noord Financial Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Van Der Noord Financial Advisors charge?","answer":"Van Der Noord Financial Advisors charges 0.00%–1.30% a year for its Portfolio Management and Ongoing Financial Advisory Fees. Each asset band is charged at its own rate.","source":"VAN DER NOORD FINANCIAL ADV 2A BROCHURE, filed 14 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Van Der Noord Financial Advisors use?","answer":"Van Der Noord Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $124M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Van Der Noord Financial Advisors have?","answer":"Van Der Noord Financial Advisors has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Van Der Noord Financial Advisors invest in?","answer":"At the end of its last fiscal year, Van Der Noord Financial Advisors’ separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Van Der Noord Financial Advisors?","answer":"Van Der Noord Financial Advisors’ direct owners are Richard Vandernoord (75% or more) and David Gerdt (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 14 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Van Der Noord Financial Advisors get paid?","answer":"Van Der Noord Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Van Der Noord Financial Advisors?","answer":"Van Der Noord Financial Advisors’ main office is at The Village at Thornblade, 420 the Parkway, Suite G2, Greer, SC 29650. Its phone number is 864-801-1977.","source":"Form ADV Part 1A, Item 1.F, filed 14 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}