{"url":"https://nivawealth.com/firms/valley-view-consulting-108583","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108583","regulatoryAum":16400000000,"crd":"108583","secFileNumber":"801-56181","legalName":"Valley View Consulting LLC","displayName":"Valley View Consulting","website":"https://www.valleyviewconsultingllc.com","founded":null,"organization":"Virginia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"8 January 1999","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":11,"advisory":8,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":16400000000,"nonDiscretionaryAccounts":76,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"State or municipal government entities","clients":76,"regulatoryAum":16400000000}],"fees":[],"feeNotes":[],"feePrograms":[{"tier":"asserted","pages":[3],"excerpt":"Investment supervisory fees can be a percentage of assets under management, hourly rates, fixed fees, or\na combination of these. All fees are negotiable, and direct-billed and payable in arrears. Fees structures\ngenerally range from 0.01% to 0.10%, annually, based on the book value of assets under management;\n$100.00 to $750.00 per hour; $250 to $25,000 per project; $150.00 to $500.00 per month; or other fees as\nnegotiated at the time of contract. In some cases, a minimum or maximum annual fee may apply.","program":"Investment supervisory services — asset-based annual fees (book value)","evidence":[{"pages":[3],"excerpt":"Investment supervisory fees can be a percentage of assets under management, hourly rates, fixed fees, or\na combination of these. All fees are negotiable, and direct-billed and payable in arrears. Fees structures\ngenerally range from 0.01% to 0.10%, annually, based on the book value of assets under management;\n$100.00 to $750.00 per hour; $250 to $25,000 per project; $150.00 to $500.00 per month; or other fees as\nnegotiated at the time of contract. In some cases, a minimum or maximum annual fee may apply.","subject":"fee_rate_low"},{"pages":[3],"excerpt":"Investment supervisory fees can be a percentage of assets under management, hourly rates, fixed fees, or\na combination of these. All fees are negotiable, and direct-billed and payable in arrears. Fees structures\ngenerally range from 0.01% to 0.10%, annually, based on the book value of assets under management;\n$100.00 to $750.00 per hour; $250 to $25,000 per project; $150.00 to $500.00 per month; or other fees as\nnegotiated at the time of contract. In some cases, a minimum or maximum annual fee may apply.","subject":"fee_rate_high"},{"pages":[3],"excerpt":"Investment supervisory fees can be a percentage of assets under management, hourly rates, fixed fees, or\na combination of these. All fees are negotiable, and direct-billed and payable in arrears. Fees structures\ngenerally range from 0.01% to 0.10%, annually, based on the book value of assets under management;\n$100.00 to $750.00 per hour; $250 to $25,000 per project; $150.00 to $500.00 per month; or other fees as\nnegotiated at the time of contract. In some cases, a minimum or maximum annual fee may apply.","subject":"fee_billing"},{"pages":[3],"excerpt":"Investment supervisory fees can be a percentage of assets under management, hourly rates, fixed fees, or\na combination of these. All fees are negotiable, and direct-billed and payable in arrears. Fees structures\ngenerally range from 0.01% to 0.10%, annually, based on the book value of assets under management;\n$100.00 to $750.00 per hour; $250 to $25,000 per project; $150.00 to $500.00 per month; or other fees as\nnegotiated at the time of contract. In some cases, a minimum or maximum annual fee may apply.","subject":"fee_negotiable"},{"pages":[4],"excerpt":"Valley View does not impose a minimum dollar value of assets for starting or maintaining a relationship.","subject":"minimum_account"}],"feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015799","versionId":1015799,"fee_billing":"arrears","submittedOn":"2026-03-08","documentName":"VALLEY VIEW CONSULTING FORM ADV PART 2 2026 03 08","fee_rate_low":0.01,"fee_rate_high":0.1,"fee_negotiable":true,"scheduleStatus":"numerical_disclosed","minimum_account":0,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-16T00:57:36.524276+00:00","documents":[{"name":"VALLEY VIEW CONSULTING FORM ADV PART 2 2026 03 08","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015799","versionId":1015799,"submittedOn":"2026-03-08"}]},"custodians":[],"custodyNote":"Valley View Consulting does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Richard Long","title":"Chief Compliance Officer","crd":"1534226"}],"ownership":[{"label":"Richard Long","detail":"Manager in the 75% or more ownership band and a control person, since October 1998. Also chief compliance officer in the 75% or more ownership band and a control person, since October 2004."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":7,"privateResidences":6},"listedOfficeAddresses":2,"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"837 Meandering Drive","city":"Cedar Hill"}]}],"minimumAccount":0,"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"540-297-3419","stateRegisteredReps":8,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"0","assetMix":[{"label":"U.S. government/agency bonds","percent":14},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":26},{"label":"Cash and cash equivalents","percent":58}],"privateFunds":0},"sources":{"adv1FilingDate":"19 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108583/PDF/108583.pdf","brochureDate":"8 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015799","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Valley View Consulting have?","answer":"Valley View Consulting has 76 clients and manages $16.4 billion for them, as of August 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Valley View Consulting offer?","answer":"Valley View Consulting provides portfolio management for institutions and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Valley View Consulting have?","answer":"Valley View Consulting has 8 investment adviser representatives registered with state securities authorities, out of 11 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Valley View Consulting invest in?","answer":"At the end of its last fiscal year, Valley View Consulting’s separately managed accounts held 58% cash and equivalents, 26% pooled vehicles (private funds and similar), 14% U.S. government and agency bonds and 1% registered funds (mutual funds, ETFs, BDCs). It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Valley View Consulting have a minimum investment?","answer":"No, Valley View Consulting has no minimum account size.","source":"Part 2A brochure, Items 5 and 7","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Valley View Consulting?","answer":"Valley View Consulting’s direct owner is Richard Long (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 19 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Valley View Consulting get paid?","answer":"Valley View Consulting is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}