{"url":"https://nivawealth.com/firms/valic-financial-advisors-42803","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/42803","regulatoryAum":29215100590,"crd":"42803","secFileNumber":"801-54952","legalName":"Valic Financial Advisors, Inc.","displayName":"Valic Financial Advisors","website":"http://www.valic.com","founded":null,"organization":"Texas corporation","fiscalYearEnd":"December","headquarters":{"street":"2919 Allen Pkwy","city":"Houston","state":"TX","stateName":"Texas","country":"United States","postalCode":"77019"},"tradeNames":["Corebridge Financial"],"registration":{"secApproved":"10 October 1997","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1647,"advisory":1280,"brokerDealerReps":1381,"insuranceAgents":1213,"promoters":0},"aum":{"discretionary":29215100590,"discretionaryAccounts":293026,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":29215100590,"nonUsClientsPct":0,"nonAumClients":38},"clientTypes":[{"label":"Individuals (other than HNW)","clients":291076,"regulatoryAum":26420473882},{"label":"High-net-worth individuals","clients":1913,"regulatoryAum":2784975200},{"label":"Corporations and other businesses","clients":37,"regulatoryAum":9651508}],"fees":[],"feeNotes":[],"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":9663138333},{"name":"The Variable Annuity Life Insurance Company","shortName":"The Variable Annuity Life Insurance","location":"Houston, TX","smaAssets":10677821135},{"name":"Valic Trust Company Inc.","shortName":"Valic Trust","location":"Wilmington, DE","smaAssets":6031644241}],"custodyNote":"Valic Financial Advisors has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Krista De Lois Gibson","title":"President; SVP, Head of Product & Advisory Services","crd":"2348708"},{"name":"Theresa H Marciel-Carr","title":"Vice President, Field Supervision","crd":"5428259"},{"name":"Veronica Lynette Rink","title":"Vice President, Business Administration","crd":"4724432"},{"name":"Cynthia Lea Burnette","title":"Chief Financial Officer and Treasurer","crd":"1863103"},{"name":"Louis Ducote","title":"Vfa Chief Compliance Officer Investment Advisory","crd":"6913500"},{"name":"Michael Fortey","title":"Vfa Chief Compliance Officer Broker Dealer","crd":"2304969"},{"name":"John Albert Logan","title":"Chief Operations Officer","crd":"4378887"}],"ownership":[{"label":"The Variable Annuity Life Insurance Company","detail":"Direct owner in the 75% or more ownership band and a control person, since November 1996."},{"label":"Corebridge Financial, Inc.","detail":"Indirect owner: a shareholder of Corebridge Life Holdings, Inc. in the 75% or more band and a control person, since March 2013.","parent":"Corebridge Life Holdings, Inc."},{"label":"Agc Life Insurance Company","detail":"Indirect owner: a shareholder of American General Life Insurance Company in the 75% or more band and a control person, since December 2012.","parent":"American General Life Insurance Company"},{"label":"Corebridge Life Holdings, Inc.","detail":"Indirect owner: a shareholder of Agc Life Insurance Company in the 75% or more band and a control person, since March 2013.","parent":"Agc Life Insurance Company"},{"label":"American General Life Insurance Company","detail":"Indirect owner: a shareholder of The Variable Annuity Life Insurance Company in the 75% or more band and a control person, since June 2025.","parent":"The Variable Annuity Life Insurance Company"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":217,"privateResidences":0},"listedOfficeAddresses":26,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1150 9th Street","city":"Modesto"}]},{"state":"Florida","offices":2,"addresses":[{"street":"1800 North Military Trail","city":"Boca Raton"},{"street":"4300 West Cypress Street","city":"Tampa"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"2300 Windy Ridge Parkway S.E.","city":"Atlanta"}]},{"state":"Illinois","offices":2,"addresses":[{"street":"500 West Madison","city":"Chicago"},{"street":"500 West Madison","city":"Chicago"}]},{"state":"Indiana","offices":1,"addresses":[{"street":"630 West Carmel Drive","city":"Carmel"}]},{"state":"Louisiana","offices":1,"addresses":[{"street":"7591 Fern Ave.","city":"Shreveport"}]},{"state":"Maryland","offices":2,"addresses":[{"street":"1201 Winterson Road","city":"Linthicum Heights"},{"street":"1201 Winterson Road","city":"Linthicum Heights"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"301 Edgewater Place","city":"Wakefield"}]},{"state":"Michigan","offices":1,"addresses":[{"street":"39555 Orchard Hill Place","city":"Novi"}]},{"state":"Minnesota","offices":1,"addresses":[{"street":"7650 Edinborough Way","city":"Edina"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"307 Fellowship Road","city":"Mount Laurel"}]},{"state":"Oregon","offices":1,"addresses":[{"street":"1800 S.W. First Avenue","city":"Portland"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"400 Northpointe Circle","city":"Seven Fields"}]},{"state":"Texas","offices":9,"addresses":[{"street":"2919 Allen Pkwy","city":"Houston","headquarters":true},{"street":"2919 Allen Parkway","city":"Houston"},{"street":"2919 Allen Parkway","city":"Houston"},{"street":"2919 Allen Parkway","city":"Houston"},{"street":"2919 Allen Parkway","city":"Houston"},{"street":"2777 Allen Parkway","city":"Houston"},{"street":"2919 Allen Parkway","city":"Houston"},{"street":"2919 Allen Parkway","city":"Houston"},{"street":"15305 Dallas Parkway","city":"Addison"}]},{"state":"Virginia","offices":1,"addresses":[{"street":"10800 Midlothian Turnpike","city":"North Chesterfield"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"866-544-4968","stateRegisteredReps":1280,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":25},{"label":"Securities issued by registered investment companies or business development companies","percent":37},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":37,"detail":"Other Is Made Up Annuity Products."}],"privateFunds":0},"sources":{"adv1FilingDate":"13 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/42803/PDF/42803.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Valic Financial Advisors have?","answer":"Valic Financial Advisors has 293,026 clients and manages $29.2 billion for them, as of May 2026. They include 291,076 other individuals, 1,913 high-net-worth individuals and 37 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Valic Financial Advisors offer?","answer":"Valic Financial Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Valic Financial Advisors use?","answer":"Valic Financial Advisors’ separately managed account assets are held at The Variable Annuity Life Insurance Company (Houston, TX), with $10,677,821,135, National Financial Services LLC (Boston, MA), with $9,663,138,333 and Valic Trust Company Inc. (Wilmington, DE), with $6,031,644,241. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Valic Financial Advisors have?","answer":"Valic Financial Advisors has 1,280 investment adviser representatives registered with state securities authorities, out of 1,647 employees, and 1,280 perform investment advisory functions. 1,381 are registered representatives of a broker-dealer and 1,213 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Valic Financial Advisors invest in?","answer":"At the end of its last fiscal year, Valic Financial Advisors’ separately managed accounts held 37% registered funds (mutual funds, ETFs, BDCs), 37% other is made up annuity products., 25% exchange-traded equities and 1% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Valic Financial Advisors?","answer":"Valic Financial Advisors is owned through a chain of holding companies by Corebridge Financial, Inc. Its direct owner is the Variable Annuity Life Insurance Company (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Valic Financial Advisors get paid?","answer":"Valic Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}