{"url":"https://nivawealth.com/firms/valen-private-capital-342364","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/342364","regulatoryAum":482643221,"crd":"342364","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7218747","suffix":null,"lastName":"Durham","firstName":"Benjamin","middleName":null},{"crd":"2723327","suffix":null,"lastName":"DURHAM","firstName":"JOHN","middleName":"P"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136324","legalName":"Valen Private Capital, LLC.","displayName":"Valen Private Capital","slug":"valen-private-capital-342364","website":"https://valenpc.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/342364/a34f6ba2ebf9408a-r1.webp","tone":"light","width":621,"height":200,"sourceUrl":"https://valenpc.com","sourceLabel":"Valen Private Capital, Llc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/valen-private-capital/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"43 Leopard RD, Suite 102","city":"Paoli","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19301"},"tradeNames":[],"registration":{"secApproved":"13 May 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":6168759.805194805,"staff":{"employees":3,"advisory":2,"brokerDealerReps":2,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":482643221,"discretionary":482643221,"discretionaryAccounts":89,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":18},"clientTypes":[{"label":"High-net-worth individuals","clients":77,"regulatoryAum":474994505},{"label":"Pension and profit-sharing plans","clients":4,"regulatoryAum":36215},{"label":"Corporations and other businesses","clients":8,"regulatoryAum":7612501}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057314","versionId":1057314,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-09-09","documentName":"ADV 2A DISCLOSURE BROCHURE - VALEN PRIVATE CAPITAL, LLC","fee_rate_low":null,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Fee set in each advisory agreement, fixed or based on assets under management, and may include a minimum annual fee; no rate is stated.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057314","versionId":1057314,"submittedOn":"2026-09-09","documentName":"ADV 2A DISCLOSURE BROCHURE - VALEN PRIVATE CAPITAL, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:36:10.866704+00:00","documents":[{"name":"ADV 2A DISCLOSURE BROCHURE - VALEN PRIVATE CAPITAL, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057314","versionId":1057314,"submittedOn":"2026-09-09"}]},"custodians":[{"name":"Folio Investments, Inc.","shortName":"Folio Investments","location":"McLean, VA","smaAssets":482643221}],"custodyNote":"Valen Private Capital has custody of $122M in client assets for 4 clients.","leadership":[{"name":"Bradley Stark","title":"Chief Compliance Officer","crd":"4094102"},{"name":"Benjamin Durham","title":"Partner & Director of Financial Planning","crd":"7218747"},{"name":"John Durham","title":"Founder and Managing Partner","crd":"2723327"}],"ownership":[{"label":"Valen Founder Holdings, LLC","detail":"Owner in the 75% or more ownership band and a control person, since June 2026."},{"label":"John Durham","detail":"Indirect owner: a owner/member of Valen Founder Holdings, LLC in the 75% or more band and a control person, since June 2026.","parent":"Valen Founder Holdings, LLC"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"43 Leopard RD, Suite 102","city":"Paoli","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"835-262-8100","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Other","percent":100,"detail":"The Adviser Did Not Manage Any Assets As of the Applicable End-of-Year Dates and Therefore Has No Responsive Asset Allocation Data to Report for Schedule D, Section 5.k.(1)."}],"privateFunds":0},"sources":{"adv1FilingDate":"9 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/342364/PDF/342364.pdf","brochureDate":"9 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057314","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Valen Private Capital have?","answer":"Valen Private Capital has 89 clients and manages $483 million for them, as of September 2026. They include 77 high-net-worth individuals, 8 corporations and other businesses, and 4 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Valen Private Capital offer?","answer":"Valen Private Capital provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Valen Private Capital charge?","answer":"Valen Private Capital charges up to 2.00% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable.","source":"ADV 2A DISCLOSURE BROCHURE - VALEN PRIVATE CAPITAL, LLC, filed 9 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Valen Private Capital use?","answer":"Valen Private Capital’s separately managed account assets are held at Folio Investments, Inc. (McLean, VA), with $483M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Valen Private Capital have?","answer":"Valen Private Capital has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Valen Private Capital invest in?","answer":"At the end of its last fiscal year, Valen Private Capital’s separately managed accounts held 100% other. The 100% other category is described as: The Adviser Did Not Manage Any Assets As of the Applicable End-of-Year Dates and Therefore Has No Responsive Asset Allocation Data to Report for Schedule D, Section 5.k.(1).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Valen Private Capital?","answer":"Valen Private Capital is owned through a holding company by John Durham. Its direct owner is Valen Founder Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Valen Private Capital get paid?","answer":"Valen Private Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Valen Private Capital registered with the SEC?","answer":"Yes, Valen Private Capital has been registered with the SEC as an investment adviser since 13 May 2026. Its CRD number is 342364 and its SEC file number is 801-136324.","source":"Form ADV Part 1A, Item 1, filed 9 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Valen Private Capital?","answer":"Valen Private Capital’s main office is at 43 Leopard RD, Suite 102, Paoli, PA 19301. Its phone number is 835-262-8100. Its website is valenpc.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}