{"url":"https://nivawealth.com/firms/ux-wealth-partners-308983","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/308983","regulatoryAum":1866763394,"crd":"308983","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1421601","suffix":null,"lastName":"LOTWIN","firstName":"LAWRENCE","middleName":"NEIL"},{"crd":"5686432","suffix":null,"lastName":"ROTH","firstName":"BRADLEY","middleName":"R"},{"crd":"5159325","suffix":null,"lastName":"WIGGS","firstName":"KYLE","middleName":"WILLIAM"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-09","regulatoryAum":796180817,"clients":30,"employees":5,"offices":1},{"filedOn":"2022-02-17","regulatoryAum":907412874,"clients":38,"employees":7,"offices":2},{"filedOn":"2023-04-03","regulatoryAum":941102361,"clients":203,"employees":7,"offices":2},{"filedOn":"2024-05-21","regulatoryAum":1503506685,"clients":47,"employees":7,"offices":5},{"filedOn":"2025-05-01","regulatoryAum":2056920499,"clients":59,"employees":7,"offices":4},{"filedOn":"2026-06-18","regulatoryAum":1866763394,"clients":56,"employees":7,"offices":5}],"secFileNumber":"801-118833","legalName":"Ux Wealth Partners LLC","displayName":"UX Wealth Partners","slug":"ux-wealth-partners-308983","website":"https://uxwp.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/308983/d0ceac93d276bd21-r1.webp","tone":"dark","width":265,"height":200,"sourceUrl":"https://www.uxwp.com","sourceLabel":"UX Wealth Partners LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/ux-wealth-partners","founded":null,"organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"7200 S Alton Way, Suite A-250","city":"Centennial","state":"CO","stateName":"Colorado","country":"United States","postalCode":"80112"},"tradeNames":[],"registration":{"secApproved":"29 May 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":7,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1866763394,"discretionary":4602415,"discretionaryAccounts":31,"nonDiscretionary":1862160979,"nonDiscretionaryAccounts":9056,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":12,"regulatoryAum":1006536},{"label":"High-net-worth individuals","clients":1,"fewerThan5":true,"regulatoryAum":3595879},{"label":"Other investment advisers","clients":43,"regulatoryAum":1862160979}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":1853013916},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":13749478}],"custodyNote":"UX Wealth Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kyle Wiggs","title":"Chief Executive Officer","crd":"5159325"},{"name":"Jeffrey Smith","title":"Chief Compliance Officer","crd":"4926961"},{"name":"Bradley Roth","title":"Chief Investment Officer","crd":"5686432"},{"name":"Carlos Simoes","title":"Chief Technology Officer","crd":"6084951"}],"ownership":[{"label":"5280 Capital, LLC","detail":"Member in the 50% to 75% ownership band and a control person, since April 2020."},{"label":"Sier Capital, LLC","detail":"Member in the 50% to 75% ownership band and a control person, since April 2020."},{"label":"Kevin Ramsier","detail":"Indirect owner: a managing member of Sier Capital, LLC in the 50% to 75% band and a control person, since September 2013.","parent":"Sier Capital, LLC"},{"label":"Kyle Wiggs","detail":"Indirect owner: a managing member of 5280 Capital, LLC in the 50% to 75% band and a control person, since January 2018.","parent":"5280 Capital, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":3},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"7200 S Alton Way, Suite A-250","city":"Centennial","headquarters":true}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"327 W. Pittsburgh Street","city":"Greensburg"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"720-797-8357","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":15},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":74},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":4,"detail":"Preferred Shares, Depository Receipts, Reits"}],"privateFunds":0},"sources":{"adv1FilingDate":"18 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/308983/PDF/308983.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does UX Wealth Partners have?","answer":"UX Wealth Partners has 56 clients and manages $1.87 billion for them, as of June 2026. They include 43 other investment advisers, 12 individual clients and 1 high-net-worth individual.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does UX Wealth Partners offer?","answer":"UX Wealth Partners provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does UX Wealth Partners use?","answer":"UX Wealth Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.85B and National Financial Services LLC (Smithfield, RI), with $13.7M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does UX Wealth Partners have?","answer":"UX Wealth Partners has 2 investment adviser representatives registered with state securities authorities, out of 7 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does UX Wealth Partners invest in?","answer":"At the end of its last fiscal year, UX Wealth Partners’ separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 5% cash and equivalents, 4% other and 2% investment grade corporate bonds. The 4% other category is described as: Preferred Shares, Depository Receipts, Reits.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns UX Wealth Partners?","answer":"UX Wealth Partners is owned through holding companies by Kevin Ramsier and Kyle Wiggs. Its direct owners are 5280 Capital, LLC (50% to 75%) and Sier Capital, LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does UX Wealth Partners get paid?","answer":"UX Wealth Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact UX Wealth Partners?","answer":"UX Wealth Partners’ main office is at 7200 S Alton Way, Suite A-250, Centennial, CO 80112. Its phone number is 720-797-8357. Its website is uxwp.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}