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They include 1,185 individual clients, 53 high-net-worth individuals, and 8 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does USA Financial Securities offer?","answer":"USA Financial Securities provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does USA Financial Securities charge?","answer":"USA Financial Securities charges up to 2.70% for its Advisory Account Management. The brochure does not state whether the rate is annual.","source":"USA FINANCIAL SECURITIES PART 2A BROCHURE, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does USA Financial Securities use?","answer":"USA Financial Securities’ separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $269M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does USA Financial Securities have?","answer":"USA Financial Securities has 134 investment adviser representatives registered with state securities authorities, out of 172 employees, and 134 perform investment advisory functions. 152 employees are registered representatives of a broker-dealer and 172 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does USA Financial Securities invest in?","answer":"At the end of its last fiscal year, USA Financial Securities’ separately managed accounts held 61% exchange-traded equities, 26% registered funds (mutual funds, ETFs, BDCs) and 13% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns USA Financial Securities?","answer":"USA Financial Securities is owned through a chain of holding companies by Accelerate Intermediate Holdings 1 LLC and THL Amerilife Parallel SPV LP. Its direct owners are USA Financial LLC (75% or more), Accelerate Intermediate Holdings 2 LLC (75% or more), THL Al Blocked Buyer Feeder LP (75% or more) and Icg Holiday Partners I LP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does USA Financial Securities get paid?","answer":"USA Financial Securities is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact USA Financial Securities?","answer":"USA Financial Securities’ main office is at 6020 East Fulton Street, Ada, MI 49301. Its phone number is 888-407-8198. Its website is usafinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}