{"url":"https://nivawealth.com/firms/union-square-capital-partners-288708","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/288708","regulatoryAum":188749175,"crd":"288708","history":[{"filedOn":"2021-03-26","regulatoryAum":56799594,"clients":1,"employees":5,"offices":1},{"filedOn":"2022-03-22","regulatoryAum":126131800,"clients":1,"employees":5,"offices":1},{"filedOn":"2023-03-15","regulatoryAum":359010668,"clients":2,"employees":9,"offices":2},{"filedOn":"2024-03-19","regulatoryAum":276980119,"clients":2,"employees":9,"offices":1},{"filedOn":"2025-03-03","regulatoryAum":224836622,"clients":1,"employees":5,"offices":1},{"filedOn":"2026-02-24","regulatoryAum":188749175,"clients":1,"employees":2,"offices":1}],"secFileNumber":"801-111658","legalName":"Union Square Capital Partners, LLC","displayName":"Union Square Capital Partners","slug":"union-square-capital-partners-288708","website":"https://usq.com/","classification":{"segment":"registered_funds","segmentLabel":"Fund management","type":"fund_manager","typeLabel":"Mutual funds & ETFs","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"235 Whitehorse Lane, Suite 200","city":"Kennett Square","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19348"},"tradeNames":[],"registration":{"secApproved":"14 September 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":188749175,"discretionary":188749175,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":188749175}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Union Square Capital Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"George Downing","title":"Chief Operating Officer","crd":"5980729"},{"name":"Mary Ziegler","title":"Chief Compliance Officer","crd":"6084677"},{"name":"Matthew Henry","title":"Managing Principal","crd":"6821720"}],"ownership":[{"label":"Usq Holding Company, LLC","detail":"Member in the 75% or more ownership band and a control person, since October 2016."},{"label":"Chatham Financial Corp.","detail":"Indirect owner: a member of Usq Holding Company, LLC in the 75% or more band and a control person, since October 2016.","parent":"Usq Holding Company, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"235 Whitehorse Lane, Suite 200","city":"Kennett Square","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"484-731-3101","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"24 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/288708/PDF/288708.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Union Square Capital Partners have?","answer":"Union Square Capital Partners has 1 client and manages $189 million for them, as of February 2026. They include 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Union Square Capital Partners offer?","answer":"Union Square Capital Partners provides portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Union Square Capital Partners have?","answer":"Union Square Capital Partners has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Union Square Capital Partners?","answer":"Union Square Capital Partners is owned through a holding company by Chatham Financial Corp. Its direct owner is Usq Holding Company, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Union Square Capital Partners get paid?","answer":"Union Square Capital Partners is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Union Square Capital Partners?","answer":"Union Square Capital Partners’ main office is at 235 Whitehorse Lane, Suite 200, Kennett Square, PA 19348. Its phone number is 484-731-3101. Its website is usq.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}