{"url":"https://nivawealth.com/firms/unified-wealth-management-284553","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/284553","regulatoryAum":151261565,"crd":"284553","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5248342","suffix":null,"lastName":"Bolos","firstName":"Nermine","middleName":null},{"crd":"5723906","suffix":null,"lastName":"HOBBY","firstName":"ZACHARY","middleName":"POWERS"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-23","regulatoryAum":113036893,"clients":324,"employees":1,"offices":1},{"filedOn":"2026-08-05","regulatoryAum":151261565,"clients":327,"employees":2,"offices":1}],"secFileNumber":"801-131522","legalName":"Unified Wealth Management LLC","displayName":"Unified Wealth 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LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:31:25.984213+00:00","documents":[{"name":"UNIFIED WEALTH MANAGEMENT LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053963","versionId":1053963,"submittedOn":"2026-08-05"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":147019608},{"name":"American Funds Distributors, Inc.","shortName":"American Funds Distributors","location":"Los Angeles, CA","smaAssets":4003317},{"name":"Nationwide Investment Services Corporation","shortName":"Nationwide Investment Services","location":"Columbus, OH","smaAssets":238639}],"custodyNote":"Unified Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Zachary Hobby","title":"CEO/Chief Compliance Officer","crd":"5723906"}],"ownership":[{"label":"Zachary Hobby","detail":"Ceo/chief compliance officer in the 75% or more ownership band and a control person, since June 2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"220 Pine Avenue N, Suite A","city":"Oldsmar","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"727-216-8051","stateRegisteredReps":1,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":9},{"label":"Securities issued by registered investment companies or business development companies","percent":87},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"5 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/284553/PDF/284553.pdf","brochureDate":"5 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053963","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Unified Wealth Management have?","answer":"Unified Wealth Management has 327 clients and manages $151 million for them, as of August 2026. They include 294 individual clients, 31 high-net-worth individuals, and 2 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Unified Wealth Management offer?","answer":"Unified Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Unified Wealth Management charge?","answer":"Unified Wealth Management charges 0.50%–1.30% a year for its Annual Portfolio Fee. The fee is not negotiable.","source":"UNIFIED WEALTH MANAGEMENT LLC, filed 5 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Unified Wealth Management use?","answer":"Unified Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $147M, American Funds Distributors, Inc. (Los Angeles, CA), with $4M and Nationwide Investment Services Corporation (Columbus, OH), with $239K. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Unified Wealth Management have?","answer":"Unified Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Unified Wealth Management invest in?","answer":"At the end of its last fiscal year, Unified Wealth Management’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 9% exchange-traded equities and 4% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Unified Wealth Management?","answer":"Unified Wealth Management’s direct owner is Zachary Hobby (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Unified Wealth Management get paid?","answer":"Unified Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Unified Wealth Management?","answer":"Unified Wealth Management’s main office is at 220 Pine Avenue N, Suite A, Oldsmar, FL 34677. Its phone number is 727-216-8051. Its website is unifiedwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}