{"url":"https://nivawealth.com/firms/uhler-vertich-white-advisors-130716","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/130716","regulatoryAum":513675000,"crd":"130716","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5104991","suffix":null,"lastName":"Brown","firstName":"Jennifer","middleName":"Marie"},{"crd":"7249083","suffix":null,"lastName":"Carrier","firstName":"Shane","middleName":"Andrew"},{"crd":"5084602","suffix":null,"lastName":"EIRICH","firstName":"NICOLE","middleName":"MARIE"},{"crd":"2633690","suffix":null,"lastName":"Fiore","firstName":"Bryan","middleName":"Keefe"},{"crd":"501276","suffix":null,"lastName":"UHLER","firstName":"JOHN","middleName":"THOMAS"},{"crd":"1960620","suffix":null,"lastName":"VERTICH","firstName":"JAMES","middleName":"COREY"},{"crd":"1826584","suffix":null,"lastName":"WHITE","firstName":"ANTHONY","middleName":"SCOTT"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-23","regulatoryAum":250168433,"clients":212,"employees":7,"offices":1},{"filedOn":"2022-06-10","regulatoryAum":303014837,"clients":211,"employees":8,"offices":1},{"filedOn":"2023-05-17","regulatoryAum":258679749,"clients":205,"employees":8,"offices":1},{"filedOn":"2024-04-17","regulatoryAum":466000000,"clients":297,"employees":10,"offices":1},{"filedOn":"2025-07-22","regulatoryAum":466827500,"clients":303,"employees":10,"offices":2},{"filedOn":"2026-04-01","regulatoryAum":513675000,"clients":424,"employees":11,"offices":2}],"acquisitions":[{"date":"2023-05-18","datePrecision":"day","name":"Scott White Advisors","crd":"129972","source":"adv_w","dealType":"acquisition","sellerAum":161470381,"sellerAumDate":"2022-02-28","sourceUrl":"https://adviserinfo.sec.gov/firm/summary/129972"}],"secFileNumber":"801-62896","legalName":"Uhler Vertich White Advisors, LLC","displayName":"Uhler Vertich White Advisors","slug":"uhler-vertich-white-advisors-130716","website":"https://uvwadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/130716/32d6ff6acbc57c58-r1.webp","tone":"light","width":459,"height":200,"sourceUrl":"https://uvwadvisors.com/","sourceLabel":"Uhler Vertich White Advisors, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/uhler-vertich-white-advisors","founded":"2002","organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1510 Royal Palm Square Boulevard, Suite 103","city":"Fort Myers","state":"FL","stateName":"Florida","country":"United States","postalCode":"33919-1068"},"tradeNames":[],"registration":{"secApproved":"12 March 2004","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1201028.6396181383,"staff":{"employees":11,"advisory":6,"brokerDealerReps":8,"insuranceAgents":6,"promoters":0},"aum":{"regulatory":513675000,"discretionary":421969900,"discretionaryAccounts":740,"nonDiscretionary":91705100,"nonDiscretionaryAccounts":262,"wrapProgram":118651422,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":293,"regulatoryAum":105201800},{"label":"High-net-worth individuals","clients":126,"regulatoryAum":398029200},{"label":"Charitable organizations","clients":5,"regulatoryAum":10444000}],"feePrograms":[{"role":"main","program":"Ambassador Program - 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They include 293 individual clients, 126 high-net-worth individuals and 5 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Uhler Vertich White Advisors offer?","answer":"Uhler Vertich White Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Uhler Vertich White Advisors charge?","answer":"Uhler Vertich White Advisors charges 1.25%–2.25% a year for its Ambassador Program - IAR Managed. The fee is billed in advance, is negotiable and has a $10,000 annual minimum.","source":"UHLER VERTICH WHITE ADVISORS, filed 1 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Uhler Vertich White Advisors use?","answer":"Uhler Vertich White Advisors’ separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $456M and Raymond James Trust Company of New Hampshire (Portsmouth, NH), with $57.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Uhler Vertich White Advisors have?","answer":"Uhler Vertich White Advisors has 6 investment adviser representatives registered with state securities authorities, out of 11 employees, and 6 perform investment advisory functions. 8 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Uhler Vertich White Advisors invest in?","answer":"At the end of its last fiscal year, Uhler Vertich White Advisors’ separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities, 3% cash and equivalents and 1% other. The 1% other category is described as: Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Uhler Vertich White Advisors?","answer":"Uhler Vertich White Advisors’ direct owners are John Uhler (25% to 50%) and James Vertich (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Uhler Vertich White Advisors get paid?","answer":"Uhler Vertich White Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Uhler Vertich White Advisors?","answer":"Uhler Vertich White Advisors’ main office is at 1510 Royal Palm Square Boulevard, Suite 103, Fort Myers, FL 33919-1068. Its phone number is 239-936-6300. Its website is uvwadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}