{"url":"https://nivawealth.com/firms/ubs-asset-management-credit-investments-group-uk-113463","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/113463","regulatoryAum":11045754403,"crd":"113463","secFileNumber":"801-40177","legalName":"UBS Asset Management Credit Investments Group (uk) LTD","displayName":"UBS Asset Management Credit Investments Group (uk)","website":null,"founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"Five Broadgate","city":"London (england)","state":"","stateName":"","country":"United Kingdom","postalCode":"EC2M 2QS"},"tradeNames":[],"registration":{"secApproved":"15 November 1991","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":0,"advisory":0,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":11045754403,"discretionaryAccounts":56,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":55},"clientTypes":[{"label":"Pooled investment vehicles","clients":56,"regulatoryAum":11045754403}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"UBS Asset Management Credit Investments Group (uk) does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Brian Sheahan","title":"Chief Compliance Officer","crd":"8038469"},{"name":"Daniel Beadel","title":"Director","crd":"7715144"},{"name":"Malcolm Edwards","title":"Director","crd":"8091050"},{"name":"Ian Hale","title":"Non Executive Director","crd":"7709714"},{"name":"Keith Jecks","title":"Director","crd":"2085224"},{"name":"Andrew Marshak","title":"Director","crd":"2086398"}],"ownership":[{"label":"UBS Group Ag","detail":"Shareholder in the 75% or more ownership band and a control person, since June 2023. Also a parent entity of UBS Asset Management Holding LTD in the 75% or more band and a control person, since June 2023."},{"label":"UBS Asset Management Holding LTD","detail":"Shareholder in the 75% or more ownership band, since May 2024. Also a holding entity of UBS Asset Management Holding LTD in the 75% or more band and a control person, since June 2023."},{"label":"UBS Ag","detail":"Indirect owner: a parent entity of UBS Asset Management Holding LTD in the 75% or more band and a control person, since June 2023.","parent":"UBS Asset Management Holding LTD"},{"label":"UBS Asset Management Ag","detail":"Indirect owner: a parent entity of UBS Asset Management Holding LTD in the 75% or more band and a control person, since June 2023.","parent":"UBS Asset Management Holding LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442078888888","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"5 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/113463/PDF/113463.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does UBS Asset Management Credit Investments Group (uk) have?","answer":"UBS Asset Management Credit Investments Group (uk) has 56 clients and manages $11 billion for them, as of August 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does UBS Asset Management Credit Investments Group (uk) offer?","answer":"UBS Asset Management Credit Investments Group (uk) provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns UBS Asset Management Credit Investments Group (uk)?","answer":"UBS Asset Management Credit Investments Group (uk) is owned through a holding company by UBS and UBS Asset Management Ag. Its direct owners are UBS Group Ag (75% or more) and UBS Asset Management Holding LTD (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does UBS Asset Management Credit Investments Group (uk) get paid?","answer":"UBS Asset Management Credit Investments Group (uk) is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}