{"url":"https://nivawealth.com/firms/tyler-street-capital-340011","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/340011","regulatoryAum":491523354,"crd":"340011","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7041192","suffix":null,"lastName":"Pineau","firstName":"Robert","middleName":"Brian"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135269","legalName":"Tyler Street Capital","displayName":"Tyler Street Capital","slug":"tyler-street-capital-340011","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"65 Cordage Park Circle, Suite 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management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047517","versionId":1047517,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-06-08","documentName":"ADV PART 2A","fee_rate_low":0.2,"fee_rate_high":0.95,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Financial planning and consulting fees are negotiable, generally $5,000 to $15,000 on a fixed fee basis or $250 to $375 on an hourly rate basis.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047517","versionId":1047517,"submittedOn":"2026-06-08","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:34:11.637424+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047517","versionId":1047517,"submittedOn":"2026-06-08"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":465853457}],"custodyNote":"Tyler Street Capital has custody of $310M in client assets for 14 clients.","otherCustodians":[],"leadership":[{"name":"Robert Pineau","title":"Chief Compliance Officer/Member","crd":"7041192"}],"ownership":[{"label":"Robert Pineau","detail":"Chief compliance officer/member in the 75% or more ownership band and a control person, since December 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"65 Cordage Park Circle, Suite 130","city":"Plymouth","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"508-648-4684","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"Non-exchange-traded equity securities","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":15},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":75}],"privateFunds":0},"sources":{"adv1FilingDate":"8 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/340011/PDF/340011.pdf","brochureDate":"8 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047517","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Tyler Street Capital have?","answer":"Tyler Street Capital has 13 clients and manages $492 million for them, as of June 2026. They include 7 high-net-worth individuals and 6 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Tyler Street Capital offer?","answer":"Tyler Street Capital provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Tyler Street Capital charge?","answer":"Tyler Street Capital charges 0.20%–0.95% a year for its Investment management. The fee is billed in arrears and is negotiable.","source":"ADV PART 2A, filed 8 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Tyler Street Capital use?","answer":"Tyler Street Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $466M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Tyler Street Capital have?","answer":"Tyler Street Capital has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Tyler Street Capital invest in?","answer":"At the end of its last fiscal year, Tyler Street Capital’s separately managed accounts held 75% cash and equivalents, 15% registered funds (mutual funds, ETFs, BDCs), 5% non-exchange-traded equities, 3% exchange-traded equities and 2% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Tyler Street Capital?","answer":"Tyler Street Capital’s direct owner is Robert Pineau (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Tyler Street Capital get paid?","answer":"Tyler Street Capital is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Tyler Street Capital?","answer":"Tyler Street Capital’s main office is at 65 Cordage Park Circle, Suite 130, Plymouth, MA 02360. Its phone number is 508-648-4684.","source":"Form ADV Part 1A, Item 1.F, filed 8 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}