{"url":"https://nivawealth.com/firms/tuttle-wealth-partners-338406","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/338406","regulatoryAum":104235867,"crd":"338406","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6351200","suffix":null,"lastName":"LEWIS","firstName":"KRISTOPHER","middleName":"GARRETT"},{"crd":"5014910","suffix":null,"lastName":"SYKES","firstName":"FAYE","middleName":"MICHAEL"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134636","legalName":"Tuttle Wealth Partners LLC","displayName":"Tuttle Wealth Partners","slug":"tuttle-wealth-partners-338406","website":"https://tuttlewealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/338406/81ff0356c7328a9f-r1.webp","tone":"dark","width":657,"height":200,"sourceUrl":"https://tuttlewealth.com/","sourceLabel":"Tuttle Wealth Partners LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Georgia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2970 Clairmont RD, Suite 940","city":"Brookhaven","state":"GA","stateName":"Georgia","country":"United States","postalCode":"30329"},"tradeNames":["Tuttle Wealth"],"registration":{"secApproved":"14 November 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":231301.26550868485,"staff":{"employees":7,"advisory":2,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":104235867,"discretionary":93214410,"discretionaryAccounts":674,"nonDiscretionary":11021457,"nonDiscretionaryAccounts":14,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":374,"regulatoryAum":61251119},{"label":"High-net-worth individuals","clients":29,"regulatoryAum":31963291},{"label":"Pension and profit-sharing plans","clients":14,"regulatoryAum":11021457}],"feePrograms":[{"role":"main","program":"Separately Managed Accounts","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060879","versionId":1060879,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-10-12","documentName":"10 2026 TWP ADV 2A FINAL","fee_rate_low":0.15,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Investment Consulting and Financial Planning","summary":"Investment consulting is billed at up to $300 an hour; fixed-fee financial planning is negotiable, generally $2,500 to $20,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060879","versionId":1060879,"submittedOn":"2026-10-12","documentName":"10 2026 TWP ADV 2A FINAL"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:09:19.830715+00:00","documents":[{"name":"10 2026 TWP ADV 2A FINAL","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060879","versionId":1060879,"submittedOn":"2026-10-12"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":65070000}],"custodyNote":"Tuttle Wealth Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Faye Sykes","title":"President","crd":"5014910"},{"name":"Ahmad Karim","title":"Chief Operating Officer","crd":"4574768"},{"name":"Stephanie Barrett","title":"Chief Compliance Officer","crd":"6505258"}],"ownership":[{"label":"Faye Sykes","detail":"President in the 75% or more ownership band and a control person, since February 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"2970 Clairmont RD, Suite 940","city":"Brookhaven","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"12 East 49th Street","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-781-1219","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":67},{"label":"Non-exchange-traded equity securities","percent":11},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":18},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"28 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/338406/PDF/338406.pdf","brochureDate":"12 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060879","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Tuttle Wealth Partners have?","answer":"Tuttle Wealth Partners has 417 clients and manages $104 million for them, as of September 2026. They include 374 individual clients, 29 high-net-worth individuals, and 14 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Tuttle Wealth Partners offer?","answer":"Tuttle Wealth Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Tuttle Wealth Partners charge?","answer":"Tuttle Wealth Partners charges 0.15%–1.50% a year for its Separately Managed Accounts. The fee is billed in advance and is negotiable.","source":"10 2026 TWP ADV 2A FINAL, filed 12 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Tuttle Wealth Partners use?","answer":"Tuttle Wealth Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $65.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Tuttle Wealth Partners have?","answer":"Tuttle Wealth Partners has 2 investment adviser representatives registered with state securities authorities, out of 7 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Tuttle Wealth Partners invest in?","answer":"At the end of its last fiscal year, Tuttle Wealth Partners’ separately managed accounts held 67% exchange-traded equities, 18% registered funds (mutual funds, ETFs, BDCs), 11% non-exchange-traded equities, 3% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Tuttle Wealth Partners?","answer":"Tuttle Wealth Partners’ direct owner is Faye Sykes (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Tuttle Wealth Partners get paid?","answer":"Tuttle Wealth Partners is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Tuttle Wealth Partners?","answer":"Tuttle Wealth Partners’ main office is at 2970 Clairmont RD, Suite 940, Brookhaven, GA 30329. Its phone number is 800-781-1219. Its website is tuttlewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}