{"url":"https://nivawealth.com/firms/ttp-investments-284082","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/284082","regulatoryAum":570595563,"crd":"284082","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7815638","suffix":null,"lastName":"Ta","firstName":"Peter","middleName":"M"},{"crd":"3146767","suffix":null,"lastName":"WILLNER","firstName":"HARRIS","middleName":"WAYNE"},{"crd":"6171789","suffix":null,"lastName":"WILLNER","firstName":"HARRISON","middleName":"CLAY"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":226449066,"clients":312,"employees":2,"offices":1},{"filedOn":"2022-03-22","regulatoryAum":330241603,"clients":320,"employees":2,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":301512430,"clients":360,"employees":2,"offices":1},{"filedOn":"2024-04-04","regulatoryAum":405475731,"clients":392,"employees":2,"offices":1},{"filedOn":"2025-03-19","regulatoryAum":485281841,"clients":377,"employees":3,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":570595563,"clients":382,"employees":3,"offices":1}],"secFileNumber":"801-107967","legalName":"TTP 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required.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025425","versionId":1025425,"submittedOn":"2026-03-25","documentName":"TTP INVESTMENTS DISCLOSURE BROCHURE MARCH 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T10:13:47.333142+00:00","documents":[{"name":"TTP INVESTMENTS DISCLOSURE BROCHURE MARCH 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025425","versionId":1025425,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":570595563}],"custodyNote":"TTP Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Harris Willner","title":"President & Owner","crd":"3146767"},{"name":"Lesley Jones","title":"Chief Compliance 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TTP Investments have?","answer":"TTP Investments has 382 clients and manages $571 million for them, as of March 2026. They include 226 individual clients, 155 high-net-worth individuals and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does TTP Investments offer?","answer":"TTP Investments provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, philanthropic planning, tax planning, and tax preparation.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does TTP Investments use?","answer":"TTP Investments’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $571M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does TTP Investments have?","answer":"TTP Investments has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does TTP Investments invest in?","answer":"At the end of its last fiscal year, TTP Investments’ separately managed accounts held 50% exchange-traded equities, 47% non-exchange-traded equities, 2% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds, 1% derivatives and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns TTP Investments?","answer":"TTP Investments’ direct owners are Harris Willner (75% or more) and Harrison Willner (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does TTP Investments get paid?","answer":"TTP Investments is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact TTP Investments?","answer":"TTP Investments’ main office is at 1978 the Alameda, San Jose, CA 95126. Its phone number is 408-879-0399. Its website is ttp-investments.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/ttp-investments-284082/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1682576/000117266126002617/0001172661-26-002617-index.html","totalValue":246521211,"positionCount":30,"top10Share":0.8444591974684077,"top10":[{"issuer":"PROSHARES TR","titleOfClass":"PSHS ULT S&P 500","cusip":"74347R107","value":64267487,"shares":953807,"shareType":"SH","priorValue":14328030,"priorShares":276176},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":30127014,"shares":104116,"shareType":"SH","priorValue":26418389,"priorShares":104095},{"issuer":"ADVANCED MICRO DEVICES 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}