{"url":"https://nivawealth.com/firms/tsp-capital-management-group-131889","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/131889","regulatoryAum":553311284,"crd":"131889","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"355780","suffix":null,"lastName":"PALUCK","firstName":"THOMAS","middleName":"STANLEY"},{"crd":"4546297","suffix":"JR.","lastName":"WOLFFE","firstName":"RICHARD","middleName":"COLWELL"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":399086442,"clients":139,"employees":5,"offices":1},{"filedOn":"2022-04-15","regulatoryAum":401518058,"clients":150,"employees":5,"offices":1},{"filedOn":"2023-03-24","regulatoryAum":354944094,"clients":151,"employees":5,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":390443878,"clients":145,"employees":5,"offices":1},{"filedOn":"2025-03-11","regulatoryAum":387006570,"clients":144,"employees":5,"offices":1},{"filedOn":"2026-03-20","regulatoryAum":553311284,"clients":144,"employees":5,"offices":1}],"acquisitions":[{"date":"2020-12-31","datePrecision":"day","name":"Point 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They include 71 individual clients, 62 high-net-worth individuals and 8 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does TSP Capital Management Group offer?","answer":"TSP Capital Management Group provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does TSP Capital Management Group use?","answer":"TSP Capital Management Group’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $553M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does TSP Capital Management Group have?","answer":"TSP Capital Management Group has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does TSP Capital Management Group invest in?","answer":"At the end of its last fiscal year, TSP Capital Management Group’s separately managed accounts held 89% exchange-traded equities, 4% investment grade corporate bonds, 3% U.S. government and agency bonds, 3% cash and equivalents and 1% other. The 1% other category is described as: Mutual Funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns TSP Capital Management Group?","answer":"TSP Capital Management Group’s direct owner is Thomas Paluck (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does TSP Capital Management Group get paid?","answer":"TSP Capital Management Group is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is TSP Capital Management Group registered with the SEC?","answer":"Yes, TSP Capital Management Group has been registered with the SEC as an investment adviser since 10 September 2004. Its CRD number is 131889 and its SEC file number is 801-63507.","source":"Form ADV Part 1A, Item 1, filed 20 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact TSP Capital Management Group?","answer":"TSP Capital Management Group’s main office is at 382 Springfield Avenue, Suite 500, Summit, NJ 07901. Its phone number is 908-273-2105. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}