{"url":"https://nivawealth.com/firms/trubee-wealth-advisors-3618","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/3618","regulatoryAum":911490610,"crd":"3618","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"832583","suffix":null,"lastName":"BOWEN","firstName":"JEFFREY","middleName":"ALLAN"},{"crd":"7041770","suffix":null,"lastName":"Drosendahl","firstName":"Matthew","middleName":null},{"crd":"6778677","suffix":null,"lastName":"Emblidge","firstName":"Anne","middleName":"Jennifer"},{"crd":"2356060","suffix":null,"lastName":"GELO","firstName":"CHARLES","middleName":"ERNEST"},{"crd":"5189327","suffix":null,"lastName":"INGOLD","firstName":"NICHOLAS","middleName":"ALEXANDER"},{"crd":"6069294","suffix":null,"lastName":"MEISNER","firstName":"JOHN","middleName":"MICHAEL"},{"crd":"858533","suffix":null,"lastName":"PICTOR","firstName":"WILLIAM","middleName":"ROBERT"},{"crd":"734238","suffix":null,"lastName":"SHEETS","firstName":"MICHAEL","middleName":"FORMAN"},{"crd":"6416650","suffix":null,"lastName":"SHINE","firstName":"JOHN","middleName":"DAVID"},{"crd":"5978062","suffix":null,"lastName":"STEINWALD","firstName":"HARRISON","middleName":"MICHAEL"},{"crd":"723048","suffix":null,"lastName":"TURK","firstName":"THOMAS","middleName":"RICHARD"},{"crd":"2229305","suffix":null,"lastName":"VERBANIC","firstName":"NICHOLAS","middleName":null},{"crd":"1036328","suffix":null,"lastName":"VOSSLER","firstName":"THOMAS","middleName":"GERARD"}],"total":13,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":421936883,"clients":446,"employees":24,"offices":1},{"filedOn":"2022-03-29","regulatoryAum":598534126,"clients":549,"employees":18,"offices":1},{"filedOn":"2023-06-28","regulatoryAum":536582979,"clients":665,"employees":18,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":617033980,"clients":684,"employees":17,"offices":1},{"filedOn":"2025-07-28","regulatoryAum":724206069,"clients":686,"employees":17,"offices":1},{"filedOn":"2026-03-17","regulatoryAum":911490610,"clients":734,"employees":17,"offices":1}],"secFileNumber":"801-70259","legalName":"Trubee 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have?","answer":"Trubee Wealth Advisors has 734 clients and manages $911 million for them, as of March 2026. They include 520 individual clients, 166 high-net-worth individuals and 31 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Trubee Wealth Advisors offer?","answer":"Trubee Wealth Advisors provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Trubee Wealth Advisors charge?","answer":"Trubee Wealth Advisors charges 1.50%–2.00% a year for its Advisory fee.","source":"TRUBEE WEALTH ADVISORS FORM ADV 2A, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Trubee Wealth Advisors use?","answer":"Trubee Wealth Advisors’ separately managed account assets are held at Wells Fargo Clearing Services, LLC (St. Louis, MO), with $617M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Trubee Wealth Advisors have?","answer":"Trubee Wealth Advisors has 14 investment adviser representatives registered with state securities authorities, out of 17 employees, and 14 perform investment advisory functions. 16 employees are registered representatives of a broker-dealer and 11 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Trubee Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Trubee Wealth Advisors’ separately managed accounts held 51% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities, 9% cash and equivalents, 2% U.S. government and agency bonds, 2% investment grade corporate bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Trubee Wealth Advisors?","answer":"Trubee Wealth Advisors’ direct owners are William Robert Pictor, Jeffrey Allan Bowen, Thomas Richard Turk, Charles Ernest Gelo, John David Shine, Nicholas Verbanic, Harrison Michael Steinwald, Anthony Frank Frandina, Nicholas Alexander Ingold and Anne Jennifer Emblidge, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Trubee Wealth Advisors get paid?","answer":"Trubee Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Trubee Wealth Advisors?","answer":"Trubee Wealth Advisors’ main office is at 600 Airborne Pkwy, Suite #120, Buffalo, NY 14225. Its phone number is 716-849-1401. Its website is trubeewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}