{"url":"https://nivawealth.com/firms/troy-asset-management-319174","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/319174","regulatoryAum":14697092098,"crd":"319174","secFileNumber":"801-125739","legalName":"Troy Asset Management LTD","displayName":"Troy Asset Management","website":null,"linkedinUrl":"https://www.linkedin.com/company/troy-asset-management-limited/","founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"April","headquarters":{"street":"33 Davies Street","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"W1K 4BP"},"tradeNames":[],"registration":{"secApproved":"26 May 2022","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":45,"advisory":11,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":14697092098,"discretionaryAccounts":26,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":96,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":19,"regulatoryAum":13881636685},{"label":"Charitable organizations","clients":3,"regulatoryAum":231624368},{"label":"Other","clients":4,"regulatoryAum":583831045}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":195853446},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":396399435},{"name":"Bank Julius Baer & Co Limited","shortName":"Bank Julius Baer & Co Limited","location":"Zurich","smaAssets":128727747},{"name":"Pershing Securities Limited","shortName":"Pershing","location":"Liverpool","smaAssets":110561825}],"custodyNote":"Troy Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Nicholas Hughes","title":"Chief Operating Officer and Chief Executive Officer","crd":"6127685"},{"name":"Sebastian Lyon","title":"Founder, Chief Executive Officer and Shareholder - Ordinary Shares","crd":"2231380"},{"name":"Rajesh Soni","title":"Chief Compliance Officer and Head of Compliance","crd":"7740393"},{"name":"Rachel Beagles","title":"Non-Executive Director","crd":"8320019"},{"name":"Gabrielle Boyle","title":"Executive Director","crd":"7520102"},{"name":"Seth Brennan","title":"Non-Executive Director","crd":"2265759"},{"name":"Francis Brooke","title":"Non-Executive Director, Chairman and Shareholder - Ordinary Shares","crd":"7520097"},{"name":"Jonathan Chenevix-Trench","title":"Non-Executive Director","crd":"7869578"},{"name":"George Hankey","title":"General Counsel","crd":"7520114"},{"name":"Frederick Von Westenholz","title":"Executive Director","crd":"7520106"}],"ownership":[{"label":"Sebastian Lyon","detail":"Founder, chief executive officer and shareholder - ordinary shares in the 10% to 25% ownership band and a control person, since September 2003."},{"label":"Francis Brooke","detail":"Non-executive director, chairman and shareholder - ordinary shares in the 10% to 25% ownership band and a control person, since December 2004."},{"label":"Ocorian Limited","detail":"Trustee of troy asset management employee benefit trust and nominee in the 50% to 75% ownership band, since December 2023."},{"label":"LPC Oak, LLC","detail":"Shareholder in the 25% to 50% ownership band and a control person, since March 2024."},{"label":"Lincoln Peak Capital, LLC","detail":"Indirect owner: a member of LPC Oak, LLC in the 75% or more band and a control person, since December 2023.","parent":"LPC Oak, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"4402074994030","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":59},{"label":"U.S. government/agency bonds","percent":13},{"label":"Sovereign bonds","percent":16},{"label":"Securities issued by registered investment companies or business development companies","percent":4},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":5},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":3,"detail":"Gold Bullion"}],"privateFunds":0},"sources":{"adv1FilingDate":"30 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/319174/PDF/319174.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Troy Asset Management have?","answer":"Troy Asset Management has 26 clients and manages $14.7 billion for them, as of July 2026. They include 19 pooled investment vehicles, 4 other clients and 3 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Troy Asset Management offer?","answer":"Troy Asset Management provides portfolio management for individuals and small businesses and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Troy Asset Management use?","answer":"Troy Asset Management’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $396,399,435, State Street Bank and Trust Company (Boston, MA), with $195,853,446, Bank Julius Baer & Co Limited (Zurich), with $128,727,747 and Pershing Securities Limited (Liverpool), with $110,561,825. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Troy Asset Management have?","answer":"Troy Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 45 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Troy Asset Management invest in?","answer":"At the end of its last fiscal year, Troy Asset Management’s separately managed accounts held 59% exchange-traded equities, 16% sovereign bonds, 13% U.S. government and agency bonds, 5% pooled vehicles (private funds and similar), 4% registered funds (mutual funds, ETFs, BDCs), 3% gold bullion and 1% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Troy Asset Management?","answer":"Troy Asset Management is owned through a holding company by Lincoln Peak Capital, LLC. Its direct owners are Sebastian Lyon (10% to 25%), Francis Brooke (10% to 25%), Ocorian Limited (50% to 75%) and LPC Oak, LLC (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Troy Asset Management get paid?","answer":"Troy Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}