{"url":"https://nivawealth.com/firms/tritonpoint-capital-336417","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/336417","regulatoryAum":250178748,"crd":"336417","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8183052","suffix":null,"lastName":"DE LA CROIX-VAUBOIS","firstName":"PIERRE","middleName":"MARY JOSEPH"},{"crd":"8312897","suffix":null,"lastName":"Ransom","firstName":"Jake","middleName":"Lawrence"},{"crd":"5799437","suffix":null,"lastName":"Schoenfeld","firstName":"Jake","middleName":"James"},{"crd":"4823837","suffix":"JR","lastName":"STERLING","firstName":"WILLIAM","middleName":"ALAN"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-02","regulatoryAum":0,"clients":0,"employees":2,"offices":1},{"filedOn":"2026-08-31","regulatoryAum":250178748,"clients":276,"employees":3,"offices":1}],"secFileNumber":"801-133756","legalName":"Tritonpoint Capital, LLC","displayName":"TritonPoint Capital","slug":"tritonpoint-capital-336417","website":"https://tritonpointcapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2025","organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5404 Wisconsin Avenue, Suite 330","city":"Chevy Chase","state":"MD","stateName":"Maryland","country":"United States","postalCode":"20815"},"tradeNames":[],"registration":{"secApproved":"1 July 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1227030.044198895,"staff":{"employees":3,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":250178748,"discretionary":250178748,"discretionaryAccounts":376,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":86,"regulatoryAum":55472410},{"label":"High-net-worth individuals","clients":95,"regulatoryAum":166620028},{"label":"Pooled investment vehicles","clients":95,"regulatoryAum":24842000},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":3244310}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T11:30:49.807391+00:00","documents":[{"name":"TPC BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056487","versionId":1056487,"submittedOn":"2026-08-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":182578673},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":42758075}],"custodyNote":"TritonPoint Capital does not have custody of client assets.","leadership":[{"name":"William Sterling","title":"Partner, Chief Executive Officer, President","crd":"4823837"},{"name":"Deatra Vailes","title":"Partner, Chief Compliance Officer","crd":"7157201"},{"name":"Gregory Blake","title":"Partner","crd":"5392729"},{"name":"Harold Hughes","title":"Owner","crd":"1278178"},{"name":"Andrew Schiff","title":"Partner","crd":"3167703"}],"ownership":[{"label":"Andrew Schiff","detail":"Partner in the 5% to 10% ownership band and a control person, since February 2025. Also a managing member of Temerity Holdings, LLC in the 75% or more band and a control person, since February 2025."},{"label":"Harold Hughes","detail":"Owner in the 10% to 25% ownership band, since February 2025."},{"label":"Gregory Blake","detail":"Partner in the 10% to 25% ownership band and a control person, since February 2025."},{"label":"Deatra Vailes","detail":"Partner, chief compliance officer in the 10% to 25% ownership band and a control person, since February 2025."},{"label":"William Sterling","detail":"Partner, chief executive officer, president in the 25% to 50% ownership band and a control person, since February 2025."},{"label":"Temerity Holdings, LLC","detail":"Owner in the 5% to 10% ownership band and a control person, since February 2025."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Maryland","offices":1,"addresses":[{"street":"5404 Wisconsin Avenue, Suite 330","city":"Chevy Chase","headquarters":true}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"301-799-9001","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":73},{"label":"U.S. state and local bonds","percent":6},{"label":"Investment grade corporate bonds","percent":9},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":11},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":2},"sources":{"adv1FilingDate":"31 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/336417/PDF/336417.pdf","brochureDate":"31 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056487","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does TritonPoint Capital have?","answer":"TritonPoint Capital has 276 clients and manages $250 million for them, as of August 2026. They include 95 high-net-worth individuals, 95 pooled investment vehicles and 86 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does TritonPoint Capital offer?","answer":"TritonPoint Capital provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does TritonPoint Capital use?","answer":"TritonPoint Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $183M and Fidelity Brokerage Services LLC (Smithfield, RI), with $42.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does TritonPoint Capital have?","answer":"TritonPoint Capital has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does TritonPoint Capital invest in?","answer":"At the end of its last fiscal year, TritonPoint Capital’s separately managed accounts held 73% exchange-traded equities, 11% pooled vehicles (private funds and similar), 9% investment grade corporate bonds, 7% cash and equivalents and 6% state and local bonds. It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns TritonPoint Capital?","answer":"TritonPoint Capital’s direct owners are Andrew Schiff, Harold Hughes, Gregory Blake, Deatra Vailes, William Sterling and Temerity Holdings, LLC, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 31 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does TritonPoint Capital get paid?","answer":"TritonPoint Capital is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is TritonPoint Capital registered with the SEC?","answer":"Yes, TritonPoint Capital has been registered with the SEC as an investment adviser since 1 July 2025. Its CRD number is 336417 and its SEC file number is 801-133756.","source":"Form ADV Part 1A, Item 1, filed 31 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact TritonPoint Capital?","answer":"TritonPoint Capital’s main office is at 5404 Wisconsin Avenue, Suite 330, Chevy Chase, MD 20815. Its phone number is 301-799-9001. Its website is tritonpointcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}