{"url":"https://nivawealth.com/firms/triton-pacific-healthcare-partners-329737","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/329737","regulatoryAum":379622227,"crd":"329737","history":[{"filedOn":"2024-04-15","regulatoryAum":0,"clients":0,"employees":5,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":275838642,"clients":6,"employees":4,"offices":1},{"filedOn":"2026-07-02","regulatoryAum":379622227,"clients":5,"employees":5,"offices":1}],"secFileNumber":"801-130209","legalName":"Triton Pacific Healthcare Partners, LLC","displayName":"Triton Pacific Healthcare Partners","slug":"triton-pacific-healthcare-partners-329737","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"31473 Rancho Viejo Road, Suite 201","city":"San Juan Capistrano","state":"CA","stateName":"California","country":"United States","postalCode":"92675"},"tradeNames":[],"registration":{"secApproved":"3 May 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":5,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":379622227,"discretionary":379622227,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":5,"regulatoryAum":379622227}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Triton Pacific Healthcare Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Joseph Isaac Davis","title":"President","crd":""},{"name":"Michael Carroll","title":"Chief Compliance Officer and Chief Financial Officer","crd":"5282521"}],"ownership":[{"label":"Triton Pacific Capital Partners LLC","detail":"Shareholder in the 75% or more ownership band and a control person, since October 2023."},{"label":"Craig Faggen","detail":"Indirect owner: a beneficiary of Faggen Family Trust in the 75% or more band, since October 2023.","parent":"Faggen Family Trust"},{"label":"Faggen Family Trust","detail":"Indirect owner: a member of Triton Pacific Capital Partners LLC in the 75% or more band and a control person, since October 2023.","parent":"Triton Pacific Capital Partners LLC"},{"label":"Stacey Levine","detail":"Indirect owner: trustee of Faggen Family Trust and a control person, since July 2013.","parent":"Faggen Family Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"31473 Rancho Viejo Road, Suite 201","city":"San Juan Capistrano","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"949-300-0999","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":4},"sources":{"adv1FilingDate":"2 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/329737/PDF/329737.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Triton Pacific Healthcare Partners have?","answer":"Triton Pacific Healthcare Partners has 5 clients and manages $380 million for them, as of July 2026. They include 5 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Triton Pacific Healthcare Partners offer?","answer":"Triton Pacific Healthcare Partners provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Triton Pacific Healthcare Partners have?","answer":"Triton Pacific Healthcare Partners has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Triton Pacific Healthcare Partners?","answer":"Triton Pacific Healthcare Partners is owned through a chain of holding companies by Craig Faggen. Its direct owner is Triton Pacific Capital Partners LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Triton Pacific Healthcare Partners get paid?","answer":"Triton Pacific Healthcare Partners is paid through fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Triton Pacific Healthcare Partners?","answer":"Triton Pacific Healthcare Partners’ main office is at 31473 Rancho Viejo Road, Suite 201, San Juan Capistrano, CA 92675. Its phone number is 949-300-0999.","source":"Form ADV Part 1A, Item 1.F, filed 2 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}