{"url":"https://nivawealth.com/firms/trinity-portfolio-advisors-151721","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/151721","regulatoryAum":530536813,"crd":"151721","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4266208","suffix":"JR.","lastName":"CHALK","firstName":"JOHN","middleName":"ALLEN"},{"crd":"4120496","suffix":null,"lastName":"ESTRADA","firstName":"AARON","middleName":"RODERICK"},{"crd":"7682934","suffix":null,"lastName":"Estrada","firstName":"Chase","middleName":null},{"crd":"5753783","suffix":null,"lastName":"HAMIL","firstName":"ANNETTE","middleName":"CHRISTINE"},{"crd":"4428800","suffix":null,"lastName":"HAYNES","firstName":"DARRELL","middleName":"SCOTT"},{"crd":"7554101","suffix":null,"lastName":"Jones","firstName":"Spencer","middleName":"Beau"},{"crd":"7369404","suffix":null,"lastName":"May","firstName":"Max","middleName":"William"},{"crd":"5281987","suffix":null,"lastName":"MCCAIN","firstName":"JEFFREY","middleName":"LEE"},{"crd":"1719454","suffix":null,"lastName":"OBERST","firstName":"MATTHEW","middleName":"JAMES"},{"crd":"5417304","suffix":null,"lastName":"WEBB","firstName":"MORGAN","middleName":"JO"}],"total":10,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-23","regulatoryAum":183283464,"clients":344,"employees":13,"offices":5},{"filedOn":"2022-03-25","regulatoryAum":316381819,"clients":437,"employees":16,"offices":5},{"filedOn":"2023-04-06","regulatoryAum":380503525,"clients":728,"employees":10,"offices":5},{"filedOn":"2024-07-18","regulatoryAum":452649116,"clients":680,"employees":12,"offices":5},{"filedOn":"2025-04-16","regulatoryAum":488219840,"clients":736,"employees":15,"offices":3},{"filedOn":"2026-07-17","regulatoryAum":530536813,"clients":622,"employees":13,"offices":3}],"secFileNumber":"801-70663","legalName":"Trinity 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fee and a one-time $500 implementation fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028686","versionId":1028686,"submittedOn":"2026-03-27","documentName":"TRINITY PORTFOLIO ADVISORS, LLC DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:28:26.763562+00:00","documents":[{"name":"TRINITY PORTFOLIO ADVISORS, LLC DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028686","versionId":1028686,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":494308854}],"custodyNote":"Trinity Portfolio Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jeri Liedl","title":"Chief Operating Officer","crd":"3245140"},{"name":"John Chalk","title":"Founder/CCO","crd":"4266208"}],"ownership":[{"label":"John Chalk","detail":"Founder/cco in the 75% or more ownership band and a control person, since September 2009."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":3,"addresses":[{"street":"121 Countryside Court, Suite 140","city":"Southlake","headquarters":true},{"street":"6860 Dallas Parkway","city":"Plano"},{"street":"3209 Fall Creek Hwy","city":"Granbury"}]}],"brochureServices":["business succession planning","education planning","estate planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"817-416-7227","stateRegisteredReps":9,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or 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They include 441 individual clients, 98 high-net-worth individuals, and 82 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Trinity Portfolio Advisors offer?","answer":"Trinity Portfolio Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, educational seminars, business succession planning, education planning, estate planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Trinity Portfolio Advisors charge?","answer":"Trinity Portfolio Advisors charges up to 2.00% a year for its Investment Management Fee. The fee is billed in arrears, is negotiable and requires an account of at least $7,500.","source":"TRINITY PORTFOLIO ADVISORS, LLC DISCLOSURE BROCHURE, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Trinity Portfolio Advisors use?","answer":"Trinity Portfolio Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $494M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Trinity Portfolio Advisors have?","answer":"Trinity Portfolio Advisors has 9 investment adviser representatives registered with state securities authorities, out of 13 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Trinity Portfolio Advisors invest in?","answer":"At the end of its last fiscal year, Trinity Portfolio Advisors’ separately managed accounts held 36% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities, 20% non-exchange-traded equities, 8% cash and equivalents, 4% U.S. government and agency bonds, 4% investment grade corporate bonds, 1% state and local bonds and 1% other. The 1% other category is described as: Annuity & Private Placement.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Trinity Portfolio Advisors have a minimum investment?","answer":"Yes, Trinity Portfolio Advisors’ minimum account size for its Investment Management Fee is $7.5K.","source":"TRINITY PORTFOLIO ADVISORS, LLC DISCLOSURE BROCHURE, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Trinity Portfolio Advisors?","answer":"Trinity Portfolio Advisors’ direct owner is John Chalk (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Trinity Portfolio Advisors get paid?","answer":"Trinity Portfolio Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Trinity Portfolio Advisors?","answer":"Trinity Portfolio Advisors’ main office is at 121 Countryside Court, Suite 140, Southlake, TX 76092. Its phone number is 817-416-7227. Its website is trinityportfolio.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}