{"url":"https://nivawealth.com/firms/trinity-capital-investors-110798","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110798","regulatoryAum":458282132,"crd":"110798","history":[{"filedOn":"2021-03-25","regulatoryAum":437484870,"clients":15,"employees":2,"offices":1},{"filedOn":"2022-03-17","regulatoryAum":447722477,"clients":24,"employees":2,"offices":1},{"filedOn":"2023-03-24","regulatoryAum":436896460,"clients":26,"employees":2,"offices":1},{"filedOn":"2024-03-13","regulatoryAum":468406272,"clients":45,"employees":2,"offices":1},{"filedOn":"2025-03-19","regulatoryAum":472001355,"clients":44,"employees":2,"offices":1},{"filedOn":"2026-03-16","regulatoryAum":458282132,"clients":37,"employees":2,"offices":1}],"secFileNumber":"801-57287","legalName":"Trinity Capital Investors","displayName":"Trinity Capital Investors","slug":"trinity-capital-investors-110798","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Mississippi corporation","fiscalYearEnd":"December","headquarters":{"street":"1675 Lakeland Drive, Ste 400","city":"Jackson","state":"MS","stateName":"Mississippi","country":"United States","postalCode":"39216"},"tradeNames":[],"registration":{"secApproved":"18 February 2000","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":458282132,"discretionary":458282132,"discretionaryAccounts":37,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":37},"clientTypes":[{"label":"Pooled investment vehicles","clients":8,"regulatoryAum":233064138},{"label":"Charitable organizations","clients":3,"fewerThan5":true,"regulatoryAum":4172041},{"label":"State or municipal government entities","clients":19,"regulatoryAum":103036467},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":247812},{"label":"Other","clients":6,"regulatoryAum":117761674}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Trustmark National Bank","shortName":"Trustmark National Bank","location":"Jackson, MS","smaAssets":455267151},{"name":"Northern Trust Compamy","shortName":"Northern Trust Compamy","location":"Chicago, IL","smaAssets":13265591}],"custodyNote":"Trinity Capital Investors does not have custody of client assets.","leadership":[{"name":"Jeffrey Wilson","title":"Chief Compliance Officer","crd":"2696712"}],"ownership":[{"label":"Wilson, Jeffrey Scott","detail":"President in the 75% or more ownership band and a control person, since August 1999."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Mississippi","offices":1,"addresses":[{"street":"1675 Lakeland Drive, Ste 400","city":"Jackson","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"601-956-3511","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"U.S. government/agency bonds","percent":66},{"label":"U.S. state and local bonds","percent":10},{"label":"Investment grade corporate bonds","percent":3},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":20,"detail":"Mortgage Backed Securities and Sbas"}],"privateFunds":0},"sources":{"adv1FilingDate":"16 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110798/PDF/110798.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Trinity Capital Investors have?","answer":"Trinity Capital Investors has 37 clients and manages $458 million for them, as of March 2026. They include 19 state or municipal government entities, 8 pooled investment vehicles and 6 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Trinity Capital Investors offer?","answer":"Trinity Capital Investors provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Trinity Capital Investors use?","answer":"Trinity Capital Investors’ separately managed account assets are held at Trustmark National Bank (Jackson, MS), with $455M and Northern Trust Compamy (Chicago, IL), with $13.3M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Trinity Capital Investors have?","answer":"Trinity Capital Investors has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Trinity Capital Investors invest in?","answer":"At the end of its last fiscal year, Trinity Capital Investors’ separately managed accounts held 66% U.S. government and agency bonds, 20% other, 10% state and local bonds, 3% investment grade corporate bonds and 1% cash and equivalents. The 20% other category is described as: Mortgage Backed Securities and Sbas.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Trinity Capital Investors?","answer":"Trinity Capital Investors’ direct owner is Wilson, Jeffrey Scott (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Trinity Capital Investors get paid?","answer":"Trinity Capital Investors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Trinity Capital Investors registered with the SEC?","answer":"Yes, Trinity Capital Investors has been registered with the SEC as an investment adviser since 18 February 2000. Its CRD number is 110798 and its SEC file number is 801-57287.","source":"Form ADV Part 1A, Item 1, filed 16 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Trinity Capital Investors?","answer":"Trinity Capital Investors’ main office is at 1675 Lakeland Drive, Ste 400, Jackson, MS 39216. Its phone number is 601-956-3511.","source":"Form ADV Part 1A, Item 1.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}