{"url":"https://nivawealth.com/firms/trinitas-capital-management-281328","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/281328","regulatoryAum":19556165445,"crd":"281328","secFileNumber":"801-106701","legalName":"Trinitas Capital Management, LLC","displayName":"Trinitas Capital Management","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"200 Crescent Court, Suite 1414","city":"Dallas","state":"TX","stateName":"Texas","country":"United States","postalCode":"75201-1834"},"tradeNames":[],"registration":{"secApproved":"25 September 2015","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":26,"advisory":20,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":19556165445,"discretionaryAccounts":45,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":45,"regulatoryAum":19556165445}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Trinitas Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Gibran Mahmud","title":"Director, Chief Executive Officer","crd":"6199346"},{"name":"Philip Braner","title":"VP and Chief Operating Officer","crd":"6092878"},{"name":"John Cannon","title":"Chief Compliance Officer","crd":"7278895"},{"name":"Andrew Bernstein","title":"Director","crd":"3005866"},{"name":"Brent Bossart","title":"Director/Owner","crd":"6551820"},{"name":"Fred Ebrahemi","title":"Director","crd":"6473286"},{"name":"John Frishkopf","title":"Director","crd":"1648955"},{"name":"Xavier Gutierrez","title":"Director","crd":"4337429"},{"name":"William Pade","title":"Director","crd":"5529516"},{"name":"Kenneth Stemme","title":"Director","crd":"2185463"}],"ownership":[{"label":"TCM Holdco LLC","detail":"Member in the 10% to 25% ownership band, since April 2017."},{"label":"Capital Dynamics Global Secondaries IV Holdings, L.P.","detail":"Member in the 5% to 10% ownership band, since September 2017."},{"label":"Capital Dynamics Mid-Market Direct IV, L.P.","detail":"Member in the 5% to 10% ownership band, since February 2019."},{"label":"Pes Triple Falls Holdings LP","detail":"Member in the 10% to 25% ownership band, since October 2021."},{"label":"Uaw Retiree Medical Benefits Trust","detail":"Member in the 10% to 25% ownership band, since April 2022."},{"label":"Clearlake Strategic Partners, L.P.","detail":"Indirect owner: a member of TCM Holdco LLC in the 75% or more band and a control person, since June 2020.","parent":"TCM Holdco LLC"},{"label":"Clearlake Capital Group GP, LLC","detail":"Indirect owner: general partner of Clearlake Strategic Partners, L.P. and a control person, since April 2017.","parent":"Clearlake Strategic Partners, L.P."},{"label":"CCG Operations, LLC","detail":"Indirect owner: a managing member of Clearlake Capital Group GP, LLC in the 75% or more band and a control person, since April 2017.","parent":"Clearlake Capital Group GP, LLC"},{"label":"CCG Global, LLC","detail":"Indirect owner: a member of CCG Operations, LLC in the 75% or more band and a control person, since December 2018.","parent":"CCG Operations, LLC"},{"label":"Behdad Eghbali","detail":"Indirect owner: a member of CCG Global, LLC in the 25% to 50% band and a control person, since December 2018.","parent":"CCG Global, LLC"},{"label":"Jose Feliciano","detail":"Indirect owner: a member of CCG Global, LLC in the 50% to 75% band and a control person, since December 2018.","parent":"CCG Global, LLC"},{"label":"Capital Dynamics (us) GP III, L.P.","detail":"Indirect owner: general partner of Capital Dynamics Global Secondaries IV Holdings, L.P. and a control person, since December 2011.","parent":"Capital Dynamics Global Secondaries IV Holdings, L.P."},{"label":"Capital Dynamics (us) GP III, LLC","detail":"Indirect owner: general partner of Capital Dynamics (us) GP III, L.P. and a control person, since December 2011.","parent":"Capital Dynamics (us) GP III, L.P."},{"label":"Capital Dynamics Investments (us) Limited","detail":"Indirect owner: a sole member of Capital Dynamics (us) GP III, LLC in the 75% or more band and a control person, since December 2011.","parent":"Capital Dynamics (us) GP III, LLC"},{"label":"Capital Dynamics Holding Ag","detail":"Indirect owner: a parent company of Capital Dynamics Investments (us) Limited in the 75% or more band and a control person, since December 2011. Also a parent company of Capital Dynamics Limited in the 75% or more band and a control person, since December 2014.","parent":"Capital Dynamics Investments (us) Limited"},{"label":"Dsa Ag","detail":"Indirect owner: a parent company of Capital Dynamics Holding Ag in the 75% or more band and a control person, since January 2021.","parent":"Capital Dynamics Holding Ag"},{"label":"Thomas Kubr","detail":"Indirect owner: a owner of Dsa Ag in the 50% to 75% band and a control person, since November 2023.","parent":"Dsa Ag"},{"label":"Capital Dynamics Mid-Market Direct IV GP, L.P.","detail":"Indirect owner: general partner of Capital Dynamics Mid-Market Direct IV, L.P. and a control person, since March 2015.","parent":"Capital Dynamics Mid-Market Direct IV, L.P."},{"label":"Capital Dynamics Uk GP II LLP","detail":"Indirect owner: general partner of Capital Dynamics Mid-Market Direct IV GP, L.P. and a control person, since December 2015.","parent":"Capital Dynamics Mid-Market Direct IV GP, L.P."},{"label":"Capital Dynamics Limited","detail":"Indirect owner: a parent company of Capital Dynamics Uk GP II LLP in the 75% or more band and a control person, since December 2014.","parent":"Capital Dynamics Uk GP II LLP"},{"label":"Vintage VIII Ab LLC","detail":"Indirect owner: a limited partner of Pes Triple Falls Holdings LP in the 25% to 50% band, since October 2021.","parent":"Pes Triple Falls Holdings LP"},{"label":"Vintage VIII Offshore Ab LLC","detail":"Indirect owner: a limited partner of Pes Triple Falls Holdings LP in the 25% to 50% band, since October 2021.","parent":"Pes Triple Falls Holdings LP"},{"label":"Vintage VIII Offshore Holdings LP","detail":"Indirect owner: a member of Vintage VIII Offshore Ab LLC in the 75% or more band, since November 2020.","parent":"Vintage VIII Offshore Ab LLC"},{"label":"Vintage VIII Foreign Income Blocker LLC","detail":"Indirect owner: a member of Vintage VIII Ab LLC in the 75% or more band, since November 2020.","parent":"Vintage VIII Ab LLC"},{"label":"Vintage VIII LP","detail":"Indirect owner: a member of Vintage VIII Foreign Income Blocker LLC in the 75% or more band, since December 2018.","parent":"Vintage VIII Foreign Income Blocker LLC"},{"label":"VF VIII Advisors LLC","detail":"Indirect owner: general partner of Vintage VIII LP and a control person, since May 2019.","parent":"Vintage VIII LP"},{"label":"Vintage VIII Offshore Foreign Income Blocker LTD.","detail":"Indirect owner: a limited partner of Vintage VIII Offshore Holdings LP in the 75% or more band, since May 2019.","parent":"Vintage VIII Offshore Holdings LP"},{"label":"Vintage VIII Offshore SCSP","detail":"Indirect owner: a limited partner of Vintage VIII Offshore Foreign Income Blocker LTD. in the 75% or more band, since January 2019.","parent":"Vintage VIII Offshore Foreign Income Blocker LTD."},{"label":"VF VIII Offshore Advisors S.A.R.L.","detail":"Indirect owner: general partner of Vintage VIII Offshore SCSP and a control person, since May 2019.","parent":"Vintage VIII Offshore SCSP"},{"label":"Andrew Galloway","detail":"Indirect owner: manager of VF VIII Offshore Advisors S.A.R.L. and a control person, since May 2019. Also manager of VF VIII Advisors LLC and a control person, since May 2019.","parent":"VF VIII Offshore Advisors S.A.R.L."},{"label":"Access Trust","detail":"Indirect owner: a shareholder of VF VIII Offshore Advisors S.A.R.L. in the 75% or more band, since May 2019. Also a shareholder of VF VIII Advisors LLC in the 75% or more band, since May 2019.","parent":"VF VIII Offshore Advisors S.A.R.L."},{"label":"Apex Group Trustees (cayman) Limited","detail":"Indirect owner: trustee of Access Trust and a control person, since April 2021.","parent":"Access Trust"},{"label":"Kathryn O'Sullivan","detail":"Indirect owner: manager of VF VIII Offshore Advisors S.A.R.L. and a control person, since May 2019.","parent":"VF VIII Offshore Advisors S.A.R.L."},{"label":"John Lewis","detail":"Indirect owner: manager of VF VIII Advisors LLC and a control person, since May 2019.","parent":"VF VIII Advisors LLC"},{"label":"The Committee of the Uaw Retiree Medical Benefits Trust","detail":"Indirect owner: named fiduciary acting as trustee of Uaw Retiree Medical Benefits Trust and a control person, since April 2022.","parent":"Uaw Retiree Medical Benefits Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"200 Crescent Court, Suite 1414","city":"Dallas","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"214-420-2400","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":45},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/281328/PDF/281328.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Trinitas Capital Management have?","answer":"Trinitas Capital Management has 45 clients and manages $19.6 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Trinitas Capital Management offer?","answer":"Trinitas Capital Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Trinitas Capital Management have?","answer":"Trinitas Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 26 employees, and 20 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Trinitas Capital Management?","answer":"Trinitas Capital Management is owned through a trust and a chain of holding companies by Behdad Eghbali, Jose Feliciano, Thomas Kubr and Capital Dynamics Limited. Its direct owners are TCM Holdco LLC, Capital Dynamics Global Secondaries IV Holdings, L.P., Capital Dynamics Mid-Market Direct IV, L.P., Pes Triple Falls Holdings LP and Uaw Retiree Medical Benefits Trust, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Trinitas Capital Management get paid?","answer":"Trinitas Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}