{"url":"https://nivawealth.com/firms/traver-financial-consulting-network-pa-139459","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/139459","regulatoryAum":121726751,"crd":"139459","secFileNumber":"801-137309","legalName":"Traver Financial Consulting Network Pa","displayName":"Traver Financial Consulting Network Pa","slug":"traver-financial-consulting-network-pa-139459","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"9040 Town Center Parkway","city":"Lakewood Ranch","state":"FL","stateName":"Florida","country":"United States","postalCode":"34202"},"tradeNames":[],"registration":{"secApproved":"16 September 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2254199.092592593,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":121726751,"discretionary":121726751,"discretionaryAccounts":54,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":28,"regulatoryAum":10844289},{"label":"High-net-worth individuals","clients":26,"regulatoryAum":110882462}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055048","versionId":1055048,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-08-17","documentName":"ADV 2A SEC INITIAL REGISTRATION","fee_rate_low":0.65,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Fixed-fee financial plans; the fee varies with the complexity of the client's situation and no amount is stated.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055048","versionId":1055048,"submittedOn":"2026-08-17","documentName":"ADV 2A SEC INITIAL REGISTRATION"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:24:23.221885+00:00","documents":[{"name":"ADV 2A SEC INITIAL REGISTRATION","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055048","versionId":1055048,"submittedOn":"2026-08-17"}]},"custodians":[],"custodyNote":"Traver Financial Consulting Network Pa has custody of $62.9M in client assets for 49 clients.","leadership":[],"ownership":[],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"9040 Town Center Parkway","city":"Lakewood Ranch","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"917-576-0308","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":77},{"label":"Securities issued by registered investment companies or business development companies","percent":12},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":5},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"3 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/139459/PDF/139459.pdf","brochureDate":"17 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055048","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Traver Financial Consulting Network Pa have?","answer":"Traver Financial Consulting Network Pa has 54 clients and manages $122 million for them, as of September 2026. They include 28 individual clients and 26 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Traver Financial Consulting Network Pa offer?","answer":"Traver Financial Consulting Network Pa provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Traver Financial Consulting Network Pa charge?","answer":"Traver Financial Consulting Network Pa charges 0.65%–1.50% a year for its Asset Management. The fee is billed in advance or in arrears and is negotiable.","source":"ADV 2A SEC INITIAL REGISTRATION, filed 17 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Traver Financial Consulting Network Pa have?","answer":"Traver Financial Consulting Network Pa has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Traver Financial Consulting Network Pa invest in?","answer":"At the end of its last fiscal year, Traver Financial Consulting Network Pa’s separately managed accounts held 77% exchange-traded equities, 12% registered funds (mutual funds, ETFs, BDCs), 5% pooled vehicles (private funds and similar) and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How does Traver Financial Consulting Network Pa get paid?","answer":"Traver Financial Consulting Network Pa is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Traver Financial Consulting Network Pa registered with the SEC?","answer":"Yes, Traver Financial Consulting Network Pa has been registered with the SEC as an investment adviser since 16 September 2026. Its CRD number is 139459 and its SEC file number is 801-137309.","source":"Form ADV Part 1A, Item 1, filed 3 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Traver Financial Consulting Network Pa?","answer":"Traver Financial Consulting Network Pa’s main office is at 9040 Town Center Parkway, Lakewood Ranch, FL 34202. Its phone number is 917-576-0308.","source":"Form ADV Part 1A, Item 1.F, filed 3 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}