{"url":"https://nivawealth.com/firms/transamerica-asset-management-107376","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107376","regulatoryAum":65942646033,"crd":"107376","secFileNumber":"801-53319","legalName":"Transamerica Asset Management, Inc.","displayName":"Transamerica Asset Management","website":"https://www.transamerica.com/individual/investments/mutual-funds-overview","linkedinUrl":"https://www.linkedin.com/company/transamerica","founded":null,"organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"1801 California Street, Suite 5200","city":"Denver","state":"CO","stateName":"Colorado","country":"United States","postalCode":"80202"},"tradeNames":[],"registration":{"secApproved":"31 December 1996","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":53,"advisory":8,"brokerDealerReps":8,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":64152510216,"discretionaryAccounts":95,"nonDiscretionary":1790135817,"nonDiscretionaryAccounts":24,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":1},"clientTypes":[{"label":"Investment companies","clients":95,"regulatoryAum":64152510216},{"label":"Pooled investment vehicles","clients":23,"regulatoryAum":1790135817},{"label":"Insurance companies","clients":1,"regulatoryAum":0}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Transamerica Asset Management has custody of $55K for 1 clients.","otherCustodians":[],"leadership":[{"name":"Marijn Smit","title":"Director, President, Chief Executive Officer, Chairman of the Board","crd":"6283676"},{"name":"Joshua Durham","title":"Chief Operating Officer, Director, Senior Vice President","crd":"7547099"},{"name":"John Reifsnider","title":"Chief Investment Officer, Senior Vice President, Director","crd":"2201708"},{"name":"Byron Hittle","title":"Chief Compliance Officer","crd":"5502813"},{"name":"JAMIE Borcherding","title":"Chief Accounting Officer, Treasurer","crd":"2106864"},{"name":"Dennis Gallagher","title":"Chief Legal Officer, Assistant Secretary","crd":"5215587"}],"ownership":[{"label":"Ausa Holding, LLC","detail":"Shareholder in the 10% to 25% ownership band, since September 1996."},{"label":"Transamerica Life Insurance Company","detail":"Shareholder in the 75% or more ownership band and a control person, since October 2020."},{"label":"Aegon LTD.","detail":"Indirect owner: a sh of Aegon International B.V. in the 75% or more band and a control person, since October 1936.","parent":"Aegon International B.V."},{"label":"Transamerica Corp. (de)","detail":"Indirect owner: a sh of Commonwealth General Corporation in the 75% or more band and a control person, since May 1986. Also a m of Ausa Holding, LLC in the 75% or more band and a control person, since November 1988.","parent":"Commonwealth General Corporation"},{"label":"Aegon International B.V.","detail":"Indirect owner: a sh of Transamerica Corp. (de) in the 75% or more band and a control person, since October 2020.","parent":"Transamerica Corp. (de)"},{"label":"Commonwealth General Corporation","detail":"Indirect owner: a sh of Transamerica Life Insurance Company in the 75% or more band and a control person, since October 2020.","parent":"Transamerica Life Insurance Company"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"1801 California Street, Suite 5200","city":"Denver","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"720-482-1500","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Other"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"30 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107376/PDF/107376.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Transamerica Asset Management have?","answer":"Transamerica Asset Management has 119 clients and manages $65.9 billion for them, as of September 2026. They include 95 investment companies, 23 pooled investment vehicles and 1 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Transamerica Asset Management offer?","answer":"Transamerica Asset Management provides portfolio management for investment companies, portfolio management for pooled vehicles and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Transamerica Asset Management have?","answer":"Transamerica Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 53 employees, and 8 perform investment advisory functions. 8 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Transamerica Asset Management?","answer":"Transamerica Asset Management is owned through a chain of holding companies by Aegon LTD. Its direct owners are Ausa Holding, LLC (10% to 25%) and Transamerica Life Insurance Company (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Transamerica Asset Management get paid?","answer":"Transamerica Asset Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}