{"url":"https://nivawealth.com/firms/tower-arch-capital-169057","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/169057","regulatoryAum":2118110089,"crd":"169057","history":[{"filedOn":"2021-03-29","regulatoryAum":882907851,"clients":4,"employees":18,"offices":1},{"filedOn":"2022-03-28","regulatoryAum":829878118,"clients":5,"employees":17,"offices":1},{"filedOn":"2023-03-24","regulatoryAum":890840879,"clients":5,"employees":17,"offices":1},{"filedOn":"2024-03-21","regulatoryAum":1896142535,"clients":7,"employees":21,"offices":1},{"filedOn":"2025-03-29","regulatoryAum":1873084578,"clients":7,"employees":22,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":2118110089,"clients":7,"employees":24,"offices":1}],"secFileNumber":"801-100344","legalName":"Tower Arch Capital, L.P.","displayName":"Tower Arch Capital","slug":"tower-arch-capital-169057","website":"https://towerarch.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/tower-arch-capital/","xUrl":"https://twitter.com/towerarchcap?lang=en","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"14034 S. 145 E., Suite 300","city":"Draper","state":"UT","stateName":"Utah","country":"United States","postalCode":"84020"},"tradeNames":[],"registration":{"secApproved":"26 June 2015","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":24,"advisory":21,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2118110089,"discretionary":2118110089,"discretionaryAccounts":7,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":7,"regulatoryAum":2118110089}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Tower Arch Capital has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Thomas Feveryear","title":"Chief Financial Officer","crd":"4919400"},{"name":"Christian Little","title":"Chief Compliance Officer","crd":"7492091"},{"name":"Rhett Neuenschwander","title":"Limited Partner","crd":"3105160"},{"name":"David Parkin","title":"Limited Partner","crd":"6269137"},{"name":"Ryan Stratton","title":"Limited Partner","crd":"6269135"},{"name":"David Topham","title":"Limited Partner","crd":"6269136"}],"ownership":[{"label":"Ryan Stratton","detail":"Limited partner in the 10% to 25% ownership band and a control person, since December 2013. Also a managing member of Tower Arch Capital, LLC in the 25% to 50% band and a control person, since December 2013."},{"label":"David Topham","detail":"Limited partner in the 10% to 25% ownership band and a control person, since December 2013. Also a managing member of Tower Arch Capital, LLC in the 25% to 50% band and a control person, since December 2013."},{"label":"David Parkin","detail":"Limited partner in the 10% to 25% ownership band and a control person, since December 2013. Also a managing member of Tower Arch Capital, LLC in the 25% to 50% band and a control person, since December 2013."},{"label":"Rhett Neuenschwander","detail":"Limited partner in the 10% to 25% ownership band and a control person, since December 2013. Also a managing member of Tower Arch Capital, LLC in the 25% to 50% band and a control person, since December 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":1,"addresses":[{"street":"14034 S. 145 E., Suite 300","city":"Draper","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"801-997-5808","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":7},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/169057/PDF/169057.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Tower Arch Capital have?","answer":"Tower Arch Capital has 7 clients and manages $2.12 billion for them, as of March 2026. They include 7 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Tower Arch Capital offer?","answer":"Tower Arch Capital provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Tower Arch Capital have?","answer":"Tower Arch Capital has 0 investment adviser representatives registered with state securities authorities, out of 24 employees, and 21 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Tower Arch Capital?","answer":"Tower Arch Capital’s direct owners are Ryan Stratton, David Topham, David Parkin and Rhett Neuenschwander, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Tower Arch Capital get paid?","answer":"Tower Arch Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Tower Arch Capital?","answer":"Tower Arch Capital’s main office is at 14034 S. 145 E., Suite 300, Draper, UT 84020. Its phone number is 801-997-5808. Its website is towerarch.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}