{"url":"https://nivawealth.com/firms/touchstone-advisors-107028","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107028","regulatoryAum":31091453599,"crd":"107028","secFileNumber":"801-45963","legalName":"Touchstone Advisors Inc","displayName":"Touchstone Advisors","website":null,"founded":null,"organization":"Ohio corporation","fiscalYearEnd":"December","headquarters":{"street":"303 Broadway, Suite 1100","city":"Cincinnati","state":"OH","stateName":"Ohio","country":"United States","postalCode":"45202-4203"},"tradeNames":[],"registration":{"secApproved":"28 February 1994","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":86,"advisory":14,"brokerDealerReps":77,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":31091453599,"discretionaryAccounts":40,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":40,"regulatoryAum":31091453599}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Touchstone Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Benjamin Alge","title":"President","crd":"6225581"},{"name":"Timothy Paulin","title":"SR. Vice President Investment Research & Product Management","crd":"1599212"},{"name":"Bradley Watterson","title":"Assistant Vice President, Investment Research","crd":"2859471"},{"name":"Scott Wittman","title":"Vice President, Tax","crd":"7679752"},{"name":"Terrie Ann Wiedenheft","title":"Chief Financial Officer","crd":"2619213"},{"name":"Timothy Stearns","title":"VP, Chief Compliance Officer","crd":"1327230"},{"name":"Matthew Barry","title":"VP, Product Management & Head of Capital Markets","crd":"5433368"},{"name":"Lindsay Connelly","title":"Avp, Assistant Treasurer","crd":"7212999"},{"name":"Jay Johnson","title":"VP, Corporate Finance and Treasurer","crd":"6607547"},{"name":"Anthony Lazzeri","title":"Avp, Product Management & Capital Markets","crd":"6200724"},{"name":"Teresa Lucas","title":"VP, Assistant Treasurer, Fund Accounting, Financial Reporting, Tax","crd":"3103059"},{"name":"Jill McGruder","title":"Director","crd":"1221720"},{"name":"John Musgrove","title":"Avp, Assistant Treasurer","crd":"6607165"},{"name":"Jonathan Niemeyer","title":"Director","crd":"5863603"},{"name":"Tyler Renners","title":"Secretary","crd":"8246902"},{"name":"Thomas Singler","title":"Avp, Investment Strategy Specialist","crd":"5888113"},{"name":"Julie Smith","title":"VP, Fund Administration and Operations","crd":"3199707"},{"name":"R Thomas","title":"Avp, Global Market Strategist","crd":"4866306"},{"name":"Donald Wuebbling","title":"Director","crd":"473438"}],"ownership":[{"label":"Ifs Financial Services","detail":"Shareholder in the 75% or more ownership band and a control person, since December 1993."},{"label":"Western-Southern Life Assurance Company","detail":"Indirect owner: a shareholder of Ifs Financial Services in the 75% or more band and a control person, since May 2001.","parent":"Ifs Financial Services"},{"label":"The Western and Southern Life Insurance Company","detail":"Indirect owner: a shareholder of Western and Southern Life Assurance Company in the 75% or more band and a control person, since April 1990.","parent":"Western and Southern Life Assurance Company"},{"label":"Western & Southern Financial Group, Inc.","detail":"Indirect owner: a shareholder of The Western and Southern Life Insurance Company in the 75% or more band and a control person, since September 2000.","parent":"The Western and Southern Life Insurance Company"},{"label":"Western & Southern Mutual Holding Company","detail":"Indirect owner: a shareholder of Western & Southern Financial Group, Inc. in the 75% or more band and a control person, since September 2000.","parent":"Western & Southern Financial Group, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"303 Broadway, Suite 1100","city":"Cincinnati","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"513-362-8000","stateRegisteredReps":77,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107028/PDF/107028.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Touchstone Advisors have?","answer":"Touchstone Advisors has 40 clients and manages $31.1 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Touchstone Advisors offer?","answer":"Touchstone Advisors provides portfolio management for investment companies and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Touchstone Advisors have?","answer":"Touchstone Advisors has 77 investment adviser representatives registered with state securities authorities, out of 86 employees, and 14 perform investment advisory functions. 77 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Touchstone Advisors?","answer":"Touchstone Advisors is owned through a chain of holding companies by Western-Southern Life Assurance Company and Western & Southern Mutual Holding Company. Its direct owners are Ifs Financial Services (75% or more) and the Western and Southern Life Insurance Company (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Touchstone Advisors get paid?","answer":"Touchstone Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}