{"url":"https://nivawealth.com/firms/total-wealth-planning-and-management-166664","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/166664","regulatoryAum":238791843,"crd":"166664","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"35780","suffix":"JR","lastName":"BURKE","firstName":"JOHN","middleName":"JOSEPH"},{"crd":"331504","suffix":null,"lastName":"Meldahl","firstName":"Craig","middleName":"Douglas"},{"crd":"4733622","suffix":null,"lastName":"MORTENSEN","firstName":"KIM","middleName":"TEJLS"},{"crd":"813056","suffix":null,"lastName":"MUNHOLLON","firstName":"SAMUEL","middleName":"CLIFFORD"},{"crd":"7950115","suffix":null,"lastName":"Santillo","firstName":"William","middleName":"Phillip"},{"crd":"1965022","suffix":null,"lastName":"SKELTON","firstName":"JANELLE","middleName":"MARIE"},{"crd":"2300545","suffix":"JR.","lastName":"TOMES","firstName":"WILLIAM","middleName":"RICHARD"},{"crd":"3000701","suffix":null,"lastName":"WINDER","firstName":"REID","middleName":"T"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-01","regulatoryAum":99802121,"clients":199,"employees":4,"offices":6},{"filedOn":"2022-06-14","regulatoryAum":173772373,"clients":385,"employees":8,"offices":9},{"filedOn":"2023-02-15","regulatoryAum":163801736,"clients":379,"employees":8,"offices":8},{"filedOn":"2024-04-24","regulatoryAum":178332651,"clients":377,"employees":8,"offices":8},{"filedOn":"2025-06-03","regulatoryAum":203935965,"clients":365,"employees":9,"offices":7},{"filedOn":"2026-04-22","regulatoryAum":238791843,"clients":414,"employees":8,"offices":7}],"secFileNumber":"801-113167","legalName":"Total Wealth Planning and Management, Inc.","displayName":"Total Wealth Planning and Management","slug":"total-wealth-planning-and-management-166664","website":"https://totalwpm.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"3 May 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":579591.8519417476,"staff":{"employees":8,"advisory":7,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":238791843,"discretionary":237237750,"discretionaryAccounts":405,"nonDiscretionary":1554093,"nonDiscretionaryAccounts":7,"wrapProgram":233518690,"nonUsClientsPct":1,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":346,"regulatoryAum":80267288},{"label":"High-net-worth individuals","clients":66,"regulatoryAum":158524555},{"label":"Charitable organizations","clients":2,"fewerThan5":true,"regulatoryAum":0}],"feePrograms":[{"role":"other","program":"Educational consulting","summary":"Educational consultation $150 per hour by phone; $250 per hour in person.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042363","versionId":1042363,"submittedOn":"2026-04-22","documentName":"ADV PART 2A"},{"role":"other","program":"Financial planning","summary":"Comprehensive plans $750 to $1,250 depending on complexity; included at no extra cost for most managed clients, but $1,250 for clients under $100,000 in AUM.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042363","versionId":1042363,"submittedOn":"2026-04-22","documentName":"ADV PART 2A"},{"role":"other","program":"Portfolio and 401(k) reviews","summary":"Annual portfolio review $250; semi-annual 401(k) review $100 per six months with contract for two people, or a one-time $250 for the first person and $100 for a spouse.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042363","versionId":1042363,"submittedOn":"2026-04-22","documentName":"ADV PART 2A"},{"role":"other","program":"Single-objective financial planning","summary":"Fixed fee up to $500 for a single objective, or an hourly rate up to $250.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042363","versionId":1042363,"submittedOn":"2026-04-22","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T14:38:50.621993+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042363","versionId":1042363,"submittedOn":"2026-04-22"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018092","versionId":1018092,"submittedOn":null}]},"custodians":[{"name":"Raymond James & Associates, Inc.","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":233518690}],"custodyNote":"Total Wealth Planning and Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"William Tomes","title":"President - CCO","crd":"2300545"},{"name":"Kimberly Tomes","title":"Owner","crd":"6033741"}],"ownership":[{"label":"William Tomes","detail":"President - cco in the 75% or more ownership band and a control person, since January 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":6},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"866-568-0003","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":50},{"label":"U.S. government/agency bonds","percent":5},{"label":"U.S. state and local bonds","percent":8},{"label":"Investment grade corporate bonds","percent":15},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":15},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"22 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/166664/PDF/166664.pdf","brochureDate":"22 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042363","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Total Wealth Planning and Management have?","answer":"Total Wealth Planning and Management has 414 clients and manages $239 million for them, as of April 2026. They include 346 individual clients, 66 high-net-worth individuals and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Total Wealth Planning and Management offer?","answer":"Total Wealth Planning and Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Total Wealth Planning and Management use?","answer":"Total Wealth Planning and Management’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $234M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Total Wealth Planning and Management have?","answer":"Total Wealth Planning and Management has 7 investment adviser representatives registered with state securities authorities, out of 8 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Total Wealth Planning and Management invest in?","answer":"At the end of its last fiscal year, Total Wealth Planning and Management’s separately managed accounts held 50% exchange-traded equities, 15% investment grade corporate bonds, 15% registered funds (mutual funds, ETFs, BDCs), 8% state and local bonds, 5% U.S. government and agency bonds, 5% cash and equivalents, 1% high-yield corporate bonds and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Total Wealth Planning and Management?","answer":"Total Wealth Planning and Management’s direct owner is William Tomes (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Total Wealth Planning and Management get paid?","answer":"Total Wealth Planning and Management is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Total Wealth Planning and Management?","answer":"Its phone number is 866-568-0003. Its website is totalwpm.com.","source":"Form ADV Part 1A, Item 1.F, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/total-wealth-planning-and-management-166664/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-28","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2058383/000208585326000890/0002085853-26-000890-index.html","totalValue":147876048,"positionCount":215,"top10Share":0.2000156103711941,"top10":[{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":4477495,"shares":3879,"shareType":"SH"},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":4394314,"shares":15186,"shareType":"SH"},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":3225217,"shares":13532,"shareType":"SH"},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":2771060,"shares":11012,"shareType":"SH"},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":2723489,"shares":7301,"shareType":"SH"},{"issuer":"CHENIERE ENERGY INC","titleOfClass":"COM NEW","cusip":"16411R208","value":2671654,"shares":11178,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":2611749,"shares":7308,"shareType":"SH"},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":2559263,"shares":7819,"shareType":"SH"},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":2074168,"shares":10366,"shareType":"SH"},{"issuer":"FACTSET RESH SYS INC","titleOfClass":"COM","cusip":"303075105","value":2069109,"shares":8993,"shareType":"SH"}],"positionsListed":200,"positions":[{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":4477495,"shares":3879,"shareType":"SH"},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":4394314,"shares":15186,"shareType":"SH"},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":3225217,"shares":13532,"shareType":"SH"},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":2771060,"shares":11012,"shareType":"SH"},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":2723489,"shares":7301,"shareType":"SH"},{"issuer":"CHENIERE ENERGY INC","titleOfClass":"COM NEW","cusip":"16411R208","value":2671654,"shares":11178,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":2611749,"shares":7308,"shareType":"SH"},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":2559263,"shares":7819,"shareType":"SH"},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":2074168,"shares":10366,"shareType":"SH"},{"issuer":"FACTSET RESH SYS INC","titleOfClass":"COM","cusip":"303075105","value":2069109,"shares":8993,"shareType":"SH"},{"issuer":"KULICKE & SOFFA INDS INC","titleOfClass":"COM","cusip":"501242101","value":2007398,"shares":15007,"shareType":"SH"},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":1992698,"shares":2706,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR TECHN ETF","cusip":"81369Y803","value":1738876,"shares":9127,"shareType":"SH"},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":1705815,"shares":4837,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"US AER DEF ETF","cusip":"464288760","value":1679001,"shares":6926,"shareType":"SH"},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":1634879,"shares":11958,"shareType":"SH"},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":1585795,"shares":4198,"shareType":"SH"},{"issuer":"DYCOM INDS INC","titleOfClass":"COM","cusip":"267475101","value":1455088,"shares":2878,"shareType":"SH"},{"issuer":"NRG ENERGY INC","titleOfClass":"COM NEW","cusip":"629377508","value":1451836,"shares":9940,"shareType":"SH"},{"issuer":"ALPS ETF TR","titleOfClass":"ALERIAN MLP","cusip":"00162Q452","value":1388706,"shares":26783,"shareType":"SH"},{"issuer":"GE AEROSPACE","titleOfClass":"COM NEW","cusip":"369604301","value":1379164,"shares":3690,"shareType":"SH"},{"issuer":"GILEAD SCIENCES INC","titleOfClass":"COM","cusip":"375558103","value":1307366,"shares":10348,"shareType":"SH"},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":1297741,"shares":2304,"shareType":"SH"},{"issuer":"VERIZON COMMUNICATIONS INC","titleOfClass":"COM","cusip":"92343V104","value":1283951,"shares":30325,"shareType":"SH"},{"issuer":"HEICO CORP NEW","titleOfClass":"COM","cusip":"422806109","value":1272311,"shares":3572,"shareType":"SH"},{"issuer":"STMICROELECTRONICS N V","titleOfClass":"NY REGISTRY","cusip":"861012102","value":1260399,"shares":16830,"shareType":"SH"},{"issuer":"DIGITAL RLTY TR INC","titleOfClass":"COM","cusip":"253868103","value":1217552,"shares":6780,"shareType":"SH"},{"issuer":"PFIZER INC","titleOfClass":"COM","cusip":"717081103","value":1186911,"shares":49290,"shareType":"SH"},{"issuer":"T-MOBILE US INC","titleOfClass":"COM","cusip":"872590104","value":1182664,"shares":7051,"shareType":"SH"},{"issuer":"OMNICOM GROUP INC","titleOfClass":"COM","cusip":"681919106","value":1141173,"shares":15669,"shareType":"SH"},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":1123559,"shares":3050,"shareType":"SH"},{"issuer":"INTERNATIONAL PAPER CO","titleOfClass":"COM","cusip":"460146103","value":1117130,"shares":29321,"shareType":"SH"},{"issuer":"WESCO INTL INC","titleOfClass":"COM","cusip":"95082P105","value":1107794,"shares":3207,"shareType":"SH"},{"issuer":"SCHWAB CHARLES CORP","titleOfClass":"COM","cusip":"808513105","value":1104841,"shares":11974,"shareType":"SH"},{"issuer":"MERCK & CO INC","titleOfClass":"COM","cusip":"58933Y105","value":1082924,"shares":8427,"shareType":"SH"},{"issuer":"CITIGROUP INC","titleOfClass":"COM NEW","cusip":"172967424","value":1082311,"shares":7733,"shareType":"SH"},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":1077164,"shares":9511,"shareType":"SH"},{"issuer":"ITURAN LOCATION AND CONTROL","titleOfClass":"SHS","cusip":"M6158M104","value":1048823,"shares":17191,"shareType":"SH"},{"issuer":"CONSTRUCTION PARTNERS INC","titleOfClass":"COM CL A","cusip":"21044C107","value":1048739,"shares":8830,"shareType":"SH"},{"issuer":"UNUM GROUP","titleOfClass":"COM","cusip":"91529Y106","value":1047857,"shares":11721,"shareType":"SH"},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":1042547,"shares":4105,"shareType":"SH"},{"issuer":"CALAMOS CONV OPPORTUNITIES &","titleOfClass":"SH BEN INT","cusip":"128117108","value":1035982,"shares":77082,"shareType":"SH"},{"issuer":"CARDINAL HEALTH INC","titleOfClass":"COM","cusip":"14149Y108","value":965444,"shares":4064,"shareType":"SH"},{"issuer":"RTX CORPORATION","titleOfClass":"COM","cusip":"75513E101","value":960982,"shares":5065,"shareType":"SH"},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":917994,"shares":5538,"shareType":"SH"},{"issuer":"JACOBS SOLUTIONS INC","titleOfClass":"COM","cusip":"46982L108","value":896230,"shares":7113,"shareType":"SH"},{"issuer":"BLACKSTONE INC","titleOfClass":"COM","cusip":"09260D107","value":891062,"shares":7573,"shareType":"SH"},{"issuer":"FORESTAR GROUP INC","titleOfClass":"COM","cusip":"346232101","value":853062,"shares":26953,"shareType":"SH"},{"issuer":"AT&T INC","titleOfClass":"COM","cusip":"00206R102","value":825462,"shares":39877,"shareType":"SH"},{"issuer":"GSK PLC","titleOfClass":"SPONSORED ADR","cusip":"37733W204","value":821893,"shares":15679,"shareType":"SH"},{"issuer":"WARBY PARKER INC","titleOfClass":"CL A COM","cusip":"93403J106","value":805224,"shares":26540,"shareType":"SH"},{"issuer":"INGREDION INC","titleOfClass":"COM","cusip":"457187102","value":800300,"shares":8450,"shareType":"SH"},{"issuer":"UNITED PARCEL SVCS INC","titleOfClass":"CL B","cusip":"911312106","value":790480,"shares":7353,"shareType":"SH"},{"issuer":"COPA HOLDINGS SA","titleOfClass":"CL A","cusip":"P31076105","value":782362,"shares":5029,"shareType":"SH"},{"issuer":"ALLY FINL INC","titleOfClass":"COM","cusip":"02005N100","value":771684,"shares":16794,"shareType":"SH"},{"issuer":"AGILENT TECHNOLOGIES INC","titleOfClass":"COM","cusip":"00846U101","value":752216,"shares":5663,"shareType":"SH"},{"issuer":"VISA INC","titleOfClass":"COM CL A","cusip":"92826C839","value":750681,"shares":2188,"shareType":"SH"},{"issuer":"DEVON ENERGY CORP NEW","titleOfClass":"COM","cusip":"25179M103","value":736281,"shares":17819,"shareType":"SH"},{"issuer":"UBER TECHNOLOGIES INC","titleOfClass":"COM","cusip":"90353T100","value":736248,"shares":10203,"shareType":"SH"},{"issuer":"LOCKHEED MARTIN CORP","titleOfClass":"COM","cusip":"539830109","value":733847,"shares":1440,"shareType":"SH"},{"issuer":"RYDER SYS INC","titleOfClass":"COM","cusip":"783549108","value":732489,"shares":2777,"shareType":"SH"},{"issuer":"FIRST MAJESTIC SILVER CORP","titleOfClass":"COM","cusip":"32076V103","value":729321,"shares":43002,"shareType":"SH"},{"issuer":"MUELLER INDS INC","titleOfClass":"COM","cusip":"624756102","value":727377,"shares":5917,"shareType":"SH"},{"issuer":"CROWDSTRIKE HLDGS INC","titleOfClass":"CL A","cusip":"22788C105","value":714299,"shares":936,"shareType":"SH"},{"issuer":"CUBESMART","titleOfClass":"COM","cusip":"229663109","value":712599,"shares":17918,"shareType":"SH"},{"issuer":"BANK OZK LITTLE ROCK ARK","titleOfClass":"COM","cusip":"06417N103","value":712118,"shares":13671,"shareType":"SH"},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":708738,"shares":1900,"shareType":"SH","putCall":"Put"},{"issuer":"THE CIGNA GROUP","titleOfClass":"COM","cusip":"125523100","value":705741,"shares":2560,"shareType":"SH"},{"issuer":"UNIVERSAL HEALTH RLTY INCOME","titleOfClass":"SH BEN INT","cusip":"91359E105","value":703207,"shares":16033,"shareType":"SH"},{"issuer":"CHIPOTLE MEXICAN GRILL INC","titleOfClass":"COM","cusip":"169656105","value":701318,"shares":20627,"shareType":"SH"},{"issuer":"MARATHON PETE CORP","titleOfClass":"COM","cusip":"56585A102","value":693377,"shares":2712,"shareType":"SH"},{"issuer":"PRIMORIS SVCS CORP","titleOfClass":"COM","cusip":"74164F103","value":692880,"shares":6990,"shareType":"SH"},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":683731,"shares":1177,"shareType":"SH"},{"issuer":"TEXAS INSTRS INC","titleOfClass":"COM","cusip":"882508104","value":655754,"shares":2200,"shareType":"SH"},{"issuer":"TEXAS INSTRS INC","titleOfClass":"COM","cusip":"882508104","value":655754,"shares":2200,"shareType":"SH","putCall":"Put"},{"issuer":"VALERO ENERGY CORP","titleOfClass":"COM","cusip":"91913Y100","value":652303,"shares":2505,"shareType":"SH"},{"issuer":"GENERAL DYNAMICS CORP","titleOfClass":"COM","cusip":"369550108","value":651802,"shares":1840,"shareType":"SH"},{"issuer":"TRAVELERS COMPANIES INC","titleOfClass":"COM","cusip":"89417E109","value":635811,"shares":1926,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR FINL ETF","cusip":"81369Y605","value":632866,"shares":11805,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"RUSSELL 2000 ETF","cusip":"464287655","value":625236,"shares":2081,"shareType":"SH"},{"issuer":"VICI PPTYS INC","titleOfClass":"COM","cusip":"925652109","value":618706,"shares":23303,"shareType":"SH"},{"issuer":"SPROTT ASSET MANAGEMENT LP","titleOfClass":"PHYSICAL GOLD AN","cusip":"85208R101","value":603973,"shares":15013,"shareType":"SH"},{"issuer":"HUNTINGTON INGALLS INDS INC","titleOfClass":"COM","cusip":"446413106","value":597565,"shares":2135,"shareType":"SH"},{"issuer":"DOMINOS PIZZA INC","titleOfClass":"COM","cusip":"25754A201","value":593560,"shares":2005,"shareType":"SH"},{"issuer":"AIR PRODUCTS AND CHEMICALS I","titleOfClass":"COM","cusip":"009158106","value":576978,"shares":1968,"shareType":"SH"},{"issuer":"AGREE RLTY CORP","titleOfClass":"COM","cusip":"008492100","value":575548,"shares":7599,"shareType":"SH"},{"issuer":"ONEOK INC NEW","titleOfClass":"COM","cusip":"682680103","value":575195,"shares":6616,"shareType":"SH"},{"issuer":"CVS HEALTH CORP","titleOfClass":"COM","cusip":"126650100","value":565549,"shares":5467,"shareType":"SH"},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":563210,"shares":754,"shareType":"SH"},{"issuer":"DOMINION ENERGY INC","titleOfClass":"COM","cusip":"25746U109","value":558817,"shares":8183,"shareType":"SH"},{"issuer":"URANIUM ENERGY CORP","titleOfClass":"COM","cusip":"916896103","value":551548,"shares":51740,"shareType":"SH"},{"issuer":"PRUDENTIAL FINL INC","titleOfClass":"COM","cusip":"744320102","value":550011,"shares":5096,"shareType":"SH"},{"issuer":"MSC INDL DIRECT INC","titleOfClass":"CL A","cusip":"553530106","value":547170,"shares":4600,"shareType":"SH"},{"issuer":"MSC INDL DIRECT INC","titleOfClass":"CL A","cusip":"553530106","value":547170,"shares":4600,"shareType":"SH","putCall":"Put"},{"issuer":"COGNEX CORP","titleOfClass":"COM","cusip":"192422103","value":543120,"shares":7500,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"US TRSPRTION","cusip":"464287192","value":533513,"shares":6150,"shareType":"SH"},{"issuer":"DATADOG INC","titleOfClass":"CL A COM","cusip":"23804L103","value":522803,"shares":2008,"shareType":"SH"},{"issuer":"CLOROX CO DEL","titleOfClass":"COM","cusip":"189054109","value":522534,"shares":5475,"shareType":"SH"},{"issuer":"DOMINION ENERGY INC","titleOfClass":"COM","cusip":"25746U109","value":519004,"shares":7600,"shareType":"SH","putCall":"Put"},{"issuer":"QUALCOMM INC","titleOfClass":"COM","cusip":"747525103","value":518708,"shares":2807,"shareType":"SH"},{"issuer":"VANECK ETF TRUST","titleOfClass":"SEMICONDUCTR ETF","cusip":"92189F676","value":499788,"shares":762,"shareType":"SH"},{"issuer":"CVS HEALTH CORP","titleOfClass":"COM","cusip":"126650100","value":496560,"shares":4800,"shareType":"SH","putCall":"Put"},{"issuer":"PRUDENTIAL FINL INC","titleOfClass":"COM","cusip":"744320102","value":496478,"shares":4600,"shareType":"SH","putCall":"Put"},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":494626,"shares":1176,"shareType":"SH"},{"issuer":"STANLEY BLACK & DECKER INC","titleOfClass":"COM","cusip":"854502101","value":480012,"shares":5100,"shareType":"SH"},{"issuer":"STANLEY BLACK & DECKER INC","titleOfClass":"COM","cusip":"854502101","value":480012,"shares":5100,"shareType":"SH","putCall":"Put"},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"BLOO AN RATI ETF","cusip":"46137V522","value":477753,"shares":5831,"shareType":"SH"},{"issuer":"GAMCO GLOBAL GOLD NAT RES &","titleOfClass":"COM SH BEN INT","cusip":"36465A109","value":476188,"shares":98386,"shareType":"SH"},{"issuer":"CF INDUSTRIES HOLD","titleOfClass":"COM","cusip":"125269100","value":474179,"shares":4380,"shareType":"SH"},{"issuer":"FIRSTENERGY CORP","titleOfClass":"COM","cusip":"337932107","value":470646,"shares":9900,"shareType":"SH"},{"issuer":"KEURIG DR PEPPER INC","titleOfClass":"COM","cusip":"49271V100","value":468039,"shares":14300,"shareType":"SH"},{"issuer":"KEURIG DR PEPPER INC","titleOfClass":"COM","cusip":"49271V100","value":468039,"shares":14300,"shareType":"SH","putCall":"Put"},{"issuer":"WHEATON PRECIOUS METALS CORP","titleOfClass":"COM","cusip":"962879102","value":461298,"shares":4107,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP TRANS","cusip":"78464A532","value":455622,"shares":3940,"shareType":"SH"},{"issuer":"FIRSTENERGY CORP","titleOfClass":"COM","cusip":"337932107","value":451630,"shares":9500,"shareType":"SH","putCall":"Put"},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P500 EQL WGT","cusip":"46137V357","value":447243,"shares":2102,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP BANK","cusip":"78464A797","value":437222,"shares":6409,"shareType":"SH"},{"issuer":"TRINITY INDS INC","titleOfClass":"COM","cusip":"896522109","value":425334,"shares":12300,"shareType":"SH"},{"issuer":"TRINITY INDS INC","titleOfClass":"COM","cusip":"896522109","value":425334,"shares":12300,"shareType":"SH","putCall":"Put"},{"issuer":"TRUIST FINL CORP","titleOfClass":"COM","cusip":"89832Q109","value":423470,"shares":8500,"shareType":"SH"},{"issuer":"TRUIST FINL CORP","titleOfClass":"COM","cusip":"89832Q109","value":423470,"shares":8500,"shareType":"SH","putCall":"Put"},{"issuer":"WESTLAKE CORPORATION","titleOfClass":"COM","cusip":"960413102","value":412742,"shares":5654,"shareType":"SH"},{"issuer":"VERIZON COMMUNICATIONS INC","titleOfClass":"COM","cusip":"92343V104","value":410698,"shares":9700,"shareType":"SH","putCall":"Put"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP SEMI","cusip":"78464A862","value":410395,"shares":658,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP HOME","cusip":"78464A888","value":410238,"shares":3550,"shareType":"SH"},{"issuer":"OKTA INC","titleOfClass":"CL A","cusip":"679295105","value":409486,"shares":3001,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR CARE ETF","cusip":"81369Y209","value":404266,"shares":2548,"shareType":"SH"},{"issuer":"ONEOK INC NEW","titleOfClass":"COM","cusip":"682680103","value":399924,"shares":4600,"shareType":"SH","putCall":"Put"},{"issuer":"ROCKET LAB CORP","titleOfClass":"COM","cusip":"773121108","value":391251,"shares":3849,"shareType":"SH"},{"issuer":"INTERNATIONAL PAPER CO","titleOfClass":"COM","cusip":"460146103","value":388620,"shares":10200,"shareType":"SH","putCall":"Put"},{"issuer":"SCOTTS MIRACLE-GRO CO","titleOfClass":"CL A","cusip":"810186106","value":388227,"shares":5700,"shareType":"SH"},{"issuer":"SCOTTS MIRACLE-GRO CO","titleOfClass":"CL A","cusip":"810186106","value":388227,"shares":5700,"shareType":"SH","putCall":"Put"},{"issuer":"MICROCHIP TECHNOLOGY INC.","titleOfClass":"COM","cusip":"595017104","value":385320,"shares":4225,"shareType":"SH"},{"issuer":"ABRDN TOTAL DYNAMIC DIVIDEND","titleOfClass":"COM SH BEN INT","cusip":"00326L100","value":382274,"shares":37078,"shareType":"SH"},{"issuer":"HECLA MINING COMPANY","titleOfClass":"COM","cusip":"422704106","value":371863,"shares":24100,"shareType":"SH"},{"issuer":"RIVERNORTH OPPORTUNITIES FD","titleOfClass":"COM","cusip":"76881Y109","value":366555,"shares":31437,"shareType":"SH"},{"issuer":"GAMING & LEISURE P","titleOfClass":"COM","cusip":"36467J108","value":365146,"shares":8200,"shareType":"SH"},{"issuer":"GAMING & LEISURE P","titleOfClass":"COM","cusip":"36467J108","value":365146,"shares":8200,"shareType":"SH","putCall":"Put"},{"issuer":"VANECK ETF TRUST","titleOfClass":"VANECK VIETNAM","cusip":"92189F817","value":356065,"shares":19278,"shareType":"SH"},{"issuer":"RIVERNORTH DOUBLELINE STRATE","titleOfClass":"COM","cusip":"76882G107","value":355568,"shares":46058,"shareType":"SH"},{"issuer":"ABRDN INCOME CREDIT STRATEGI","titleOfClass":"COM","cusip":"003057106","value":355129,"shares":68294,"shareType":"SH"},{"issuer":"AT&T INC","titleOfClass":"COM","cusip":"00206R102","value":353970,"shares":17100,"shareType":"SH","putCall":"Put"},{"issuer":"VIRTUS GLOBAL MULTI-SECTOR I","titleOfClass":"COM","cusip":"92829B101","value":352020,"shares":46936,"shareType":"SH"},{"issuer":"MAXIMUS INC","titleOfClass":"COM","cusip":"577933104","value":349117,"shares":6494,"shareType":"SH"},{"issuer":"NUVEEN CR STRATEGIES INCOME","titleOfClass":"COM SHS","cusip":"67073D102","value":348924,"shares":71795,"shareType":"SH"},{"issuer":"WESTERN ASSET GBL HIGH INC F","titleOfClass":"COM","cusip":"95766B109","value":348046,"shares":58397,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":346263,"shares":980,"shareType":"SH"},{"issuer":"COCA COLA CO","titleOfClass":"COM","cusip":"191216100","value":340115,"shares":4185,"shareType":"SH"},{"issuer":"ABRDN GLOBAL PREMIER PPTYS F","titleOfClass":"COM SH BEN INT","cusip":"00302L207","value":340104,"shares":28725,"shareType":"SH"},{"issuer":"NEUBERGER HIGH YIELD ST FD I","titleOfClass":"COM","cusip":"64128C106","value":338844,"shares":54302,"shareType":"SH"},{"issuer":"MARRIOTT INTL INC NEW","titleOfClass":"CL A","cusip":"571903202","value":336866,"shares":909,"shareType":"SH"},{"issuer":"ISHARES BITCOIN TRUST ETF","titleOfClass":"SHS BEN INT","cusip":"46438F101","value":334298,"shares":10042,"shareType":"SH"},{"issuer":"NORTHEAST CMNTY BANCORP INC","titleOfClass":"COM","cusip":"664121100","value":334128,"shares":12045,"shareType":"SH"},{"issuer":"AMERICAN WTR WKS CO INC NEW","titleOfClass":"COM","cusip":"030420103","value":331055,"shares":2516,"shareType":"SH"},{"issuer":"KKR INCOME OPPORTUNITIES FD","titleOfClass":"COM","cusip":"48249T106","value":329220,"shares":29238,"shareType":"SH"},{"issuer":"VERTIV HOLDINGS CO","titleOfClass":"COM CL A","cusip":"92537N108","value":327825,"shares":979,"shareType":"SH"},{"issuer":"NETFLIX INC.","titleOfClass":"COM","cusip":"64110L106","value":327583,"shares":4588,"shareType":"SH"},{"issuer":"PFIZER INC","titleOfClass":"COM","cusip":"717081103","value":327488,"shares":13600,"shareType":"SH","putCall":"Put"},{"issuer":"PAPA JOHNS INTL INC","titleOfClass":"COM","cusip":"698813102","value":327253,"shares":8900,"shareType":"SH"},{"issuer":"PAPA JOHNS INTL INC","titleOfClass":"COM","cusip":"698813102","value":327253,"shares":8900,"shareType":"SH","putCall":"Put"},{"issuer":"IMPINJ INC","titleOfClass":"COM","cusip":"453204109","value":325848,"shares":2275,"shareType":"SH"},{"issuer":"HEALTHPEAK PROPERTIES INC","titleOfClass":"COM","cusip":"42250P103","value":315022,"shares":14721,"shareType":"SH"},{"issuer":"POLARIS INC","titleOfClass":"COM","cusip":"731068102","value":314824,"shares":4600,"shareType":"SH"},{"issuer":"POLARIS INC","titleOfClass":"COM","cusip":"731068102","value":314824,"shares":4600,"shareType":"SH","putCall":"Put"},{"issuer":"INTERNATIONAL BUSINESS MACHS","titleOfClass":"COM","cusip":"459200101","value":312706,"shares":1112,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR DISCR ETF","cusip":"81369Y407","value":311730,"shares":2658,"shareType":"SH"},{"issuer":"RILEY EXPLORATION PERMIAN IN","titleOfClass":"COM","cusip":"76665T102","value":306528,"shares":9300,"shareType":"SH"},{"issuer":"RILEY EXPLORATION PERMIAN IN","titleOfClass":"COM","cusip":"76665T102","value":306528,"shares":9300,"shareType":"SH","putCall":"Put"},{"issuer":"AMERICAN WTR WKS CO INC NEW","titleOfClass":"COM","cusip":"030420103","value":302634,"shares":2300,"shareType":"SH","putCall":"Put"},{"issuer":"PLANET LABS PBC","titleOfClass":"COM CL A","cusip":"72703X106","value":295520,"shares":8920,"shareType":"SH"},{"issuer":"ENTERGY CORP NEW","titleOfClass":"COM","cusip":"29364G103","value":291055,"shares":2534,"shareType":"SH"},{"issuer":"KIMBERLY-CLARK CORP","titleOfClass":"COM","cusip":"494368103","value":285402,"shares":2600,"shareType":"SH"},{"issuer":"KIMBERLY-CLARK CORP","titleOfClass":"COM","cusip":"494368103","value":285402,"shares":2600,"shareType":"SH","putCall":"Put"},{"issuer":"ABRDN PALLADIUM ETF TRUST","titleOfClass":"PHYSICAL PALLADM","cusip":"003262102","value":284059,"shares":12865,"shareType":"SH"},{"issuer":"PALO ALTO NETWORKS INC","titleOfClass":"COM","cusip":"697435105","value":283047,"shares":830,"shareType":"SH"},{"issuer":"COINBASE GLOBAL INC","titleOfClass":"COM CL A","cusip":"19260Q107","value":277615,"shares":1899,"shareType":"SH"},{"issuer":"JOBY AVIATION INC","titleOfClass":"COMMON STOCK","cusip":"G65163100","value":277466,"shares":31106,"shareType":"SH"},{"issuer":"DRAFTKINGS INC NEW","titleOfClass":"COM CL A","cusip":"26142V105","value":276698,"shares":10954,"shareType":"SH"},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P500 QUALITY","cusip":"46137V241","value":272102,"shares":3020,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":270869,"shares":732,"shareType":"SH"},{"issuer":"BOX INC","titleOfClass":"CL A","cusip":"10316T104","value":266833,"shares":10054,"shareType":"SH"},{"issuer":"CONTANGO SILVER & GOLD INC","titleOfClass":"COM","cusip":"21077F100","value":257377,"shares":16300,"shareType":"SH"},{"issuer":"OKLO INC","titleOfClass":"COM CL A","cusip":"02156V109","value":257359,"shares":4918,"shareType":"SH"},{"issuer":"NEW FOUND GOLD CORP","titleOfClass":"COM","cusip":"64440N103","value":256410,"shares":166500,"shareType":"SH"},{"issuer":"SPROTT ASSET MANAGEMENT LP","titleOfClass":"PHYSICAL SILVER","cusip":"85207K107","value":249707,"shares":13233,"shareType":"SH"},{"issuer":"CENTRUS ENERGY CORP","titleOfClass":"CL A","cusip":"15643U104","value":243915,"shares":1453,"shareType":"SH"},{"issuer":"EQUINIX INC","titleOfClass":"COM","cusip":"29444U700","value":242877,"shares":233,"shareType":"SH"},{"issuer":"DIGITALBRIDGE GROUP INC","titleOfClass":"CL A NEW","cusip":"25401T603","value":242696,"shares":15380,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR INDL ETF","cusip":"81369Y704","value":238947,"shares":1290,"shareType":"SH"},{"issuer":"VOX ROYALTY CORP","titleOfClass":"COM","cusip":"92919F103","value":236122,"shares":49920,"shareType":"SH"},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":235557,"shares":2019,"shareType":"SH"},{"issuer":"SHOPIFY INC","titleOfClass":"CL A SUB VTG SHS","cusip":"82509L107","value":234526,"shares":2054,"shareType":"SH"},{"issuer":"IONQ INC","titleOfClass":"COM","cusip":"46222L108","value":228326,"shares":4287,"shareType":"SH"},{"issuer":"SERVICENOW INC","titleOfClass":"COM","cusip":"81762P102","value":225961,"shares":2276,"shareType":"SH"},{"issuer":"GE HEALTHCARE TECHNOLOGIES I","titleOfClass":"COMMON STOCK","cusip":"36266G107","value":225182,"shares":3518,"shareType":"SH"},{"issuer":"INSTEEL INDS INC","titleOfClass":"COM","cusip":"45774W108","value":224628,"shares":7438,"shareType":"SH"},{"issuer":"ARCHER AVIATION INC","titleOfClass":"COM CL A","cusip":"03945R102","value":223880,"shares":47332,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR STAPL ETF","cusip":"81369Y308","value":222461,"shares":2678,"shareType":"SH"},{"issuer":"AEROVIRONMENT INC","titleOfClass":"COM","cusip":"008073108","value":218883,"shares":1326,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":215680,"shares":288,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}