{"url":"https://nivawealth.com/firms/todd-wealth-management-164761","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/164761","regulatoryAum":158910267,"crd":"164761","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2203723","suffix":null,"lastName":"HEATH-HAZLETT","firstName":"TODD","middleName":"ANTHONY"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-14","regulatoryAum":133123686,"clients":399,"employees":2,"offices":1},{"filedOn":"2026-03-06","regulatoryAum":158910267,"clients":362,"employees":2,"offices":1}],"secFileNumber":"801-132318","legalName":"Todd Wealth Management LLC","displayName":"Todd Wealth Management","slug":"todd-wealth-management-164761","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"249 Nokomis Ave S","city":"Venice","state":"FL","stateName":"Florida","country":"United States","postalCode":"34285"},"tradeNames":[],"registration":{"secApproved":"2 April 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":438978.63812154694,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":1},"aum":{"regulatory":158910267,"discretionary":158910267,"discretionaryAccounts":1275,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":341},"clientTypes":[{"label":"Individuals (other than HNW)","clients":324,"regulatoryAum":80239059},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":78671208}],"feePrograms":[{"role":"main","program":"Portfolio Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015718","versionId":1015718,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-06","documentName":"TODD WEALTH MANAGEMENT LLC DISCLOSURE BROCHURE","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:34:09.720043+00:00","documents":[{"name":"TODD WEALTH MANAGEMENT LLC DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015718","versionId":1015718,"submittedOn":"2026-03-06"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":158910267}],"custodyNote":"Todd Wealth Management has custody of $82M for 300 clients.","otherCustodians":[],"leadership":[{"name":"Todd Heath-Hazlett","title":"Chief Executive Officer/Chief Compliance Officer","crd":"2203723"}],"ownership":[{"label":"Todd Heath-Hazlett","detail":"Chief executive officer/chief compliance officer in the 75% or more ownership band and a control person, since July 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"249 Nokomis Ave S","city":"Venice","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"941-483-3732","stateRegisteredReps":1,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"6 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/164761/PDF/164761.pdf","brochureDate":"6 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015718","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Todd Wealth Management have?","answer":"Todd Wealth Management has 362 clients and manages $159 million for them, as of March 2026. They include 324 individual clients and 38 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Todd Wealth Management offer?","answer":"Todd Wealth Management provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Todd Wealth Management charge?","answer":"Todd Wealth Management charges 0.50%–1.00% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable.","source":"TODD WEALTH MANAGEMENT LLC DISCLOSURE BROCHURE, filed 6 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Todd Wealth Management use?","answer":"Todd Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $159M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Todd Wealth Management have?","answer":"Todd Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Todd Wealth Management invest in?","answer":"At the end of its last fiscal year, Todd Wealth Management’s separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Todd Wealth Management?","answer":"Todd Wealth Management’s direct owner is Todd Heath-Hazlett (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Todd Wealth Management get paid?","answer":"Todd Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Todd Wealth Management?","answer":"Todd Wealth Management’s main office is at 249 Nokomis Ave S, Venice, FL 34285. Its phone number is 941-483-3732.","source":"Form ADV Part 1A, Item 1.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}