{"url":"https://nivawealth.com/firms/tnt-asset-management-153309","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/153309","regulatoryAum":174892455,"crd":"153309","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1792922","suffix":null,"lastName":"BAKIR","firstName":"ISSAM","middleName":"MAHMOUD"},{"crd":"5011763","suffix":null,"lastName":"BAKIR","firstName":"TARIK","middleName":"RANDALL"},{"crd":"5683075","suffix":null,"lastName":"BAKIR","firstName":"TREVOR","middleName":"LAITH"},{"crd":"4242451","suffix":null,"lastName":"CHI","firstName":"DAH-CHIN","middleName":null}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-09","regulatoryAum":122307599,"clients":179,"employees":6,"offices":1},{"filedOn":"2025-02-21","regulatoryAum":145267497,"clients":190,"employees":6,"offices":1},{"filedOn":"2026-09-28","regulatoryAum":174892455,"clients":203,"employees":6,"offices":2}],"secFileNumber":"801-130194","legalName":"TNT Asset Management, LLC","displayName":"TNT Asset Management","slug":"tnt-asset-management-153309","website":"https://tntfinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"105 E. Main Street","city":"Round Rock","state":"TX","stateName":"Texas","country":"United States","postalCode":"78664"},"tradeNames":[],"registration":{"secApproved":"3 June 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":810733.2446808511,"staff":{"employees":6,"advisory":4,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":174892455,"discretionary":150840576,"discretionaryAccounts":467,"nonDiscretionary":24051879,"nonDiscretionaryAccounts":39,"wrapProgram":null,"nonUsClientsPct":2,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":122,"regulatoryAum":43552387},{"label":"High-net-worth individuals","clients":66,"regulatoryAum":108865463},{"label":"Pension and profit-sharing plans","clients":15,"regulatoryAum":22474605}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T14:06:12.636659+00:00","documents":[{"name":"TNT ASSET MANAGEMENT DISCLOSURE 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059222","versionId":1059222,"submittedOn":"2026-09-28"}]},"custodians":[{"name":"SEI Investments Distribution Co.","shortName":"SEI Investments Distribution","location":"Oaks, PA","smaAssets":165040679}],"custodyNote":"TNT Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Issam Bakir","title":"Managing Member/Chief Compliance Officer","crd":"1792922"},{"name":"Tarik Bakir","title":"Managing Member","crd":"5011763"},{"name":"Trevor Bakir","title":"Managing Member","crd":"5683075"}],"ownership":[{"label":"Issam Bakir","detail":"Managing member/chief compliance officer in the 75% or more ownership band and a control person, since January 2010."},{"label":"Tarik Bakir","detail":"Managing member in the 5% to 10% ownership band and a control person, since January 2010."},{"label":"Trevor Bakir","detail":"Managing member in the 5% to 10% ownership band and a control person, since November 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":2,"addresses":[{"street":"105 E. Main Street","city":"Round Rock","headquarters":true},{"street":"803 E Liberty Ave","city":"Round Rock"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"512-255-1600","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":17},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":75},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"28 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/153309/PDF/153309.pdf","brochureDate":"28 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059222","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does TNT Asset Management have?","answer":"TNT Asset Management has 203 clients and manages $175 million for them, as of September 2026. They include 122 individual clients, 66 high-net-worth individuals, and 15 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does TNT Asset Management offer?","answer":"TNT Asset Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does TNT Asset Management use?","answer":"TNT Asset Management’s separately managed account assets are held at SEI Investments Distribution Co. (Oaks, PA), with $165M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does TNT Asset Management have?","answer":"TNT Asset Management has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does TNT Asset Management invest in?","answer":"At the end of its last fiscal year, TNT Asset Management’s separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 17% exchange-traded equities, 5% cash and equivalents, 2% state and local bonds, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns TNT Asset Management?","answer":"TNT Asset Management’s direct owners are Issam Bakir (75% or more), Tarik Bakir (5% to 10%) and Trevor Bakir (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does TNT Asset Management get paid?","answer":"TNT Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact TNT Asset Management?","answer":"TNT Asset Management’s main office is at 105 E. Main Street, Round Rock, TX 78664. Its phone number is 512-255-1600. Its website is tntfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}