{"url":"https://nivawealth.com/firms/timberchase-financial-131205","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/131205","regulatoryAum":280224237,"crd":"131205","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8309196","suffix":null,"lastName":"Billante","firstName":"Zachary","middleName":null},{"crd":"4784725","suffix":null,"lastName":"HANCOCK","firstName":"BRYAN","middleName":"DAVID"},{"crd":"5673717","suffix":null,"lastName":"LENZ","firstName":"KATIE","middleName":"ANNE"},{"crd":"7289051","suffix":null,"lastName":"Moore","firstName":"James","middleName":"Tyler"},{"crd":"7647606","suffix":null,"lastName":"Watts","firstName":"Peyton","middleName":"Nelon"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-25","regulatoryAum":139040440,"clients":83,"employees":5,"offices":2},{"filedOn":"2022-03-23","regulatoryAum":172663393,"clients":97,"employees":6,"offices":2},{"filedOn":"2023-05-11","regulatoryAum":155816264,"clients":101,"employees":6,"offices":2},{"filedOn":"2024-02-26","regulatoryAum":193646838,"clients":109,"employees":5,"offices":2},{"filedOn":"2025-07-03","regulatoryAum":237136020,"clients":122,"employees":5,"offices":2},{"filedOn":"2026-08-25","regulatoryAum":280224237,"clients":126,"employees":7,"offices":2}],"secFileNumber":"801-119050","legalName":"Timberchase Financial, LLC","displayName":"Timberchase Financial","slug":"timberchase-financial-131205","website":"https://timberchasefinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/timberchase-financial-llc/","founded":"2004","organization":"Alabama limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3310 Independence Drive","city":"Homewood","state":"AL","stateName":"Alabama","country":"United States","postalCode":"35209"},"tradeNames":[],"registration":{"secApproved":"13 July 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fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055963","versionId":1055963,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-08-25","documentName":"TIMBERCHASE ADV PART 2A AMENDMENT V.06.06.25","fee_rate_low":0.5,"fee_rate_high":1.2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Fixed fee option","summary":"A fixed fee in place of the asset-based schedule, based on the scope of services and the client's complexity, ranging from $1,000 to $50,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055963","versionId":1055963,"submittedOn":"2026-08-25","documentName":"TIMBERCHASE ADV PART 2A AMENDMENT V.06.06.25"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:59:51.418955+00:00","documents":[{"name":"TIMBERCHASE ADV PART 2A AMENDMENT V.06.06.25","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055963","versionId":1055963,"submittedOn":"2026-08-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":237887560}],"custodyNote":"Timberchase Financial has custody of $77.6M in client assets for 121 clients.","otherCustodians":[],"leadership":[{"name":"Bryan Hancock","title":"President, CCO, and Chief Executive Member","crd":"4784725"},{"name":"James Moore","title":"Member","crd":"7289051"},{"name":"Katie Lenz","title":"Financial Planner","crd":"5673717"}],"ownership":[{"label":"James Moore","detail":"Member in the 25% to 50% ownership band and a control person, since July 2022."},{"label":"Timberchase Trust","detail":"Owner in the 50% to 75% ownership band and a control person, since July 2022."},{"label":"Katie Lenz","detail":"Financial planner in the 10% to 25% ownership band, since January 2026."},{"label":"Bryan Hancock","detail":"Indirect owner: a sole trustee of Timberchase Trust in the 75% or more band and a control person, since July 2022.","parent":"Timberchase Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Alabama","offices":1,"addresses":[{"street":"3310 Independence Drive","city":"Homewood","headquarters":true}]},{"state":"Oregon","offices":1,"addresses":[{"street":"2709 Northwest Crossing Drive","city":"Bend"}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"205-980-7118","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":96},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"25 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/131205/PDF/131205.pdf","brochureDate":"25 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055963","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Timberchase Financial have?","answer":"Timberchase Financial has 126 clients and manages $280 million for them, as of August 2026. They include 93 high-net-worth individuals and 33 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Timberchase Financial offer?","answer":"Timberchase Financial provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Timberchase Financial charge?","answer":"Timberchase Financial charges 0.50%–1.20% a year for its Tiered advisory fee. The fee is billed in advance and is negotiable.","source":"TIMBERCHASE ADV PART 2A AMENDMENT V.06.06.25, filed 25 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Timberchase Financial use?","answer":"Timberchase Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $238M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Timberchase Financial have?","answer":"Timberchase Financial has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Timberchase Financial invest in?","answer":"At the end of its last fiscal year, Timberchase Financial’s separately managed accounts held 96% registered funds (mutual funds, ETFs, BDCs), 2% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Timberchase Financial?","answer":"Timberchase Financial is owned through a trust by Bryan Hancock. Its direct owners are James Moore (25% to 50%), Timberchase Trust (50% to 75%) and Katie Lenz (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Timberchase Financial get paid?","answer":"Timberchase Financial is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Timberchase Financial?","answer":"Timberchase Financial’s main office is at 3310 Independence Drive, Homewood, AL 35209. Its phone number is 205-980-7118. Its website is timberchasefinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}