{"url":"https://nivawealth.com/firms/tidehaven-wealth-281814","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/281814","regulatoryAum":124983821,"crd":"281814","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4809950","suffix":null,"lastName":"CATALANA","firstName":"KATHRYN","middleName":"GRANTZ"},{"crd":"4802813","suffix":null,"lastName":"GRUENEBERGER","firstName":"MICHAEL","middleName":"WILSON"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135544","legalName":"Tidehaven Wealth, LLC","displayName":"Tidehaven Wealth","slug":"tidehaven-wealth-281814","website":"https://tidehavenwealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/281814/c8d5cd7fa9622681-r1.webp","tone":"dark","width":580,"height":200,"sourceUrl":"https://www.tidehavenwealth.com/","sourceLabel":"Tidehaven Wealth, LLC, 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individuals","clients":48,"regulatoryAum":81368097}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008100","versionId":1008100,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-11","documentName":"FORM ADV PART 2A","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Hourly fees of $150 to $250 per hour, or fixed fees of $1,500 to $10,000 per project, as negotiated with the client.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008100","versionId":1008100,"submittedOn":"2026-02-11","documentName":"FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:18:34.569444+00:00","documents":[{"name":"FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008100","versionId":1008100,"submittedOn":"2026-02-11"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":124983821}],"custodyNote":"Tidehaven Wealth has custody of $125M for 163 clients.","otherCustodians":[],"leadership":[{"name":"Kathryn Catalana","title":"Partner / CCO","crd":"4809950"},{"name":"Michael Grueneberger","title":"Partner","crd":"4802813"}],"ownership":[{"label":"Michael Grueneberger","detail":"Partner in the 50% to 75% ownership band and a control person, since September 2015."},{"label":"Kathryn Catalana","detail":"Partner / cco in the 50% to 75% ownership band and a control person, since September 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"South Carolina","offices":1,"addresses":[{"street":"238 Mathis Ferry Road, Unit 104","city":"Mount Pleasant","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"843-284-8040","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"16 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/281814/PDF/281814.pdf","brochureDate":"11 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008100","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Tidehaven Wealth have?","answer":"Tidehaven Wealth has 163 clients and manages $125 million for them, as of July 2026. They include 115 individual clients and 48 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Tidehaven Wealth offer?","answer":"Tidehaven Wealth provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Tidehaven Wealth charge?","answer":"Tidehaven Wealth charges up to 1.50% a year for its Asset Management. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A, filed 11 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Tidehaven Wealth use?","answer":"Tidehaven Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $125M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Tidehaven Wealth have?","answer":"Tidehaven Wealth has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Tidehaven Wealth invest in?","answer":"At the end of its last fiscal year, Tidehaven Wealth’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Tidehaven Wealth?","answer":"Tidehaven Wealth’s direct owners are Michael Grueneberger (50% to 75%) and Kathryn Catalana (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Tidehaven Wealth get paid?","answer":"Tidehaven Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Tidehaven Wealth?","answer":"Tidehaven Wealth’s main office is at 238 Mathis Ferry Road, Unit 104, Mount Pleasant, SC 29464. Its phone number is 843-284-8040. Its website is tidehavenwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}