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They include 3,272 individual clients, 1,157 high-net-worth individuals, and 155 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Thurston Springer Advisors offer?","answer":"Thurston Springer Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Thurston Springer Advisors use?","answer":"Thurston Springer Advisors’ separately managed account assets are held at Wells Fargo Clearing Services, LLC (St. Louis, MO), with $5.87B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Thurston Springer Advisors have?","answer":"Thurston Springer Advisors has 86 investment adviser representatives registered with state securities authorities, out of 100 employees, and 86 perform investment advisory functions. 86 employees are registered representatives of a broker-dealer and 60 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Thurston Springer Advisors invest in?","answer":"At the end of its last fiscal year, Thurston Springer Advisors’ separately managed accounts held 47% registered funds (mutual funds, ETFs, BDCs), 46% exchange-traded equities, 4% cash and equivalents, 2% state and local bonds and 1% other. The 1% other category is described as: Options.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Thurston Springer Advisors?","answer":"Thurston Springer Advisors is owned through a holding company by Richard Parker and James Titak Irrevocable Trust DTD 12/3/2020. Its direct owner is Financial Services Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Thurston Springer Advisors get paid?","answer":"Thurston Springer Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Thurston Springer Advisors registered with the SEC?","answer":"Yes, Thurston Springer Advisors has been registered with the SEC as an investment adviser since 2 November 2018. Its CRD number is 299201 and its SEC file number is 801-114256.","source":"Form ADV Part 1A, Item 1, filed 25 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Thurston Springer Advisors?","answer":"Thurston Springer Advisors’ main office is at 9000 Keystone Crossing, Seventh Floor, Indianapolis, IN 46240. Its phone number is 317-581-4000. Its website is thurstonspringer.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}